Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
May 2, 2007	Michael R. Bretzel, Lawrence Ford, II, Real Estate Funding, LLC and Heritage Funding Group, Inc., Defendants, and Seabreeze Realty Group, Inc. d/b/a Coastal Properties, Ormond Beach Auto Sales, Inc. d/b/a Liberty Automotive Group, and Dealer Lot Management, Inc., Relief Defendants Release No. LR-20099A See Also: Complaint in this matter
May 2, 2007	Capitol Distributing, LLC and Terry M. Phillips Release No. LR-20100, AAER-2604 See Also: Complaint in this matter , Administrative Proceedings Release
April 30, 2007	Alexis Ampudia, a/k/a Alexis Geancarlos Ampudia Navalo, a/k/a Alexis Emias, a/k/a Alexis Rojas Release No. LR-20098
April 30, 2007	Stephen Luskco, Gregory Neu, Justin Medlin, Emerging Holdings, Inc., Massclick, Inc., and China Score, Inc. Release No. LR-20097 See Also: Complaint in this matter
April 30, 2007	Richard D. Power, Edward Federman, and Richard J. "Skip" Heger Release No. LR-20096, AAER-2603
April 27, 2007	Blue Bottle Limited and Matthew C. Stokes Release No. LR-20095
April 26, 2007	Baker Hughes Incorporated and Roy Fearnley Release No. LR-20094, AAER-2602 See Also: Complaint in this matter
April 26, 2007	Global Health, Global Clearing, Global Securities, Goldman Quintero & Associates, Vince Dory, and Joshua Adams Release No. LR-20093
April 25, 2007	Starcash, Inc., et al. Release No. LR-20092
April 25, 2007	Merle D. Lewis, Richard R. Hylland, Kipp D. Orme, and Kurt D. Whitesel Release No. LR-20091, AAER-2601
April 25, 2007	Platinum Capital Advocates, Inc., Platinum Capital Advocates Elite, Inc., Stephen P. Amella, Andre Hayden, and Strategic Management Alliance, Inc. Release No. LR-20090
April 25, 2007	Cosmo Corigliano, Anne M. Pember, Casper Sabatino, and Kevin T. Kearney, Defendants, and Agnes T. Corigliano, Carleton H. Pember IV, and Mary Louise Scully, Relief Defendants Release No. LR-20089, AAER-2600
April 24, 2007	Joseph P. Nacchio Release No. LR-20088
April 24, 2007	International Fiduciary Corp., S.A., et al. Release No. LR-20087 See Also: Complaint in this matter
April 24, 2007	Nancy R. Heinen and Fred D. Anderson Release No. LR-20086 See Also: Complaint in this matter
April 23, 2007	Gary K. Melton Release No. LR-20085 See Also: Complaint in this matter
April 23, 2007	Richard M. Scrushy Release No. LR-20084, AAER-2599
April 20, 2007	Bernard Shinder Release No. LR-20083, AAER-2598
April 19, 2007	Sanjay Kumar and Stephen Richards Release No. LR-20082, AAER-2597
April 19, 2007	Sherwin P. Brown, Jamerica Financial and Brawta Ventures Release No. LR-20081
April 18, 2007	Nu Star Holdings, Inc. et al. Release No. LR-20077 See Also: Complaint in this matter
April 18, 2007	Aquacell Batteries, Inc. and Michael J. Naste Release No. LR-20080 See Also: Complaint in this matter
April 18, 2007	Kevin J. Heron Release No. LR-20079 See Also: Complaint in this matter
April 18, 2007	Concorde America, Inc., et al. Release No. LR-20078
April 17, 2007	Blake A. Prater and Wellspring Capital Group, Inc. Release No. LR-20076
April 11, 2007	Novus Technologies, LLC, a Utah limited liability company, Ralph W. Thompson, Jr., Duane C. Johnson, RCH2, LLC, a Utah limited liability company, Robert Casey Hall and Eric J. Wheeler, defendants, and U.S. Ventures, LC, a Utah limited liability company, U.S. Ventures International, LLC, a Utah limited liability company, Robert L. Holloway, Online Strategies Group, Inc., a Delaware corporation, and David Story, relief defendants Release No. LR-20075 See Also: Complaint in this matter
April 9, 2007	Federal National Mortgage Association Release No. LR-20074 See Also: Motion , Distribution Plan
April 9, 2007	Global Online Direct, Inc., Bryant E. Behrmann, and Larry "Buck" E. Hunter Release No. LR-20073 See Also: Complaint in this matter
April 6, 2007	GetAnswers, Inc., et al. Release No. LR-20072
April 6, 2007	Alexis Ampudia, a/k/a Alexis Geancarlos Ampudia Navalo, a/k/a Alexis Emias, a/k/a Alexis Rojas Release No. LR-20071 See Also: Complaint in this matter
April 5, 2007	Albert E. Parish, Jr., Parish Economics LLC and Summerville Hard Assets LLC Release No. LR-20070 See Also: Complaint in this matter
April 5, 2007	Edgar B. Alacan Release No. LR-20069 See Also: Complaint in this matter
April 3, 2007	Jimmy Lynn Bradley and Lesley Don Cole Release No. LR-20068, AAER-2592 See Also: Complaint in this matter File Number: 3-11992.
April 2, 2007	Tenet Healthcare Corporation, David L. Dennis, Thomas B. Mackey, Christi R. Sulzbach, and Raymond L. Mathiasen Release No. LR-20067, AAER-2591 See Also: Complaint in this matter
April 2, 2007	Steven E. Thorn, et. al Release No. LR-20066
April 2, 2007	Steven E. Thorn, et. al Release No. LR-20065
April 2, 2007	Martin E. Kenney, Jr. Release No. LR-20064, AAER-2589 See Also: Amended Complaint in this matter
March 30, 2007	One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp. Release No. LR-20063 See Also: Amended Complaint in this matter , Temporary Restraining Order
March 30, 2007	Ricardo Cavallero et al. Release No. LR-20062
March 29, 2007	First United Financial Group, LLC, et al. Release No. LR-20061
March 29, 2007	Nicor, Inc. and Jeffrey L. Metz Release No. LR-20060 See Also: Complaint in this matter
March 29, 2007	David McQuillin Release No. LR-20059, AAER-2586
March 28, 2007	Jordan H. Mintz and Rex R. Rogers Release No. LR-20058, AAER-2584 See Also: Complaint in this matter
March 27, 2007	Myron F. Olesnyckyj Release No. LR-20056, AAER-2583
March 27, 2007	Eduardo A. Masferrer, Juan Carlos Bernacé and John M.R. Jacobs Release No. LR-20057
March 26, 2007	Collins & Aikman Corporation, David A. Stockman, J. Michael Stepp, Gerald E. Jones, David R. Cosgrove, John G. Galante, Elkin B. McCallum, Paul C. Barnaba, Christopher M. Williams and Thomas V. Gougherty Release No. LR-20055, AAER-2581 See Also: Complaint in this matter
March 23, 2007	Roger Blackwell et al Release No. LR-20054
March 23, 2007	Aragon Capital Management LLC, Aragon Partners LP, Zvi Rosenthal, Amir Rosenthal, Ayal Rosenthal, Oren Rosenthal, Noga Delshad, David Heyman, Heyman & Son Investment Partnership LP, Young Kim, and Bahram Delshad Release No. LR-20053
March 23, 2007	Violet Gail Eldridge and UTA-BVI, Ltd., Defendants, and The United Tribes of the Americas Inc. and Executive Bureau of Research and Recovery, Inc., Relief Defendants Release No. LR-20052
March 22, 2007	Beacon Rock Capital, LLC and Thomas Gerbasio Release No. LR-20051 See Also: Complaint in this matter
March 21, 2007	Gary L. McNaughton, Individually and d/b/a The Haven Equity Company, and Andrew K. Lech Release No. LR-20050
March 20, 2007	Cyberkey Solutions, Inc. and James E. Plant Release No. LR-20049 See Also: Complaint in this matter
March 19, 2007	Archie Paul Reynolds a/k/a Dr. A. Paul Reynolds, and Success Trust and Holding LLC Release No. LR-20048
March 16, 2007	Raymond Burghard and eSafetyWorld, Inc. (n/k/a EZ Auctions and Shipping Inc.) Release No. LR-20045
March 16, 2007	Barry Hertz Release No. LR-20044
March 16, 2007	Conrad M. Black, F. David Radler and Hollinger Inc. Release No. LR-20043, AAER-2582
March 16, 2007	Blue Bottle Limited and Matthew C. Stokes Release No. LR-20047
March 16, 2007	Burton G. Friedlander, et al. Release No. LR-20046
March 15, 2007	C. Paul Sandifur, Jr., et al. Release No. LR-20042
March 15, 2007	Franklyn A. Caine, Edward S. Pliner, and James E. Gray Release No. LR-20041, AAER-2577 See Also: Complaint: Franklyn A. Caine , Complaint: Edward S. Pliner , Complaint: James E. Gray
March 14, 2007	Melvyn C. Goldstein Release No. LR-20040 See Also: Complaint in this matter
March 13, 2007	Focus Financial Associates, Inc., et al. Release No. LR-20038
March 12, 2007	Jaisankar Marimuthu, Chockalingam Ramanathan and Thirugnanam Ramanathan Release No. LR-20037 See Also: Complaint in this matter
March 12, 2007	Frank A. Dunn, Douglas C. Beatty, Michael J. Gollogly and MaryAnne E. Pahapill (a.k.a. Mary Anne Poland) Release No. LR-20036, AAER-2576 See Also: Complaint in this matter
March 9, 2007	ABC Viaticals, Inc., C. Keith LaMonda and Jesse W. LaMonda Jr., defendants, and LaMonda Management Family Limited Partnership, Structured Life Settlements, Inc., Blue Water Trust and Destiny Trust, relief defendants Release No. LR-20035
March 8, 2007	Shashikant C. Shah Release No. LR-20034 See Also: Complaint in this matter
March 7, 2007	GetAnswers, Inc., et al. Release No. LR-20033
March 7, 2007	GetAnswers, Inc., et al. Release No. LR-20032
March 7, 2007	David Sarna, et ano. Release No. LR-20031
March 7, 2007	One or More Unknown Traders in the Common Stock of Certain Issuers, Defendants, and JSC Parex Bank, Relief Defendant Release No. LR-20030 See Also: Complaint in this matter
March 6, 2007	Charles Michael Martin Release No. LR-20029, AAER-2572 See Also: Complaint in this matter
March 2, 2007	One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp. Release No. LR-20028 See Also: Complaint in this matter
March 2, 2007	Paul J. Silvester et al. Release No. LR-20027
March 2, 2007	John Paul Orr, Michael J. Frank, Albert M. Abbood, Darrell Edquist, David C. Kirkpatrick, David N. Bixler, Thomas L. Taylor and Randall M. Stone Release No. LR-20026
March 1, 2007	U.S. Wind Farming, Inc., et al Release No. LR-20023
March 1, 2007	Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC Release No. LR-20022 See Also: Complaint in this matter
March 1, 2007	Leonard M. Snyder, H. Dane Reynolds, C. Burt Duren, and Carey Johnson Release No. LR-20025, AAER-2568
March 1, 2007	U.S. Wind Farming, Inc., et al Release No. LR-20024
Feb. 28, 2007	Louis W. Zehil, et al. Release No. LR-20021 See Also: Complaint in this matter
Feb. 28, 2007	Kent H. Roberts Release No. LR-20020, AAER-2567 See Also: Complaint in this matter
Feb. 26, 2007	Matthew E. Kopsky and Ronald W. Davis Release No. LR-20019, AAER-2565 See Also: Complaint in this matter
Feb. 26, 2007	Blue Bottle Limited and Matthew C. Stokes Release No. LR-20018 See Also: Complaint in this matter
Feb. 26, 2007	Crestview Capital Partners, LLC and Stewart R. Flink Release No. LR-20017
Feb. 26, 2007	Platinum Capital Advocates, Inc., Platinum Capital Advocates Elite, Inc., Stephen P. Amella, Andre Hayden, and Strategic Management Alliance, Inc. Release No. LR-20016
Feb. 23, 2007	GetAnswers, Inc., et al. Release No. LR-20015
Feb. 23, 2007	GetAnswers, Inc., et al. Release No. LR-20014
Feb. 22, 2007	Luiz Gonzaga Murat Júnior and Alexandre Ponzio De Azevedo Release No. LR-20013 See Also: nior , Complaint: Alexandre Ponzio De Azevedo
Feb. 21, 2007	Michael G. Velasco Release No. LR-20012 See Also: Administrative Proceedings Release
Feb. 21, 2007	Braintree Energy, Inc. and Howard Graham Release No. LR-20011
Feb. 21, 2007	Biopure Corporation, et al. Release No. LR-20010
Feb. 21, 2007	Bennett Environmental, Inc., John A. Bennett, Robert P.G. Griffiths and Richard L. Stern Release No. LR-20009, AAER-2563
Feb. 21, 2007	Veritas Software Corporation Release No. LR-20008, AAER-2562 See Also: Complaint in this matter
Feb. 16, 2007	Leslie Mersky, et al. Release No. LR-20007
Feb. 16, 2007	Keith G. Baxter, et. al. Release No. LR-20006, AAER-2561
Feb. 15, 2007	Gregory A. Brady, et al. Release No. LR-20005, AAER-2559
Feb. 15, 2007	Myron F. Olesnyckyj Release No. LR-20004, AAER-2558 See Also: Complaint in this matter
Feb. 14, 2007	Ryan Ashley Brant Release No. LR-20003, AAER-2557 See Also: Complaint in this matter
Feb. 13, 2007	Ravi V. Kothare, Sterling Capital Planners, Inc., S.F. Advisors, LLC d/b/a Affinity Club Network, LLC and Players Choice Club Release No. LR-20002 See Also: Order , and Complaint
Feb. 13, 2007	Patel et al. Release No. LR-20001, AAER-2556 See Also: Complaint in this matter
Feb. 13, 2007	The Dow Chemical Company Release No. LR-20000, AAER-2554

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