Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
March 21, 2007	Gary L. McNaughton, Individually and d/b/a The Haven Equity Company, and Andrew K. Lech Release No. LR-20050
March 20, 2007	Cyberkey Solutions, Inc. and James E. Plant Release No. LR-20049 See Also: Complaint in this matter
March 19, 2007	Archie Paul Reynolds a/k/a Dr. A. Paul Reynolds, and Success Trust and Holding LLC Release No. LR-20048
March 16, 2007	Blue Bottle Limited and Matthew C. Stokes Release No. LR-20047
March 16, 2007	Burton G. Friedlander, et al. Release No. LR-20046
March 16, 2007	Raymond Burghard and eSafetyWorld, Inc. (n/k/a EZ Auctions and Shipping Inc.) Release No. LR-20045
March 16, 2007	Barry Hertz Release No. LR-20044
March 16, 2007	Conrad M. Black, F. David Radler and Hollinger Inc. Release No. LR-20043, AAER-2582
March 15, 2007	C. Paul Sandifur, Jr., et al. Release No. LR-20042
March 15, 2007	Franklyn A. Caine, Edward S. Pliner, and James E. Gray Release No. LR-20041, AAER-2577 See Also: Complaint: Franklyn A. Caine , Complaint: Edward S. Pliner , Complaint: James E. Gray
March 14, 2007	Melvyn C. Goldstein Release No. LR-20040 See Also: Complaint in this matter
March 13, 2007	Focus Financial Associates, Inc., et al. Release No. LR-20038
March 12, 2007	Jaisankar Marimuthu, Chockalingam Ramanathan and Thirugnanam Ramanathan Release No. LR-20037 See Also: Complaint in this matter
March 12, 2007	Frank A. Dunn, Douglas C. Beatty, Michael J. Gollogly and MaryAnne E. Pahapill (a.k.a. Mary Anne Poland) Release No. LR-20036, AAER-2576 See Also: Complaint in this matter
March 9, 2007	ABC Viaticals, Inc., C. Keith LaMonda and Jesse W. LaMonda Jr., defendants, and LaMonda Management Family Limited Partnership, Structured Life Settlements, Inc., Blue Water Trust and Destiny Trust, relief defendants Release No. LR-20035
March 8, 2007	Shashikant C. Shah Release No. LR-20034 See Also: Complaint in this matter
March 7, 2007	GetAnswers, Inc., et al. Release No. LR-20033
March 7, 2007	GetAnswers, Inc., et al. Release No. LR-20032
March 7, 2007	David Sarna, et ano. Release No. LR-20031
March 7, 2007	One or More Unknown Traders in the Common Stock of Certain Issuers, Defendants, and JSC Parex Bank, Relief Defendant Release No. LR-20030 See Also: Complaint in this matter
March 6, 2007	Charles Michael Martin Release No. LR-20029, AAER-2572 See Also: Complaint in this matter
March 2, 2007	One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp. Release No. LR-20028 See Also: Complaint in this matter
March 2, 2007	Paul J. Silvester et al. Release No. LR-20027
March 2, 2007	John Paul Orr, Michael J. Frank, Albert M. Abbood, Darrell Edquist, David C. Kirkpatrick, David N. Bixler, Thomas L. Taylor and Randall M. Stone Release No. LR-20026
March 1, 2007	U.S. Wind Farming, Inc., et al Release No. LR-20024
March 1, 2007	U.S. Wind Farming, Inc., et al Release No. LR-20023
March 1, 2007	Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC Release No. LR-20022 See Also: Complaint in this matter
March 1, 2007	Leonard M. Snyder, H. Dane Reynolds, C. Burt Duren, and Carey Johnson Release No. LR-20025, AAER-2568
Feb. 28, 2007	Louis W. Zehil, et al. Release No. LR-20021 See Also: Complaint in this matter
Feb. 28, 2007	Kent H. Roberts Release No. LR-20020, AAER-2567 See Also: Complaint in this matter
Feb. 26, 2007	Matthew E. Kopsky and Ronald W. Davis Release No. LR-20019, AAER-2565 See Also: Complaint in this matter
Feb. 26, 2007	Blue Bottle Limited and Matthew C. Stokes Release No. LR-20018 See Also: Complaint in this matter
Feb. 26, 2007	Crestview Capital Partners, LLC and Stewart R. Flink Release No. LR-20017
Feb. 26, 2007	Platinum Capital Advocates, Inc., Platinum Capital Advocates Elite, Inc., Stephen P. Amella, Andre Hayden, and Strategic Management Alliance, Inc. Release No. LR-20016
Feb. 23, 2007	GetAnswers, Inc., et al. Release No. LR-20015
Feb. 23, 2007	GetAnswers, Inc., et al. Release No. LR-20014
Feb. 22, 2007	Luiz Gonzaga Murat Júnior and Alexandre Ponzio De Azevedo Release No. LR-20013 See Also: nior , Complaint: Alexandre Ponzio De Azevedo
Feb. 21, 2007	Michael G. Velasco Release No. LR-20012 See Also: Administrative Proceedings Release
Feb. 21, 2007	Braintree Energy, Inc. and Howard Graham Release No. LR-20011
Feb. 21, 2007	Biopure Corporation, et al. Release No. LR-20010
Feb. 21, 2007	Bennett Environmental, Inc., John A. Bennett, Robert P.G. Griffiths and Richard L. Stern Release No. LR-20009, AAER-2563
Feb. 21, 2007	Veritas Software Corporation Release No. LR-20008, AAER-2562 See Also: Complaint in this matter
Feb. 16, 2007	Leslie Mersky, et al. Release No. LR-20007
Feb. 16, 2007	Keith G. Baxter, et. al. Release No. LR-20006, AAER-2561
Feb. 15, 2007	Gregory A. Brady, et al. Release No. LR-20005, AAER-2559
Feb. 15, 2007	Myron F. Olesnyckyj Release No. LR-20004, AAER-2558 See Also: Complaint in this matter
Feb. 14, 2007	Ryan Ashley Brant Release No. LR-20003, AAER-2557 See Also: Complaint in this matter
Feb. 13, 2007	Ravi V. Kothare, Sterling Capital Planners, Inc., S.F. Advisors, LLC d/b/a Affinity Club Network, LLC and Players Choice Club Release No. LR-20002 See Also: Order , and Complaint
Feb. 13, 2007	Patel et al. Release No. LR-20001, AAER-2556 See Also: Complaint in this matter
Feb. 13, 2007	The Dow Chemical Company Release No. LR-20000, AAER-2554
Feb. 13, 2007	Aragon Capital Management LLC, Aragon Partners LP, Zvi Rosenthal, Amir Rosenthal, Ayal Rosenthal, Oren Rosenthal, David Heyman, Heyman & Son Investment Partnership LP, Young Kim, and Bahram Delshad Release No. LR-19995A See Also: Complaint in this matter
Feb. 12, 2007	Kirk S. Wright, International Management Associates, LLC; International Management Associates Advisory Group, LLC; International Management Associates Platinum Group, LLC; International Management Associates Emerald Fund, LLC; International Management Associates Taurus Fund, LLC; International Management Associates Growth & Income Fund, LLC; International Management Associates Sunset Fund, LLC; Platinum II Fund, LP; and Emerald II Fund, LP Release No. LR-19999
Feb. 12, 2007	Gayle Spence Luacaw Release No. LR-19998 See Also: Complaint in this matter
Feb. 12, 2007	Enrique (Henry) Fiallo Release No. LR-19997, AAER-2553 See Also: Complaint in this matter
Feb. 9, 2007	Richard A. Causey Release No. LR-19996, AAER-2552
Feb. 8, 2007	Daniel Fongnien Chiang and Eva Yi-Fen Chen Release No. LR-19994 See Also: Complaint in this matter
Feb. 7, 2007	Donald A. Erickson Release No. LR-19992
Feb. 7, 2007	El Paso Corporation Release No. LR-19991 See Also: Complaint in this matter
Feb. 7, 2007	Gary M. Workman Release No. LR-19993 See Also: Complaint in this matter
Feb. 6, 2007	Steven J. Landmann and Gary C. Gerhardt Release No. LR-19990, AAER-2551 See Also: Complaint: Gary C. Gerhardt , Complaint: Steven J. Landmann
Feb. 6, 2007	RenaissanceRe Holdings Ltd. Release No. LR-19989, AAER-2550 See Also: Complaint in this matter
Feb. 2, 2007	Scott R. Sacane, et al. Release No. LR-19988
Feb. 1, 2007	Allixon International Corp., et al. Release No. LR-19987
Feb. 1, 2007	Anthony L. Hurley Release No. LR-19986 See Also: Complaint in this matter
Jan. 31, 2007	Sharon E. Vaughn and Directors Financial Group, Ltd. Release No. LR-19985
Jan. 29, 2007	MBIA Inc. Release No. LR-19982, AAER-2547 See Also: Complaint in this matter , Administrative Proceedings Release
Jan. 29, 2007	Guillaume Pollet Release No. LR-19984 See Also: Complaint in this matter File Number: 3-12503
Jan. 29, 2007	Concetta A. Donovan and David K. Donovan, Sr. Release No. LR-19983
Jan. 25, 2007	Aleksey Kamardin Release No. LR-19981 See Also: Complaint in this matter
Jan. 24, 2007	LeeRoy Allen, Jr. Release No. LR-19980
Jan. 24, 2007	HMC International, LLC., et al. Release No. LR-19979 See Also: Administrative Proceedings Release , Administrative Proceedings Release
Jan. 24, 2007	Peter Lombardi Release No. LR-19978
Jan. 23, 2007	Edward A. Kiley, et al. Release No. LR-19977, AAER-2546
Jan. 23, 2007	International Fiduciary Corp., S.A., et al. Release No. LR-19976
Jan. 22, 2007	Gary Bell, Joseph Grendys, Anthony Holohan, and Michael Smith; Carl A. Allen; Donald Childers; John Crowder; Chris Jakubek; John King; Steve LeBarron; Patrick Penderghast; Frank Riggio; and Richard Vecchia Release No. LR-19975, AAER-2544 See Also: and Michael Smith , Complaint: Carl A. Allen , Complaint: Donald Childers , Complaint: John Crowder , Complaint: Chris Jakubek , Complaint: John King , Complaint: Steve LeBarron , Complaint: Patrick Penderghast , Complaint: Frank Riggio , Complaint: Richard Vecchia
Jan. 19, 2007	OSF, Inc. et al. Release No. LR-19971
Jan. 19, 2007	Jack Calvin, et al. Release No. LR-19974
Jan. 19, 2007	Angelo Haligiannis, et al. Release No. LR-19973
Jan. 19, 2007	John M. Fife and Clarion Management Release No. LR-19972 See Also: Complaint in this matter
Jan. 17, 2007	John R. Shrewder, The Franklin Group, Inc., Ashley Miron Leshem, and Ananda Capital Partners, Inc. Release No. LR-19970
Jan. 17, 2007	James Charles Blue, Randy Cook and Victor Campbell Release No. LR-19969, AAER-2542 See Also: Complaint in this matter
Jan. 12, 2007	Roanoke Technology Corp., et al. Release No. LR-19968
Jan. 12, 2007	Jung Bae Kim, a.k.a. "John Kim," Won Sok Lee, Yung Bae Kim, KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, and Shoreland Trading, LLC Release No. LR-19967
Jan. 12, 2007	Sonja Anticevic et al. Release No. LR-19966 See Also: Complaint in this matter
Jan. 11, 2007	Paul R. Johnson, et al. Release No. LR-19965
Jan. 10, 2007	Jacob (“Kobi”) Alexander, David Kreinberg, and William F. Sorin Release No. LR-19964, AAER-2537
Jan. 9, 2007	Jackie Gross, et al. Release No. LR-19963
Jan. 9, 2007	James Tambone and Robert Hussey Release No. LR-19962
Jan. 8, 2007	Lawrence B. Evans, David L. McQuillin, and Lisa W. Zappala Release No. LR-19960, AAER-2532 See Also: Complaint in this matter
Jan. 8, 2007	Suzanne Brown Release No. LR-19961, AAER-2536 See Also: Complaint in this matter
Jan. 4, 2007	U.S. Wind Farming, Inc., et al. Release No. LR-19959
Jan. 4, 2007	U.S. Wind Farming, Inc., et al. Release No. LR-19958
Jan. 4, 2007	Exotics.com, Inc., et al. Release No. LR-19957
Jan. 4, 2007	Joseph J. Spiegel Release No. LR-19956 See Also: Complaint in this matter
Dec. 28, 2006	John F. Mangan, Jr. Release No. LR-19955 See Also: Complaint in this matter
Dec. 21, 2006	Michael G. Velasco Release No. LR-19954 See Also: Complaint in this matter , Administrative Proceedings Release
Dec. 21, 2006	Richard D. Power, Edward Federman, and Richard J. "Skip" Heger Release No. LR-19953, AAER-2527 See Also: Complaint in this matter
Dec. 20, 2006	Friedman, Billings, Ramsey & Co., Inc., Emanuel J. Friedman and Nicholas J. Nichols Release No. LR-19950 See Also: Administrative Proceedings Release , Complaint
Dec. 20, 2006	Credit First Fund, LP, et al. Release No. LR-19952 See Also: Administrative Proceedings Release
Dec. 20, 2006	Paul E. Yarick Release No. LR-19951, AAER-2526 See Also: Complaint in this matter

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