SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation


  ALJ

  Information for...

  Divisions


Administrative Proceedings Archive 1998

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents
Fourth Quarter
34-40859 Dec. 29, 1998 Steven M. Gross
34-40860 Dec. 29, 1998

Michael W. Roberts, C.P.A.

34-40855 Dec. 29, 1998

Cesar A. Montilla

33-1779 Dec. 28, 1998

Meridian Investment Management Corporation, Michael J. Hart, and Craig T. Callahan

33-7619 Dec. 23, 1998

Sean P. Brennan and Keith E. Walsh

34-40831 Dec. 23, 1998

Wayne T. Drinkwine

34-40827 Dec. 23, 1998

Teressa L. Cawley

34-40819 Dec. 22, 1998

Jean-Paul Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA

34-40818 Dec. 21, 1998

William C. Bethea

34-40788 Dec. 14, 1998

Marisa Baridis

34-40787 Dec. 14, 1998

Keith Youngswick

34-40769 Dec. 10, 1998

Anthony J. Bruno and James A. Bruno

33-7617 Dec. 10, 1998

Michael P. Traba
Release Nos.: 34-40772, IC-23595

33-7616 Dec. 10, 1998

City of Moorhead, Mississippi
Release No.: 34-40770

34-40765 Dec. 9, 1998

FSC Securities Corporation

33-7615 Dec. 9, 1998

Richard Hoffman and Kirk Montgomery
Release No.: 34-40766

33-7614 Dec. 9, 1998

Spectrum Administration, Inc., Ronald Kindschi and Michael A. Flanagan, Sr.
Release Nos.: 34-40764, IA-1776

34-40725 Nov. 30, 1998

Francis C. Decabia

4-40724 Nov. 30, 1998

First Fidelity Securities Group

40-1775 Nov. 25, 1998

Robert J. Smith

613 Nov. 23, 1998

Stephens Inc.

33-7612 Nov. 23, 1998

Stephens Inc.
Release No.: 34-40699

34-40697 Nov. 20, 1998

H. Thomas Fehn

34-40691 Nov. 19, 1998

James R. Frith, Jr.

34-40682 Nov. 16, 1998

Leandro Javier Obenauer and Brian Lynch

34-40677 Nov. 13, 1998

Howe, Solomon and Hall and Christopher J. Hall

33-7610 Nov. 12, 1998

Maynard Matt Smith

34-40664 Nov. 12, 1998

William Sedkey Saydein

34-40661 Nov. 12, 1998

Westcap Securities, L.P.

34-40650 Nov. 9, 1998

Lawrence M. Knapp

3440640 Nov. 4, 1998

Terry T. Steen

IA-1773 Nov. 2, 1998

Ira William Scott

33-7594 Oct. 27, 1998

O'Brien Partners, Inc.
Release No.: IA-1772

33-7605 Oct. 27, 1998

Global Information Services, Inc. d/b/a Investment Hotlines and James E. Grady

33-7604 Oct. 27, 1998

IBJ Publications, Inc.

33-7603 Oct. 27, 1998

Maynard Matt Smith

33-7602 Oct. 27, 1998

TKO International, Inc. and Leonard A. Turano

33-7601 Oct. 27, 1998

David A. Wood, Jr. and ICS Communications, Inc.

33-7599 Oct. 27, 1998

Eugene B. Martineau

33-7600 Oct. 27, 1998

National Investors Council and Skip Nordstrom

33-7598 Oct. 27, 1998

Core Communications Group, Inc. and Joshua Z. Levine

33-7597 Oct. 27, 1998

Donald A. Baillargeon, individually and d/b/a Emerging Company Report

33-7596 Oct. 27, 1998

Russell Klein

33-7595 Oct. 27, 1998

The High Growth Publishing Group and Everett Gust

34-40601 Oct. 26, 1998

Daniel J. Bubalo

34-40574  Oct.20, 1998

Atlantic - Pacific Capital, Inc., Comstock Partners, L.L.C., Constitution Securities, Inc., Elswick, Banks and Associates, Inc., McGlone & Co., Phoenix Financial Services Corp., Laguna Financial Corp., Gelber Securities, Inc., J.W. Barclay & Co., Inc., Multi Spectrum Investing Corp., Stonegate Securities, Inc., V.B.C. Securities, Alden Capital Markets, Inc., Bettinger & Leech Financial Corp., E.C. Capital, Ltd., J. Robbins Securities, L.L.C., and William Scott & Co., L.L.C.;

34-40573 Oct. 20, 1998

Certain Broker-Dealers Who Failed To File All or Part of Form BD-Y2K

33-7592 Oct. 13, 1998

Thomas B. O'Connell
Release Nos.: 34-40544, IA-1770

34-40531 Oct. 8, 1998

Matthew Thomas Burgason

Third Quarter
IA-1768 Sep. 30, 1998 Bell Capital Management, Inc., Ronnie H. Bell, Thomas C. Comsudes, and Mark S. Palmer
33-7591 Sep. 30, 1998 Craig Leibold, Jeffrey Oetting, Tom Pollard, and Mark Salter
Release No.: 34-40507
IA-1767 Sep. 30, 1998 Abn Amro-Nsm International Funds Management, B.V.
IA-1766 Sep. 30, 1998 Schuylkill Capital Management, Ltd. and Howard A. Trauger
34-40510 Sep. 30, 1998 H.J. Meyers & Co., Inc. and Tobin J. Senefeld
34-40509 Sep. 30, 1998 Michelle Sotnikow
34-40508 Sep. 30, 1998 J. David Glover, Jr.
34-40504 Sep. 30, 1998 Irwin Frankel
34-40503 Sep. 30, 1998 John Marsala
34-40502 Sep. 30, 1998 Douglas C. Selander
34-40501 Sep. 30, 1998 Allen Weinstein
34-40506 Sep. 30, 1998 William N. Briggs
34-40494 Sep. 29, 1998 Mike Zaman
IA-1765 Sep. 29, 1998 Rhumbline Advisers and John D. Nelson
IA-1764 Sep. 29, 1998 Profitek, Inc. and Edward G. Smith
IA-1763 Sep. 29, 1998 Finarc, LLC and Catherine F. White
33-7590 Sep. 29, 1998 City of Anaheim, City of Irvine, Irvine Unified School District, North Orange County Community College District, and Orange County Board Of Education
33-7589 Sep. 29, 1998 Newport-Mesa Unified School District
34-40489 Sep. 28, 1998 Patricia S. Gale
34-40488 Sep. 28, 1998 Nancy A. Swoffer
34-40495 Sep. 29, 1998 Donna Laubscher, CPA and Sherald Griffin, CPA
34-40490 Sep. 28, 1998 Christopher M. Pedersen
IA-1761 Sep. 28, 1998 Rupay-Barrington Investment Advisory Services, Inc. and Frederick A. Wolf
Release No.: IC-23471
IC-23470 Sep. 28, 1998 Concord Growth Corporation
33-7588 Sep. 28, 1998 Reid Rutherford
Release No.: IC-23469
33-7587 Sep. 28, 1998 Bryon G. Borgardt and Eric M. Banhazl
Release No.: IC-23468
34-40484 Sep. 25, 1998 John W. Gillette, Jr.
Release No.: IA-1760
IA-1757 Sep. 25, 1998 Seaboard Investment Advisers, Inc. and Eugene W. Hansen
IA-1758 Sep. 25, 1998 Pankowski Associates, Inc. and Joseph R. Pankowski
34-40483 Sep. 25, 1998 Randy Depoister
Release No.: IA-1759
34-40480 Sep. 25, 1998 Ted C. Beattie and Linda Beattie
33-7585 Sep. 24, 1998 The City of Moorhead, Mississippi
Release No.: 34-40478
34-40477 Sep. 24, 1998 Robert J. Meledandri, Jr.
34-40471 Sep. 24, 1998 John Von Der Lieth, III, and Daniel F. Dugan
34-40470 Sep. 24, 1998 Ronald Bajorek, Jr.
34-40468 Sep. 24, 1998 Joseph W. Pellechia
33-7586 Sep. 24, 1998 Global Casinos, Inc. and William P. Martindale
Release No.: 34-40469
34-40476 Sep. 24, 1998 Corrpro Companies, Inc., Richard K. Harr
34-40467 Sep. 23, 1998 Nicholas C. Bogard
Release No.: IA-1756
33-7584 Sep. 23, 1998 Sean P. Brennan and Keith E. Walsh
Release Nos.: 34-40466, IA-1755, IC-23463
33-7583 Sep. 23, 1998 CS First Boston Investment Management Corporation
Release Nos.: 34-40465, IA-1754
33-7582 Sep. 23, 1998 Raymond R. Newberg
Release No.: 34-40464
34-40462 Sep. 23, 1998 David E. Freitag
34-40461 Sep. 23, 1998 Daniel L. Gotthilf, C.P.A.
34-40460 Sep. 23, 1998 John T. Fortier
34-40459 Sep. 23, 1998 Nylife Securities Inc.
IA-1753 Sep. 22, 1998 Orlando R. Landa
33-7581 Sep. 22, 1998 Meda Belle McKinney
Release No.: 34-40453
34-40452 Sep. 22, 1998 Innovative Consulting Services, Inc. and Richard W. Mchenry
34-40450 Sep. 18, 1998 Brian M. Cohen
34-40446 Sep. 17, 1998 Audre Recognition Systems, Inc., Beverly E. Johnston, and Nick R. Avila
IA-1750 Sep. 14, 1998 Ellen Griggs
33-7580 Sep. 16, 1998 Stanley Berk, Bay Area Management, Armor Pension Managers and Marine Midland Bank
34-40425 Sep. 10, 1998 Andrew Paul Tomasko
33-7579 Sep. 14, 1998 Stephen H. Brown
Release Nos.: 34-40435, IA-1751, IC-23434
33-7578 Sep. 10, 1998 Bradford A. Orosey, Larry J. Bagwell, Connie L. Bally and Joseph O. Fallin and Administrative Proceedings Instituted against MGSI Securities, Inc. and James W. GG
Release No.: 34-40429
33-7577 Sep. 10, 1998 Olde Discount Corp., Ernest J. Olde, Stanley A. Snider, and Daniel D. Katzman
Release No.: 34-40423
33-7576 Sep. 9, 1998 Gilbert Mintz and Pearle G. Mintz
Release No.: 34-40417
33-7575 Sep. 9, 1998 Erik W. Chan
Release No.: 34-40416
33-7574 Sep. 9, 1998 Donald E. Whorl
Release No.: 34-40415
33-7573 Sep. 9, 1998 Charles N. Lipton, CPA
Release No.: 34-40414
33-7572 Sep. 9, 1998 Steven M. Scarano, CPA
Release No.: 34-40413
33-7571 Sep. 3, 1998 Kevin C. Speranza, and Robert A. Maggi
Release No.: 34-40396
33-7570 Sep. 3, 1998 Kuo-Chang Wong
Release No.: 34-40394
34-40389 Sep. 1, 1998 Janis A. Patterson
33-7569 Sep. 1, 1998 Joseph P. Tufo
Release No.: 34-40388
34-40376 Aug. 27, 1998 Wheat, First Securities Inc. F/k/a First Union Capital Markets Corporation
34-40375 Aug. 27, 1998 The Nikko Securities Co. International, Inc., Masao Ebina, Tadao Osada, and Toshiyuki Sagiuchi
34-40322 Aug. 13, 1998 Jeffrey A. Egan
Release No.: IA-1742
34-40366 Aug. 26, 1998 Dean Witter Reynolds Inc., Henry L. Auwinger, and Dennis W. Peterson
34-40362 Aug. 25, 1998 Jacqueline Badger Mars
34-40347 Aug. 20, 1998 Oliver Williams
34-40336 Aug. 19, 1998 Frank Palumbo
IA-1747 Aug. 19, 1998 William J. Ferry
IA-1745 Aug. 13, 1998 Donna L. Snyder
IA-1744 Aug. 13, 1998 Charles E. Duquette
IA-1743 Aug. 13, 1998 American Growth of The Investment Advisers Capital Corp.
IA-1741 Aug. 12, 1998 Nicholas-Appelgate Capital Management
33-7566 Aug. 24, 1998 Merrill Lynch, Pierce, Fenner & Smith Inc.
Release No.: 34-40352
33-7565 Aug. 18, 1998 Eric S. Blumen, Jordan I. Shamah, Irving Stitsky
Release No.: 34-40333
33-7564 Aug. 18, 1998 Ira A. Boshnack, Andrew S. Friedman, Douglas C. Miller
Release No.: 34-40332
34-40346 Aug. 20, 1998 David L. Chandler
34-40329 Aug. 17, 1998 George E. Brooks & Associates, Inc., Morehead Investment Advisors, Inc., and George E. Brooks
Release Nos.: IA-1746, IC-23392
4-40313 Aug. 10, 1998 Frank P. Zitkevitz
4-40309 Aug. 7, 1998 Cesar A. Montilla
33-7561 Aug. 6, 1998 Spacedev, Inc. and James W. Benson
Release No.: 34-40307
34-40305 Aug. 5, 1998 Sony Corporation and Sumio Sano
33-7560 Jul. 31, 1998 Prime Advisors, Inc., Norman Zadeh, and Jeffrey Goodstein
Release Nos.: 34-40292, IA-1739, IC-23368
34-40291 Jul. 31, 1998 Peter F. Kuebler, CPA
34-40290 Jul. 31, 1998 Maria Mei Wenner, CPA
33-7559 Jul. 30, 1998 Amerivision Communications, Inc., Hebron Communications Corp., Tracy C. Freeny and Carl D. Thompson
Release No.: 34-40282
34-40281 Jul. 30, 1998 Incomnet, Inc., Joel W. Greenberg, and Stephen A. Caswell
34-40280 Jul. 30, 1998 Barbara J. Cavallo
34-40279 Jul. 30, 1998 Ivor R. Ellul and Joseph R. Summa
34-40269 Jul. 28, 1998 PFS Investments, Inc.
33-7557 Jul. 28, 1998 Piper Capital Management, Inc., Worth V. Bruntjen, Marijo A. Goldstein, Robert H. Nelson, Amy K. Johnson, Molly Destro, and Edward J. Kohler
Release Nos.: 34-40267, IA-1737, IC-23333
34-40265 Jul. 27, 1998 Rudy Crosswell and Paula G. Den Boer
34-40259 Jul. 23, 1998 Rosario Russell Ruggiero
34-40256 Jul. 23, 1998 Eugene Laff, Stanley Aslanian, Jr., and Lawrence Caito
34-40234 Jul. 17, 1998 Brack Stanford and Associates, Inc. and Brack Stanford
Release No.: IA-1734
33-7554 Jul. 13, 1998 Coahoma County, MS, et al.
Release No.: 34-40194
34-40183 Jul. 9, 1998 Susan L. Henry
33-7553 Jul. 9, 1998 Robert G. Bettiga
Release No.: 34-40184
34-40181 Jul. 8, 1998 Charles T. Young, CPA
34-40174 Jul. 7, 1998 Hernan Jose Perez
34-40173 Jul. 7, 1998 J.W. Korth & Co. and James Wilder Korth
33-7552 Jul. 7, 1998 Fundamental Portfolio Advisors, Inc., Lance M. Brofman, Vincent J. Malanga, and Fundamental Service Corporation
Release Nos.: 34-40175, IA-1729, IC-23304
34-40171 Jul. 6, 1998 Gaston E. Oxman
34-40170 Jul. 6, 1998 Frank J. Cooney
34-40169 Jul. 6, 1998 Erick A. Gray
34-40168 Jul. 6, 1998 My Dang
Second Quarter
34-40142 Jun. 29, 1998 Venator Group, Inc., formerly known as Woolworth Corporation, E. Ronald Gamble and Laura T. Kirsner
33-7551,
34-40134
Jun. 26, 1998 James Ray Ross
34-40131 Jun. 25, 1998 Christopher M. Pedersen
34-40130 Jun. 25, 1998 WHX Corporation
34-40128 Jun. 25, 1998 James D. Scott
34-40127 Jun. 25, 1998 Jayne Kathryn Rand
34-40125 Jun. 25, 1998 Frank Berger
34-40116 Jun. 24, 1998 Betty Ann Rubin
34-40106 Jun. 22, 1998 Paul R. Safronchik, CPA
33-7547 Jun. 24, 1998 Ian Fishman and Lawrence Fishman
Release No.: 34-40115
34-40101 Jun. 19, 1998 Cortlandt Capital Corp., Mayer Amsel, and Joseph Michael Guccione
34-40100 Jun. 19, 1998 Cortlandt Capital Corp., Mayer Amsel, and Joseph Michael Guccione
34-40098 Jun. 17, 1998 Thomas D. Leaper, CPA, William T. Wall, III, CPA, Fred S. Flax, CPA, and Kellogg & Andelson LLC
34-40093 Jun. 15, 1998 Ted E. Mong
34-40084 Jun. 12, 1998 Emmanuel A.U. Lagpacan
Release No.: IA-1725
34-40078 Jun. 8, 1998 Mark Muenster
34-40076 Jun. 5, 1998 Michael Cardascia
34-40068 Jun. 4, 1998 Charles Meizoso
34-40067 Jun. 4, 1998 Eugene McCloskey
34-40061 Jun. 3, 1998 Joseph Miceli, Jr.
34-40060 Jun. 3, 1998 David W. D'Andrea
34-40049 Jun. 1, 1998 The Rockies Fund, Inc., Stephen G. Calandrella, Charles M. Powell, Clifford C. Thygesen, and John C. Power
Release No.: IC-23229
33-7543 May 27, 1998 Lloyd John Newton
Release No.: 34-40027
33-7542 May 22, 1998 Richard E. Tobin
Release No.: 34-40023
33-7540 May 20, 1998; May 30, 1998 Kerrigan Sean Weber
Release No.: 34-40012
34-40011 May 20, 1998 Paul C. Kettler
34-40002 May 19, 1998 Richard Valade, CPA
34-39994 May 14, 1998 George Craig Stayner
34-39993 May 14, 1998 David Walter Connochie
34-39984 May 12, 1998 Pepsi-Cola Puerto Rico Bottling Company
34-39961 May 6, 1998 Jean M. Yawn
34-39968 May 6, 1998 Paul I. Comi
33-7538 May 7, 1998 Alfred Peeper, Charles F. Kirby, Gene C. Geiger, and Edward H. Price
Release No.: 34-39971
33-7535 May 5, 1998 County of Nevada, City of Ione, Wasco Public Financing Authority, Virginia Horler, and William Mckay
33-7536 May 5, 1998 County of Nevada, City of Ione, Wasco Public Financing Authority, Virginia Horler, and William Mckay
33-7537 May 5, 1998 County of Nevada, City of Ione, Wasco Public Financing Authority, Virginia Horler, and William Mckay
34-39950 May 5, 1998 William D. Tetsworth, Jr.
33-7533 May 5, 1998 Timothy J. Brannon, Jr.
Release No.: 34-39949
IA-1720 May 4, 1998 John Gardner Black and Devon Capital Management, Inc.
33-7532 May 4, 1998 NationsSecurities and NationsBank, N.A.
34-39943 May 1, 1998 H. Beck, Inc. and Gary S. Hurvitz
33-7531 Apr. 30, 1998 Robert Francis Buchheit, Sr.
Release No.: 34-39932
34-39931 Apr. 30, 1998 Leslie Danish
34-39930 Apr. 29, 1998 Raymond A. Basile
33-7530 Apr. 29, 1998 Schneider Securities, Inc., Barry D. Tull, and Paul E. Pinholster
Release No.: 34-39929
34-39926 Apr. 28, 1998 R. James Brower
34-39921 Apr. 27, 1998 George E. Brooks & Associates, Inc., Moreheade Investment Advisors Inc., and George E. Brooks
34-39919 Apr. 27, 1998 Joseph Sanfellipo
34-39917 Apr. 27, 1998 A. Morgan Maree, Jr. & Associates, Inc. and Hugh Duff Robertson
IA-1717 Apr. 24, 1998 Reservoir Capital Management, Inc. and Roann Costin
33-7529 Apr. 27, 1998 Thomas F. Ferris
33-7528 Apr. 27, 1998 Albert Glenn Yesner
33-7527 Apr. 24, 1998 David T. Barr
33-7526 Apr. 23, 1998 Steven T. Snyder
33-7525 Apr. 23, 1998 Meridian Securities, Inc., CoreStates Capital Markets and Martin J. Stallone
34-39902 Apr. 22, 1998 Michael W. Crow
34-39901 Apr. 22, 1998 Jeffrey A. Lobel
IA-1715 Apr. 13, 1998 Steven L. Down
IA-1714 Apr. 13, 1998 Rothschild Investment Corporation
34-39848 Apr. 10, 1998 Jamie Charles Spangler
34-39844 Apr. 9, 1998 Jeffrey Price and Michael Ostrach
34-39843 Apr. 9, 1998 Lee Pharmaceuticals, Henry L. Lee, Jr., Ronald G. Lee and Michael L. Agresti
33-7522 Apr. 6, 1998 William P. Carroll
First Quarter
33-7521 Mar. 30, 1998 Mitchell Hutchins Asset Management Inc.
Release Nos.: 34-39817, IA-1712, IC-23090
33-7520 Mar. 27, 1998 Feeley and Willcox Asset Management Corp. and Michael J. Feeley
34-39812 Mar. 27, 1998 George J. Kolar
34-39807 Mar. 26, 1998 Jerry G. Allison
34-39801 Mar. 25, 1998 Peter F. Kuebler
33-7519 Mar. 25, 1998 Holiday Stock Transfer, Inc. and Sharon M. Owen
34-39795 Mar. 25, 1998 Thomas Anthony Calise
34-39793 Mar. 25, 1998 Thomas H. Pike
34-39792 Mar. 25, 1998 Joy Lynn Schneider Green
33-7518 Mar. 25, 1998 Sensormatic Electronics Corporation
33-7517 Mar. 23, 1998 Paul D. Blasetti
33-7515 Mar. 18, 1998 Eugene Bilotti
34-39753 Mar. 13, 1998 Scott S. Bell and Theta Group, LLC
34-39752 Mar. 13, 1998 James D. Rocco
34-39737 Mar. 10, 1998 Jerry Stone
34-39714 Mar. 4, 1998 Paul L. Nieto
34-39710 Mar. 3, 1998 Kuslima Shogen, Stanislaw Mikulski and Allen Siegel
34-39703 Feb. 27, 1998 Daniel E. Goodman
34-39702 Feb. 27, 1998 Robert Hardy
33-7510 Feb. 26, 1998 Monetta Financial Services, Inc., Robert S. Barcarella, William M. Valiant, Paul W. Henry and Richard D. Russo
Release Nos.: 34-39701, IA-1702, IC-23048
34-39687 Feb. 20, 1998 Michael Lissack
34-39642 Feb. 11, 1998 David P. Silver
34-39629 Feb. 9, 1998 William F. Lincoln
34-39605 Feb. 2, 1998 Alexander Ruge, Bertram Slutzky, Jeffrey Szur, and Andrew Scudiero
33-7503 Feb. 2, 1998 County of Nevada (Calif.), City of Ione, Wasco Public Financing Authority, Virginia Horler, and William McKay
Release No.: 34-39612
34-39601 Jan. 30, 1998 Paul G. Mount
33-7502 Jan. 30, 1998 Dean McDermott, Stephen Compos and Daniel Shaffer
33-7501 Jan. 30, 1998 Pacific Matrix Financial Group, Inc.
Release No.: 34-39600
33-7499 Jan. 29, 1998 Ronald W. Driol
33-7498 Jan. 29, 1998 Credit Suisse First Boston Corporation, Jerry L. Nowlin, and Douglas S. Montague
Release No.: 34-39595
34-39592 Jan. 28, 1998 Paul Francis Mabry
34-39589 Jan. 28, 1998 Steven C. Wolfe, Sr.
34-39579 Jan. 26, 1998 Sheldon Kraft
34-39568 Jan. 22, 1998 August Mezzetta
33-7496 Jan. 20, 1998 Brian D. Schrauger and Questor Group, Inc.
34-39559 Jan. 20, 1998 Robert Bogutski
34-39536 Jan. 9, 1998 Cecil R. Glass III
34-39535 Jan. 9, 1998 James B. Boswell
34-39534 Jan. 9, 1998 Dyke Ferrell
34-39533 Jan. 9, 1998 Bret L. Boteler
34-39531 Jan. 9, 1998 Struthers Industries, Inc.
34-39521 Jan. 7, 1998 Richard Cannistraro
34-39522 Jan. 7, 1998 F.N. Wolf & Co., Inc.
34-39515 Jan. 2, 1998 James E. Eaton

http://www.sec.gov/litigation/admin/adminarchive/adminarc1998.shtml


Modified: 10/16/2014