SEC Action Lookup - Individuals (SALI)
Individuals with Court or Commission Orders Entered Against Them
RICHARD P MACCHIARULO
Current Age: 62 - 64
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of RICHARD P. MACCHIARULO, CPA, SEC File No. 3-10537
Date Filed:
JOHN C MACCOLL
Current Age: 71 - 73
State: Michigan (per Complaint/Order Instituting Proceedings)
Enforcement Action: UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. JOHN C. MACCOLL, 2:18-cv-12473 (E.D. Mich.)
Date Filed:
JOHN C MACCOLL
Current Age: 71 - 73
State: Michigan (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JOHN C. MACCOLL, SEC File No. 3-18911
Date Filed:
DONALD E MACCORD JR
Current Age: 57 - 59
State: Washington (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. DONALD E. MacCORD, JR., SHANNON D. DOYLE, and DIGI OUTDOOR MEDIA, INC., 2:17-cv-01809 (W.D. Wash.)
Date Filed:
THOMAS J MACCORMACK
Current Age: 69 - 71
State: Massachusetts (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of THOMAS J. MACCORMACK, SEC File No. 3-8993
Date Filed:
BRUCE A MACDONALD
Current Age: 72 - 74
State: Connecticut (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. BRUCE A. MACDONALD and ROBERT A. MARESCA, 3:10-cv-00151 (D. Conn.)
Date Filed:
DUNCAN J MACDONALD III
Current Age: 61 - 63
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. DUNCAN J. MACDONALD, III, GLORIA SOLOMON and JOHN W. KOSOLCHAROEN, 3:13-cv-02275 (N.D. Tex.)
Date Filed:
DUNCAN J MACDONALD III
Current Age: 61 - 63
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Duncan J. MacDonald, III, SEC File No. 3-16181
Date Filed:
MICHELLE E MacDONALD
Current Age: 56 - 58
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of MICHELLE E. MacDONALD, SEC File No. 3-20360
Date Filed:
PHILLIP MACDONALD
Current Age: 63 - 65
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. PHILLIP MACDONALD, MARTIN GOLLAN, and MICHAEL GOODMAN, 1:09-cv-05352 (S.D.N.Y.)
Date Filed:
HOLLY MACDONALD-KORTH
Also Known As: HOLLY KORTH
Current Age: 48 - 50
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JW Korth & Company L.P., James W. Korth, and Holly MacDonald-Korth, SEC File No. 3-20539
Date Filed:
ILIANA MACEIRAS
Current Age: 58 - 60
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. U.S. PENSION TRUST CORP., U.S. COLLEGE TRUST CORP., ILIANA MACEIRAS, LEONARDO MACEIRAS JR., NILDO VERDEJA, 1:07-cv-22570 (S.D. Fla.)
Date Filed:
ILIANA MACEIRAS
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ILIANA MACEIRAS, SEC File No. 3-14141
Date Filed:
LEONARD MACEIRAS JR
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of LEONARD MACEIRAS JR., SEC File No. 3-14140
Date Filed:
LEONARDO MACEIRAS JR
Current Age: 55 - 57
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. U.S. PENSION TRUST CORP., U.S. COLLEGE TRUST CORP., ILIANA MACEIRAS, LEONARDO MACEIRAS JR., NILDO VERDEJA, 1:07-cv-22570 (S.D. Fla.)
Date Filed:
DOUGLAS W MACFADDIN
Current Age: 63 - 65
State: Connecticut (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. CHARLES E. LECROY AND DOUGLAS W. MACFADDIN, 2:09-cv-02238 (N.D. Ala.)
Date Filed:
ROBERT MACGREGOR
Current Age: 58 - 60
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MICHAEL W. CROW, DUNCAN CAPITAL LLC, DUNCAN CAPITAL GROUP LLC, ROBERT DAVID FUCHS, and ROBERT MACGREGOR, TREVOR CROW, SANTAL HOLDINGS LLC, M.W. CROW FAMILY LP, CROW 2001 CHILDREN'S TRUST FBO MICHELLE LEE CROW, CROW 2001 CHILDREN'S TRUST FBO SPENCER MICHAEL CROW, CROW 2001 CHILDREN'S TRUST FBO DUNCAN CROW, and CROW 2001 CHILDREN'S TRUST FBO OLIVIA TREVOR CROW, 1:07-cv-03814 (S.D.N.Y.)
Date Filed:
ROBERT MACGREGOR
Current Age: 58 - 60
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ROBERT MACGREGOR, SEC File No. 3-13029
Date Filed:
JAMES F MacGUIDWIN
Current Age: 68 - 70
State: Virginia (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. DAVID M. COLBURN, ERIC L. KELLER, JAMES F. MacGUIDWIN, and JAY B. RAPPAPORT, 1:08-cv-04611 (S.D.N.Y.)
Date Filed:
VICTOR P MACHADO
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. VICTOR P. MACHADO and FRANK LU, 1:09-cv-01711 (S.D.N.Y.)
Date Filed:
VICTOR P MACHADO
Current Age: 51 - 53
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of VICTOR P. MACHADO, SEC File No. 3-13397
Date Filed:
JOSEPH C MACINA
Current Age: 53 - 55
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of CROWE HORWATH LLP, JOSEPH C. MACINA, CPA, and KEVIN V. WYDRA, CPA, SEC File No. 3-18953
Date Filed:
MICHAEL J MACIOCIO
Current Age: 54 - 56
State: Rhode Island (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MICHAEL J. MACIOCIO AND DAVID P. HOBSON, 1:16-cv-04139 (S.D.N.Y.)
Date Filed:
ALERO ODELL MACK JR
Current Age: 59 - 61
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. ALERO ODELL MACK, JR.; STEVEN ENRICO LOPEZ, SR.; EASY EQUITY ASSET MANAGEMENT, INC.; EASY EQUITY MANAGEMENT, L.P.; EASY EQUITY PARTNERS, L.P.; ALERO EQUITIES THE REAL ESTATE COMPANY, L.L.C.; and ALERO I.X. CORPORATION, 2:10-cv-08383 (C.D. Cal.)
Date Filed:
ALERO ODELL MACK JR
Current Age: 59 - 61
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ALERO ODELL MACK, JR., SEC File No. 3-15036
Date Filed:
About this Feature
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.
Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and January 31, 2025. This feature will be updated periodically to add individuals from newly-filed actions.
Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.
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