Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
June 12, 2007	Security Asset Capital Corporation, et al. Release No. LR-20150
June 12, 2007	World Information Technology, Inc., et al. Release No. LR-20149
June 8, 2007	John L. Montana, Melvin R. Lyttle, Paul E. Knight, Worldwide T&P, Inc., First National Equity, LLC and P.K. Trust & Holding, Inc. Release No. LR-20148
June 7, 2007	Pension Fund of America L.C., et al. Release No. LR-20147
June 6, 2007	Michael J. Snyder Release No. LR-20146
June 6, 2007	Mark R. Conway Release No. LR-20145
June 5, 2007	Amit Mathur, et al. Release No. LR-20143
June 5, 2007	C. Wesley Rhodes, Jr., Rhodes Econometrics, Inc., the Rhodes Company, and Resource Transactions, Inc. Release No. LR-20144 See Also: Complaint in this matter
June 4, 2007	Michael J. Snyder Release No. LR-20142
June 4, 2007	Justin Scott and Omid Kamshad, et al. Release No. LR-20141 See Also: Administrative Proceedings Release , Administrative Proceedings Release
June 4, 2007	Harold S. Longs and Your Money Worth, Inc. Release No. LR-20140 See Also: Complaint in this matter
June 1, 2007	O.J. Chidolue Release No. LR-20139
June 1, 2007	Joseph P. Nacchio, Robert S. Woodruff, Robin R. Szeliga, Afshin Mohebbi, James J. Kozlowski and Frank T. Noyes Release No. LR-20138, AAER-2614 See Also: Complaint in this matter , Administrative Proceedings Release
May 31, 2007	Brocade Communications Systems, Inc. Release No. LR-20137 See Also: Complaint in this matter
May 31, 2007	Mercury Interactive, LLC (f/k/a Mercury Interactive Corporation), Amnon Landan, Sharlene Abrams, Douglas Smith, and Susan Skaer Release No. LR-20136 See Also: Complaint in this matter
May 31, 2007	David Lon Nally Release No. LR-20135
May 31, 2007	Lohmus Haavel & Viisemann, et al. Release No. LR-20134
May 30, 2007	Barclays Bank PLC and Steven J. Landzberg Release No. LR-20132 See Also: Complaint in this matter
May 30, 2007	William A. DiBella, et al. Release No. LR-20133
May 25, 2007	Raymond C. Chop and Nicholas F. Chop Release No. LR-20131 See Also: Complaint in this matter
May 25, 2007	Roger D. Blackwell et al Release No. LR-20130
May 24, 2007	Frederick David Jones and Mark Godden Release No. LR-20129
May 23, 2007	Robert Goehring Release No. LR-20128
May 23, 2007	Universo FoneClub Corporation, et al. Release No. LR-20127
May 23, 2007	Arthur A. Goodwin Release No. LR-20126, AAER-2612
May 23, 2007	The BISYS Group, Inc. Release No. LR-20125, AAER-2611 See Also: Complaint in this matter
May 23, 2007	Bradford C. Bleidt, et al. Release No. LR-20120A
May 22, 2007	Gerald H. Levine and Marie A. Levine Release No. LR-20124, AAER-2610
May 22, 2007	One Wall Street, Inc., Donte C. Jarvis, Alan Brown, Willis "Bill" White III, and Cecil Baptiste, a/k/a John Latorri Release No. LR-20123
May 18, 2007	Empire Development Group, et al. Release No. LR-20122 See Also: Complaint in this matter
May 17, 2007	Larry Michael Parrish, et al. Release No. LR-20121 See Also: Administrative Proceedings Release , Administrative Proceedings Release
May 17, 2007	Aimsi Technologies, Inc., et al. Release No. LR-20119
May 16, 2007	Bert Fingerhut et al. Release No. LR-20118 See Also: Complaint in this matter
May 15, 2007	Michael W. Crow, Duncan Capital LLC, Duncan Capital Group LLC, Robert David Fuchs, and Robert MacGregor Release No. LR-20117 See Also: Complaint in this matter
May 14, 2007	NJ Affordable Homes Corp., Wayne Puff and Kenneth Lagonia Release No. LR-20116
May 14, 2007	Christopher M. Balkenhol Release No. LR-20115 See Also: Complaint in this matter
May 14, 2007	Gayle Spence Luacaw Release No. LR-20114, AAER-2609
May 11, 2007	One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp., Ajaz Rahim, Sunil Sehgal, Seema Sehgal, Hafiz Naseem, and Francisco Javier Garcia Release No. LR-20113 See Also: Complaint in this matter
May 10, 2007	Zahra Ghods and RUSA Cap., Inc., Defendants, and Unisource Cap., LLC, Relief Defendant Release No. LR-20111 See Also: Complaint in this matter
May 10, 2007	Penthouse International, Inc., Charles Samel and Jason Galanis Release No. LR-20110, AAER-2608
May 10, 2007	World Information Technology, Inc. Release No. LR-20109
May 10, 2007	Jennifer Xujia Wang, et al. Release No. LR-20112 See Also: Complaint in this matter
May 10, 2007	Jack Calvin, et al. Release No. LR-20108
May 9, 2007	Albert E. Parish, Jr., Parish Economics LLC and Summerville Hard Assets LLC Release No. LR-20107
May 8, 2007	Kan King Wong and Charlotte Ka On Wong Leung Release No. LR-20106 See Also: Complaint in this matter , Temporary Restraining Order
May 4, 2007	One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp, Sunil Sehgal, Seema Sehga. Hafiz Naseem and Francisco Javier Garcia Release No. LR-20105 See Also: Complaint in this matter
May 3, 2007	Gary V. Morris Release No. LR-20104, AAER-2606
May 3, 2007	Frank J. Russo Release No. LR-20103
May 3, 2007	Lydia Capital, LLC et al. Release No. LR-20102 See Also: Complaint in this matter
May 3, 2007	Vencent A. Donlan, Defendant, and Robin D. Colls Donlan, Relief Defendant Release No. LR-20101 See Also: Complaint in this matter
May 2, 2007	Capitol Distributing, LLC and Terry M. Phillips Release No. LR-20100, AAER-2604 See Also: Complaint in this matter , Administrative Proceedings Release
May 2, 2007	Michael R. Bretzel, Lawrence Ford, II, Real Estate Funding, LLC and Heritage Funding Group, Inc., Defendants, and Seabreeze Realty Group, Inc. d/b/a Coastal Properties, Ormond Beach Auto Sales, Inc. d/b/a Liberty Automotive Group, and Dealer Lot Management, Inc., Relief Defendants Release No. LR-20099A See Also: Complaint in this matter
April 30, 2007	Alexis Ampudia, a/k/a Alexis Geancarlos Ampudia Navalo, a/k/a Alexis Emias, a/k/a Alexis Rojas Release No. LR-20098
April 30, 2007	Stephen Luskco, Gregory Neu, Justin Medlin, Emerging Holdings, Inc., Massclick, Inc., and China Score, Inc. Release No. LR-20097 See Also: Complaint in this matter
April 30, 2007	Richard D. Power, Edward Federman, and Richard J. "Skip" Heger Release No. LR-20096, AAER-2603
April 27, 2007	Blue Bottle Limited and Matthew C. Stokes Release No. LR-20095
April 26, 2007	Baker Hughes Incorporated and Roy Fearnley Release No. LR-20094, AAER-2602 See Also: Complaint in this matter
April 26, 2007	Global Health, Global Clearing, Global Securities, Goldman Quintero & Associates, Vince Dory, and Joshua Adams Release No. LR-20093
April 25, 2007	Starcash, Inc., et al. Release No. LR-20092
April 25, 2007	Merle D. Lewis, Richard R. Hylland, Kipp D. Orme, and Kurt D. Whitesel Release No. LR-20091, AAER-2601
April 25, 2007	Platinum Capital Advocates, Inc., Platinum Capital Advocates Elite, Inc., Stephen P. Amella, Andre Hayden, and Strategic Management Alliance, Inc. Release No. LR-20090
April 25, 2007	Cosmo Corigliano, Anne M. Pember, Casper Sabatino, and Kevin T. Kearney, Defendants, and Agnes T. Corigliano, Carleton H. Pember IV, and Mary Louise Scully, Relief Defendants Release No. LR-20089, AAER-2600
April 24, 2007	Joseph P. Nacchio Release No. LR-20088
April 24, 2007	International Fiduciary Corp., S.A., et al. Release No. LR-20087 See Also: Complaint in this matter
April 24, 2007	Nancy R. Heinen and Fred D. Anderson Release No. LR-20086 See Also: Complaint in this matter
April 23, 2007	Gary K. Melton Release No. LR-20085 See Also: Complaint in this matter
April 23, 2007	Richard M. Scrushy Release No. LR-20084, AAER-2599
April 20, 2007	Bernard Shinder Release No. LR-20083, AAER-2598
April 19, 2007	Sanjay Kumar and Stephen Richards Release No. LR-20082, AAER-2597
April 19, 2007	Sherwin P. Brown, Jamerica Financial and Brawta Ventures Release No. LR-20081
April 18, 2007	Kevin J. Heron Release No. LR-20079 See Also: Complaint in this matter
April 18, 2007	Concorde America, Inc., et al. Release No. LR-20078
April 18, 2007	Nu Star Holdings, Inc. et al. Release No. LR-20077 See Also: Complaint in this matter
April 18, 2007	Aquacell Batteries, Inc. and Michael J. Naste Release No. LR-20080 See Also: Complaint in this matter
April 17, 2007	Blake A. Prater and Wellspring Capital Group, Inc. Release No. LR-20076
April 11, 2007	Novus Technologies, LLC, a Utah limited liability company, Ralph W. Thompson, Jr., Duane C. Johnson, RCH2, LLC, a Utah limited liability company, Robert Casey Hall and Eric J. Wheeler, defendants, and U.S. Ventures, LC, a Utah limited liability company, U.S. Ventures International, LLC, a Utah limited liability company, Robert L. Holloway, Online Strategies Group, Inc., a Delaware corporation, and David Story, relief defendants Release No. LR-20075 See Also: Complaint in this matter
April 9, 2007	Federal National Mortgage Association Release No. LR-20074 See Also: Motion , Distribution Plan
April 9, 2007	Global Online Direct, Inc., Bryant E. Behrmann, and Larry "Buck" E. Hunter Release No. LR-20073 See Also: Complaint in this matter
April 6, 2007	GetAnswers, Inc., et al. Release No. LR-20072
April 6, 2007	Alexis Ampudia, a/k/a Alexis Geancarlos Ampudia Navalo, a/k/a Alexis Emias, a/k/a Alexis Rojas Release No. LR-20071 See Also: Complaint in this matter
April 5, 2007	Albert E. Parish, Jr., Parish Economics LLC and Summerville Hard Assets LLC Release No. LR-20070 See Also: Complaint in this matter
April 5, 2007	Edgar B. Alacan Release No. LR-20069 See Also: Complaint in this matter
April 3, 2007	Jimmy Lynn Bradley and Lesley Don Cole Release No. LR-20068, AAER-2592 See Also: Complaint in this matter File Number: 3-11992.
April 2, 2007	Tenet Healthcare Corporation, David L. Dennis, Thomas B. Mackey, Christi R. Sulzbach, and Raymond L. Mathiasen Release No. LR-20067, AAER-2591 See Also: Complaint in this matter
April 2, 2007	Steven E. Thorn, et. al Release No. LR-20066
April 2, 2007	Steven E. Thorn, et. al Release No. LR-20065
April 2, 2007	Martin E. Kenney, Jr. Release No. LR-20064, AAER-2589 See Also: Amended Complaint in this matter
March 30, 2007	One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp. Release No. LR-20063 See Also: Amended Complaint in this matter , Temporary Restraining Order
March 30, 2007	Ricardo Cavallero et al. Release No. LR-20062
March 29, 2007	First United Financial Group, LLC, et al. Release No. LR-20061
March 29, 2007	Nicor, Inc. and Jeffrey L. Metz Release No. LR-20060 See Also: Complaint in this matter
March 29, 2007	David McQuillin Release No. LR-20059, AAER-2586
March 28, 2007	Jordan H. Mintz and Rex R. Rogers Release No. LR-20058, AAER-2584 See Also: Complaint in this matter
March 27, 2007	Eduardo A. Masferrer, Juan Carlos Bernacé and John M.R. Jacobs Release No. LR-20057
March 27, 2007	Myron F. Olesnyckyj Release No. LR-20056, AAER-2583
March 26, 2007	Collins & Aikman Corporation, David A. Stockman, J. Michael Stepp, Gerald E. Jones, David R. Cosgrove, John G. Galante, Elkin B. McCallum, Paul C. Barnaba, Christopher M. Williams and Thomas V. Gougherty Release No. LR-20055, AAER-2581 See Also: Complaint in this matter
March 23, 2007	Roger Blackwell et al Release No. LR-20054
March 23, 2007	Aragon Capital Management LLC, Aragon Partners LP, Zvi Rosenthal, Amir Rosenthal, Ayal Rosenthal, Oren Rosenthal, Noga Delshad, David Heyman, Heyman & Son Investment Partnership LP, Young Kim, and Bahram Delshad Release No. LR-20053
March 23, 2007	Violet Gail Eldridge and UTA-BVI, Ltd., Defendants, and The United Tribes of the Americas Inc. and Executive Bureau of Research and Recovery, Inc., Relief Defendants Release No. LR-20052
March 22, 2007	Beacon Rock Capital, LLC and Thomas Gerbasio Release No. LR-20051 See Also: Complaint in this matter

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