Administrative Proceeding File No. 3-16181

Respondents

MacDonald, Duncan J., III


Release Date	Release Number	Name of Document
Feb. 1, 2017	34-79919	Order Requesting
April 24, 2015	34-74805	Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
March 16, 2015	AP-2426	Order Granting Motion to Stay
Jan. 12, 2015	AP-2206	Order
Jan. 8, 2015	AP-2193	Order
Dec. 3, 2014	AP-2089	Order Following Prehearing Conference
Oct. 23, 2014	AP-1938	Order Postponing Hearing and Scheduling Prehearing Conference
Oct. 2, 2014	AP-1878	Order Scheduling Hearing and Designating Presiding Judge
Sept. 29, 2014	34-73250	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934


Release Date	Release Number	Other Release Numbers	Name of Document
Jan. 7, 2015			Respondent's "Offer of Settlement"
Jan. 9, 2015			Division of Enforcement's Motion to Defer Summary Disposition Briefing
Feb. 9, 2015			Division of Enforcement's Motion for Summary Disposition
March 13, 2015			Motion for Stay Pending Commission Consideration of Offer of Settlement
March 9, 2016			Request to Vacate Bar(s) From Association with Nationally Recognized Statistical Rating Organizations And/Or Municipal Advisors in Light of Koch v. SEC
Sept. 29, 2014			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934
April 24, 2015			Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
Oct. 2, 2014			Order Scheduling Hearing and Designating Presiding Judge
Oct. 23, 2014			Order Postponing Hearing and Scheduling Prehearing Conference
Dec. 3, 2014			Order Following Prehearing Conference
Jan. 8, 2015			Order
Jan. 12, 2015			Order
March 16, 2015			Order Granting Motion to Stay
Feb. 1, 2017			Order Requesting