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EDGAR Form 13F XML Technical Specification (Version 1.1)

Implementation Date: September 23, 2013

The EDGAR Form 13F XML Technical Specification provides, to those filers that are interested, a basis for creating 13F-HR, 13-HR/A, 13F-NT, and 13-NT/A XML submissions without the use of the online application. Software developers, working on behalf of filers, can use this specification to construct software that will generate a Form 13F submission that can be successfully processed by the EDGAR system.

EDGAR Release 13.3 introduced the following changes to the EDGAR Form 13F XML Technical Specification (Version 1.1):

  • The maximum number of digits that a filer may enter in the "SOLE", "SHARED", and "NONE" columns in COLUMN 8 of the Information Table for submission form types 13F-HR and 13F-HR/A has been increased from 8 to 16 digits.

The following EDGAR Form 13F XML Technical Specification documents detail the valid structure and content of the Form 13F submission types (13F-HR, 13-HR/A, 13F-NT, and 13-NT/A).

 

http://www.sec.gov/info/edgar/specifications/form13fxmltechspec.htm


Modified: 09/23/2013