SEC Action Lookup - Individuals (SALI)

Individuals with Court or Commission Orders Entered Against Them

RAYLA MELCHOR SANTOS

Also Known As: TEACHER SAM
State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. CKB168 HOLDINGS LTD., WIN168 BIZ SOLUTIONS LTD., CKB168 LTD., CKB168 BIZ SOLUTION, INC., CYBER KIDS BEST EDUCATION LTD., RAYLA MELCHER SANTOS, HUNG WAI ("HOWARD") SHERN, RUI LING ("FLORENCE") LEUNG, DALIANG ("DAVID") GUO, YAO LIN, CHIH HSUAN "KIKI" LIN, WEN CHEN HWANG (AKA "WENDY LEE"), TONI TONG CHEN, CHEONGWHA "HEYWOOD" CHANG, JOAN CONGYI MA (AKA "JC MA"), AND HEIDI MAO LIU (AKA "HEIDI MAO"), 1:13-cv-05584 (E.D.N.Y.)
Date Filed:
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BARRY SCHECHTER

Current Age: 70 - 72
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Barry Schechter, C.A., SEC File No. 3-13278
Date Filed:
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BARRY M SCHECHTER

State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. RETAIL PRO, INC. (fka Island Pacific, Inc.), BARRY M. SCHECHTER, RAN H. FURMAN, and HARVEY BRAUN, 3:08-cv-01620 (S.D. Cal.)
Date Filed:
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ELIAS SCHECHTER

Current Age: 68 - 70
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ANDOVER BROKERAGE, LLC, MICHAEL PICOZZI, III, ELIAS SCHECHTER, and DAVID DAILY, SEC File No. 3-11013
Date Filed:
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ERIC SCHEFFEY

Current Age: 74 - 76
State: Colorado (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. AIRBORNE WIRELESS NETWORK, KALISTRATOS KABILAFKAS (AKA Kelly Kabilafkas, AKA Mark McKinney), TIMOLEON KABILAFKAS (AKA Tim Kabilafkas), CHRYSILIOS CHRYSILIOU, PANAGIOTIS BOLOVIS, JACK EDWARD DANIELS, ERIC SCHEFFEY, AND MOSHE RABIN, 1:21-cv-01772 (S.D.N.Y.)
Date Filed:
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ARTHUR SCHEINERT

Current Age: 59 - 61
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. HELVETIA PHARMACEUTICALS, INC., RICHARD A. ANDERS, NICHOLAS BACHYNSKY, ARTHUR SCHEINERT and LAURENCE DEAN, 0:04-cv-60804 (S.D. Fla.)
Date Filed:
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ARTHUR SCHEINERT

Current Age: 58 - 60
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of Arthur Scheinert, SEC File No. 3-13022
Date Filed:
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JOHAN SCHELIN

State: Foreign Country (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. GÖRAN HEDÉN AND CERTAIN UNKNOWN PURCHASERS OF COMMON STOCK OF PINKERTON’S, INC., 1:99-cv-01418 (S.D.N.Y.)
Date Filed:
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JAMES R.J. SCHELTEMA

State: Maryland (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JAMES R.J. SCHELTEMA, SEC File No. 3-18371
Date Filed:
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RENE SCHENA

Current Age: 60 - 62
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. ARRAYIT CORPORATION and RENE SCHENA, 5:21-cv-01053 (N.D. Cal.)
Date Filed:
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WALTER M SCHENKER

Current Age: 77 - 79
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. TCMP3 PARTNERS, L.P., TCMP3 CAPITAL, LLC, TITAN CAPITAL MANAGEMENT, LLC, WALTER M. SCHENKER, AND STEVEN E. SLAWSON, 1:07-cv-01990 (D.D.C.)
Date Filed:
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JACK O SCHER

Current Age: Over 90
State: Virginia (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. ANDREW S. LANE, JACK LANE, JACK O. SCHER, DEBORAH S. GAMES, CRAIG L. SAMPSON, BRUCE SAMPSON and TRACY ANN STODDART, 1:97-cv-08144 (S.D.N.Y.)
Date Filed:
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GARY THOMAS SCHERPING

Current Age: 63 - 65
State: Colorado (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. LORINE SWEENEY and GARY THOMAS SCHERPING, 1:07-cv-01511 (D. Colo.)
Date Filed:
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GARY THOMAS SCHERPING

Current Age: 64 - 66
State: Colorado (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of GARY THOMAS SCHERPING, CPA, SEC File No. 3-12989
Date Filed:
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ANDREW B SCHERR

Current Age: 56 - 58
State: New Jersey (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. ALEXANDER C. BURNS and ANDREW B. SCHERR, 1:18-cv-09477 (S.D.N.Y.)
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Displaying 1101 - 1125 of 1431

About this Feature

This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.

Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and January 31, 2025. This feature will be updated periodically to add individuals from newly-filed actions.

Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.

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