See also case number 9:07-cv-81162 (S.D. Fla.) (cases consolidated).
SEC Action Lookup - Individuals (SALI)
Individuals with Court or Commission Orders Entered Against Them
MARK T SCHWETSCHENAU
Current Age: 68 - 70
State: Illinois (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. MARK T. SCHWETSCHENAU, 1:10-cv-04904 (N.D. Ill.)
Date Filed:
MARK T SCHWETSCHENAU
Current Age: 68 - 70
State: Illinois (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of MARK T. SCHWETSCHENAU, SEC File No. 3-13995
Date Filed:
G CHRISTOPHER SCOGGIN
Also Known As: CHRISTOPHER SCOGGIN
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. G. CHRISTOPHER SCOGGIN, 4:02-cv-03119 (S.D. Tex.)
Date Filed:
CONRAD P SEGHERS
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. CONRAD P. SEGHERS and JAMES R. DICKEY, 3:04-cv-01320 (N.D. Tex.)
Date Filed:
CONRAD P SEGHERS
Current Age: 56 - 58
State: Texas (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of CONRAD P. SEGHERS, SEC File No. 3-12433
Date Filed:
PERRY A SELHEIMER
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. SELHEIMER & CO., ET AL., 2:96-cv-06449 (E.D. Pa.)
Date Filed:
PERRY A SELHEIMER
State: Pennsylvania (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of SELHEIMER & CO. and PERRY A. SELHEIMER, SEC File No. 3-9260
Date Filed:
MUHAMMAD SHAHEED
Also Known As: M.J. SHAHEED
Current Age: 56 - 58
State: Ohio (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of MUHAMMAD (“M.J.”) SHAHEED, SEC File No. 3-16144
Date Filed:
JOHN C SHEA
Current Age: 53 - 55
State: Pennsylvania (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of HEALTHCARE SERVICES GROUP, INC., JOHN C. SHEA, CPA, and DERYA D. WARNER, SEC File No. 3-20468
Date Filed:
MICHAEL L SHEA
Current Age: 53 - 55
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of MICHAEL L. SHEA, SEC File No. 3-16975
Date Filed:
STEPHEN SHEA
Current Age: 52 - 54
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. SKY CAPITAL LLC a/k/a GRANTA CAPITAL LLC, ROSS MANDELL, STEPHEN SHEA, ADAM HARRINGTON RUCKDESCHEL, ARN WILSON, MICHAEL PASSARO and ROBERT GRABOWSKI, 1:09-cv-06129 (S.D.N.Y.)
Date Filed:
STEPHEN SHEA
Current Age: 51 - 53
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of STEPHEN SHEA, SEC File No. 3-15236
Date Filed:
ERIC E SHEAR
Current Age: 62 - 64
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of ERIC E. SHEAR, SEC File No. 3-17009
Date Filed:
ROGER D SHEARER
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of PRIORITYACCESS, INC., ENDPOINT TECHNOLOGIES, INC., and ROGER SHEARER, SEC File No. 3-10612
Date Filed:
ROGER D SHEARER
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. STRATOCOMM CORPORATION, ROGER D. SHEARER, and CRAIG DANZIG, 1:11-cv-01188 (N.D.N.Y.)
Date Filed:
MICHAEL R SHECHTMAN
Current Age: 50 - 52
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. TIBOR KLEIN AND MICHAEL R. SHECHTMAN, 9:13-cv-80954 (S.D. Fla.)
Date Filed:
MICHAEL R SHECHTMAN
Current Age: 49 - 51
Enforcement Action: In the Matter of Michael R. Shechtman, SEC File No. 3-15776
Date Filed:
JOHN JAMES SHEEHAN Jr
Current Age: 55 - 57
State: New York (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of JOHN JAMES SHEEHAN, Jr., SEC File No. 3-19648
Date Filed:
LEONARD SHEEHAN
Current Age: 52 - 54
State: Massachusetts (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of LEONARD SHEEHAN, SEC File No. 3-11069
Date Filed:
LEONARD T SHEEHAN
Current Age: 52 - 54
State: Massachusetts (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. LEONARD T. SHEEHAN, 1:03-cv-00694 (D.D.C.)
Date Filed:
PAUL JOSEPH SHEEHAN
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. PAUL JOSEPH SHEEHAN dba PAUL J. SHEEHAN & ASSOCIATES, 2:03-cv-07012 (C.D. Cal.)
Date Filed:
PAUL JOSEPH SHEEHAN
Current Age: 85 - 87
State: California (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of PAUL JOSEPH SHEEHAN, dba PAUL J. SHEEHAN & ASSOCIATES, SEC File No. 3-11365
Date Filed:
SEAN P SHEEHAN
Current Age: 54 - 56
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: SECURITIES AND EXCHANGE COMMISSION v. SEAN P. SHEEHAN, 9:07-cv-81164 (S.D. Fla.)
Date Filed:
Other Information:
BRIAN JEFFREY SHEEN
State: Florida (per Complaint/Order Instituting Proceedings)
Enforcement Action: In the Matter of BRIAN JEFFREY SHEEN, SEC File No. 3-8874
Date Filed:
ROBERT L SHEETS
State: Minnesota (per Complaint/Order Instituting Proceedings)
Enforcement Action: UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. SKYLINE GROUP, INC., ROBERT L. SHEETS and MARY A. WEST, 0:00-cv-01355 (D. Minn.)
Date Filed:
About this Feature
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.
Your search results will only include individuals charged in SEC actions filed between October 1, 1995 and January 31, 2025. This feature will be updated periodically to add individuals from newly-filed actions.
Search results will include individuals against whom a court has entered a judgment or the Commission has issued an order. This includes individuals who settled, defaulted, or contested their actions, provided a judgment or order was issued against them. Your results will not include individuals whose cases are currently pending at the trial court or those against whom no judgment or order has been issued.
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