SEC Action Lookup - Individuals (SALI)
Individuals with Court or Commission Orders Entered Against Them
JONAH ENGLER
Also Known As: JONAH ENGLER-SILBERMAN
Current Age: 43 - 45
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JONAH ENGLER a/k/a JONAH ENGLER-SILBERMAN, JOSHUA W. TURNEY, HECTOR PEREZ a/k/a BRUCE JOHNSON, and BARBARA DESIDERIO, 1:20-cv-01625 (E.D.N.Y.)
Date Filed:
JONAH ENGLER
Also Known As: JONAH ENGLER-SILBERMAN
Current Age: 43 - 45
Enforcement Action: In the Matter of JONAH ENGLER A/K/A JONAH ENGLER-SILBERMAN, SEC File No. 3-20598
Date Filed:
HOWARD ETTELMAN
Current Age: 68 - 70
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. SETH EBER, HOWARD ETTELMAN, RONNY J. HALPERIN, CHARLES HANSEN, III, MELISSA K. RICE, LUZ RODRIGUEZ AND KEVIN D. SEPE, 1:12-cv-21653 (S.D. Fla.)
Date Filed:
VLADIMIR EYDELMAN
Current Age: 52 - 54
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. VLADIMIR EYDELMAN and STEVEN METRO, 3:14-cv-01742 (D.N.J.)
Date Filed:
VLADIMIR EYDELMAN
Current Age: 52 - 54
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of VLADIMIR EYDELMAN, SEC File No. 3-16992
Date Filed:
CHRISTINE FAVARA
Also Known As: CHRISTINE MCKIERNAN, CHRISTINE ANDERSON, CHRISTINE ANDERSON HOLZMAN
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. CHRISTINE FAVARA AKA CHRISTINE MCKIERNAN AKA CHRISTINE ANDERSON AKA CHRISTINE ANDERSON HOLZMAN, 2:05-cv-05486 (C.D. Cal.)
Date Filed:
EDWARD FEDERMAN
Current Age: 76 - 78
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: Securities and Exchange Commission v. Richard D. Power, Edward Federman, and Richard J. "Skip" Heger, 1:06-cv-15343 (S.D.N.Y.)
Date Filed:
MICHAEL J FEFFERMAN
Current Age: 52 - 54
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MICHAEL J. FEFFERMAN, CHAD E. WIEGAND, and AKIS C. ERACLEOUS, 3:15-cv-01276 (S.D. Cal.)
Date Filed:
H THOMAS FEHN
Also Known As: THOMAS FEHN
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of H. THOMAS FEHN, SEC File No. 3-9518
Date Filed:
ANDREW D FELDMAN
Current Age: 54 - 56
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. ROMULUS S. PEREIRA, ROBERT B. STANTON, L. JOHN KERN, ANDREW D. FELDMAN, WILLIAM F. McFARLAND, LORI H. CORNMESSER, 3:06-cv-06384 (N.D. Cal.)
Date Filed:
JEFFREY A FELDMAN
Current Age: 65 - 67
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. DFRF ENTERPRISES LLC, DFRF ENTERPRISES, LLC, DANIEL FERNANDES ROJO FILHO, WANDERLEY M. DALMAN, GASPAR C. JESUS, EDUARDO N. DA SILVA, HERIBERTO C. PEREZ VALDES, JEFFREY A. FELDMAN and ROMILDO DA CUNHA, 1:15-cv-12857 (D. Mass.)
Date Filed:
OLEG FELDMAN
Also Known As: ALEC FELDMAN
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. BARZILAY, ET AL., 1:99-cv-05023 (N.D. Ill.)
Date Filed:
OLEG FELDMAN
Enforcement Action: In the Matter of OLEG FELDMAN, SEC File No. 3-10730
Date Filed:
PAUL FELDMAN
Current Age: 49 - 51
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JOSEPH M. DUPONT, SHAWN P. CRONIN, STANLEY KAPLAN, PAUL FELDMAN and JARETT G. MENDOZA, 1:23-cv-05565 (S.D.N.Y.)
Date Filed:
SALLIE D FELDMAN
Current Age: 74 - 76
State: Pennsylvania (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of MICHAEL G. HORSEY, CPA, MICHAEL D. WATSON, CPA, and SALLIE D. FELDMAN, CPA, SEC File No. 3-10937
Date Filed:
RICHARD D FELDMANN
Current Age: 85 - 87
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of DONALD J. ANTHONY, JR., FRANK H. CHIAPPONE, RICHARD D. FELDMANN, WILLIAM P. GAMELLO, ANDREW G. GUZZETTI, WILLIAM F. LEX, THOMAS E. LIVINGSTON, BRIAN T. MAYER, PHILIP S. RABINOVICH, and RYAN C. ROGERS, SEC File No. 3-15514
Date Filed:
MOSHE FEUER
Also Known As: MARK FEUER
Current Age: 55 - 57
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Moshe aka “Mark” Feuer and Scott A. Taylor, SEC File No. 3-21538
Date Filed:
RICHARD FIEDELMAN
Current Age: 81 - 83
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of RICHARD FIEDELMAN, CPA, SEC File No. 3-11290
Date Filed:
IAN FISHMAN
Current Age: 58 - 60
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of IAN FISHMAN and LAWRENCE FISHMAN, SEC File No. 3-9629
Date Filed:
JEFFREY FISHMAN
Current Age: 65 - 67
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. JEFFREY FISHMAN, 2:08-cv-03509 (E.D.N.Y.)
Date Filed:
JERALD G FISHMAN
Current Age: 76 - 78
State: Massachusetts (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ANALOG DEVICES, INC. and JERALD G. FISHMAN, SEC File No. 3-13050
Date Filed:
JERALD G FISHMAN
Current Age: 76 - 78
State: Massachusetts (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. ANALOG DEVICES, INC. and JERALD G. FISHMAN, 1:08-cv-00920 (D.D.C.)
Date Filed:
LAWRENCE FISHMAN
Current Age: 59 - 61
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of IAN FISHMAN and LAWRENCE FISHMAN, SEC File No. 3-9629
Date Filed:
STEVEN E FISHMAN
Current Age: 67 - 69
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of STEVEN E. FISHMAN, SEC File No. 3-19713
Date Filed:
EUGENE FLAKSMAN
Current Age: 52 - 54
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. LEONARD ALEXANDER RUGE, RICHARD WOLFF, MAC BEAGELMAN, MICHAEL SCOTT SYMONS, RICHARD BALBER, STEPHEN EVERS, EUGENE FLAKSMAN, MARK FURMAN, ALEX GRINSHPON, DANIEL KOLCHKOV, JEFF SANDERS, ALEX SOLON, MARK ZABORSKY and JEFFERY STONE, 1:97-cv-09306 (S.D.N.Y.)
Date Filed:
About this Feature
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.
Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and January 31, 2025. This feature will be updated periodically to add individuals from newly-filed actions.
Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.
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