Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Nov. 14, 2024	Money Magnet Platinum Membership Initiative LLC, et al. Release No. LR-26169
Oct. 31, 2024	Carlos Sacanell Release No. LR-26168
Oct. 31, 2024	Dusan Varga; Pannon Investment Advisors LLC Release No. LR-26167 See Also: SEC Complaint
Oct. 29, 2024	Donna Dellomo; Yoon Um; The Lovesac Company Release No. LR-26166 See Also: SEC Complaint
Oct. 28, 2024	Fruit Street Health, P.B.C. Release No. LR-26165 See Also: Order to Compel
Oct. 22, 2024	Ryan Choi Release No. LR-26164 See Also: SEC Complaint
Oct. 18, 2024	Morrie Tobin et al. Release No. LR-26163
Oct. 17, 2024	Ruimin Xie Release No. LR-26162 See Also: SEC Complaint
Oct. 16, 2024	Baris Cabalar Release No. LR-26161 See Also: SEC Complaint
Oct. 16, 2024	Jeffrey Arsenault et al. Release No. LR-26160 See Also: SEC Complaint
Oct. 15, 2024	Matthew Groom Release No. LR-26159 See Also: SEC Complaint
Oct. 15, 2024	ZM Quant Investment Ltd., Baijun Ou a/k/a Eric Ou, and Ruiqi Lau a/k/a Ricky Liu Release No. LR-26158 See Also: SEC Complaint
Oct. 15, 2024	Destiny Robotics Corp., et al. Release No. LR-26157 See Also: SEC Complaint
Oct. 15, 2024	Gotbit Consulting LLC a/k/a Gotbit Hedge Fund and Fedor Kedrov Release No. LR-26156 See Also: SEC Complaint
Oct. 15, 2024	Russell Armand, Maxwell Hernandez, Manpreet Singh Kohli, and Nam Tran Release No. LR-26155 See Also: SEC Complaint
Oct. 15, 2024	CLS Global FZC LLC and Andrey Zhorzhes Release No. LR-26154 See Also: SEC Complaint
Oct. 15, 2024	Vy Pham Release No. LR-26153 See Also: SEC Complaint
Oct. 11, 2024	Norman V. Meier Release No. LR-26152 See Also: SEC Complaint
Oct. 10, 2024	Cumberland DRW LLC Release No. LR-26151 See Also: SEC Complaint , Press Release
Oct. 9, 2024	Minerco, Inc., Bobby Shumake Japhia, and Julius Makiri Jenge Release No. LR-26150 See Also: SEC Complaint
Oct. 2, 2024	The Pre IPO Marketplace Inc; Keyport Venture Partners, LLC; Keyport Venture Management, LLC; Keyport Venture Advisors, LLC; Principal Pre-IPO Consulting Group LLC; GlobalX VC LLC; John Michael LoPinto; Robert Wilkos; and Laren Pisciotti Release No. LR-26149 See Also: SEC Complaint
Oct. 2, 2024	Rari Capital, Inc.; Jai Bhavnani; Jack Lipstone; David Lucid Release No. LR-26148 See Also: Final Judgment - Jai Bhavnani , Final Judgment - Rari Capital, Inc. , Final Judgment - Jack Lipstone , Final Judgment - David Lucid
Oct. 1, 2024	Barry Siegel Release No. LR-26147
Sept. 30, 2024	Seong Yeol Lee and Ameritrust Corporation, et al. Release No. LR-26146
Sept. 30, 2024	James R. Craigie Release No. LR-26145 See Also: SEC Complaint
Sept. 30, 2024	Harry Zhabilov et al. Release No. LR-26144 See Also: SEC Complaint
Sept. 30, 2024	Olayinka Temitope Oyebola and Olayinka Oyebola & Co. (Chartered Accountants) Release No. LR-26143, AAER-4531 See Also: SEC Complaint
Sept. 30, 2024	Choice Advisors, LLC and Matthias O’Meara Release No. LR-26142 See Also: Judgment , Order
Sept. 27, 2024	Robert B. Westbrook Release No. LR-26141 See Also: SEC Complaint
Sept. 27, 2024	Mango Labs, LLC, Mango DAO, and Blockworks Foundation Release No. LR-26140 See Also: SEC Complaint
Sept. 27, 2024	Robert M. Vance Release No. LR-26139 See Also: SEC Complaint
Sept. 27, 2024	Ignite International Brands, Ltd. et al. Release No. LR-26138 See Also: SEC Complaint
Sept. 27, 2024	Lionel Selwood, Jr. Release No. LR-26137 See Also: SEC Complaint
Sept. 27, 2024	Marco Babini, et al. Release No. LR-26136 See Also: Final Judgment - Marco Babini
Sept. 27, 2024	William D. Carlton and Hans K. Hernandez Release No. LR-26135 See Also: SEC Complaint - William D. Carlton , SEC Complaint - Hans K. Hernandez
Sept. 27, 2024	Akshay Kamboj and Dev Kamboj Release No. LR-26134 See Also: SEC Complaint
Sept. 26, 2024	Bryan Scott McMillan Release No. LR-26133 See Also: SEC Complaint
Sept. 26, 2024	Cassava Sciences, Inc., Remi Barbier, and Lindsay Burns Release No. LR-26132 See Also: SEC Complaint
Sept. 26, 2024	Bhardwaj et al. Release No. LR-26131
Sept. 26, 2024	Karina N. Fernandez; Marco A. Rosas; Bryant Guayara; Erick M. Ruiz; Leonela M. Duarte Release No. LR-26130 See Also: SEC Complaint - Leonela M. Duarte , SEC Complaint - Karina N. Fernandez , SEC Complaint - Bryant Guayara , SEC Complaint - Erick M. Ruiz , SEC Complaint - Marco A. Rosas
Sept. 25, 2024	William Rhew III Release No. LR-26129 See Also: SEC Complaint
Sept. 25, 2024	Vitaly Fargesen Release No. LR-26128 See Also: Final Judgment
Sept. 25, 2024	Christopher Beals and Arden Lee Release No. LR-26127 See Also: SEC Complaint
Sept. 25, 2024	TrueCoin LLC and TrustToken, Inc. Release No. LR-26126 See Also: SEC Complaint
Sept. 24, 2024	Baba Nadimpalli Release No. LR-26125 See Also: SEC Complaint
Sept. 24, 2024	Eric J. Watson et al. Release No. LR-26124 See Also: SEC Complaint
Sept. 24, 2024	Barry Siegel Release No. LR-26123 See Also: SEC Complaint
Sept. 23, 2024	Benjamin Ballout, Mohamed Zayed, and William Fielding Release No. LR-26122 See Also: SEC Complaint
Sept. 23, 2024	Anthem Hayek Blanchard and Anthem Holdings Company Release No. LR-26121 See Also: SEC Complaint
Sept. 23, 2024	James Douglas Miller Release No. LR-26120
Sept. 23, 2024	Swaffer, et. al. Release No. LR-26119 See Also: SEC Complaint , Final Judgment - Kris A. Swaffer , Final Judgment - Sean K. Williams , Final Judgment - Rosalyn K. Swaffer , Memorandum Opinion and Order
Sept. 23, 2024	Anthony Lotito, et al., Release No. LR-26118 See Also: SEC Complaint
Sept. 20, 2024	Nicholas A. Palazzo, 4TA Sports, Inc., NP Ventures Holdings, LLC and Play Caller Sports Gaming LLC Release No. LR-26117 See Also: SEC Complaint
Sept. 20, 2024	Nicholas Bowerman Release No. LR-26116 See Also: SEC Complaint
Sept. 20, 2024	DiScala et al., Release No. LR-26115 See Also: Judgment
Sept. 20, 2024	Raymond J. DiMuro Release No. LR-26114 See Also: SEC Complaint
Sept. 19, 2024	Philip Markin Release No. LR-26113 See Also: SEC Complaint
Sept. 18, 2024	Prager Metis CPAs, LLC Release No. LR-26112, AAER-4520 See Also: SEC Complaint , Settlement , Judgment , Press Release
Sept. 17, 2024	CoinW6 Release No. LR-26111 See Also: SEC Complaint
Sept. 17, 2024	NanoBit Limited, Radiant Horizons Limited, Sweet Karma Fashion Inc., Zhao Tropical Deli Inc., Jiajie Liu, Fei Liao, and Hua Zhao Release No. LR-26110 See Also: SEC Complaint
Sept. 17, 2024	Joel David Castro Leon and Shmuel A. Sherr Release No. LR-26109 See Also: SEC Complaint
Sept. 16, 2024	Federico Nannini, Mauro Nannini, Alejandro Thermiotis, and Francisco Tonarely Release No. LR-26108 See Also: SEC Complaint
Sept. 16, 2024	Paul D. Roberts, Joshua A. Weiss, and Grainne M. Coen Release No. LR-26107 See Also: SEC Complaint - Paul D. Roberts , SEC Complaint - Joshua A. Weiss and Grainne M. Coen
Sept. 13, 2024	Scott J. Hollender, Gabriel F. Migliano, Jr. and Frank M. Vecchio Release No. LR-26106
Sept. 12, 2024	Charles E. Jones Release No. LR-26105 See Also: SEC Complaint
Sept. 12, 2024	Marg Patel, Robert Horowitz, and Chintankumar Bhatt Release No. LR-26104 See Also: SEC Complaint
Sept. 10, 2024	Dishant Gupta Release No. LR-26103 See Also: SEC Complaint
Sept. 10, 2024	James O. Ward, Jr. Release No. LR-26102 See Also: SEC Complaint
Sept. 10, 2024	AmeriStar, LLC, et al. Release No. LR-26101 See Also: SEC Complaint
Sept. 10, 2024	Donald Anthony Wright; Retirement Specialty Group, Inc. Release No. LR-26100 See Also: SEC Complaint
Sept. 9, 2024	Hunter Haithcock a/k/a Hunter Elliott and Hunter Allen Release No. LR-26099 See Also: SEC Complaint
Sept. 6, 2024	Michael Chhabra, Vineet Chhabra, Tort Fund LLC, Tort Fund SPV1, LLC, Tort Fund SPV2, LLC Release No. LR-26098 See Also: SEC Complaint
Sept. 6, 2024	Raskob Kambourian Financial Advisors, Ltd. Release No. LR-26097 See Also: SEC Complaint
Sept. 5, 2024	Theodore Miller, et al. Release No. LR-26096 See Also: SEC Complaint
Sept. 3, 2024	Black Dragon Capital, LLC, et al. Release No. LR-26095 See Also: SEC Complaint
Sept. 3, 2024	Toller Stern Financial LLC, et al. Release No. LR-26094 See Also: SEC Complaint
Aug. 30, 2024	Shaohua (Michael) Yin, et al. Release No. LR-26093 See Also: SEC Complaint , Final Judgment - Benjamin Bin Chow , Final Judgment - Shaohua (Michael) Yin
Aug. 30, 2024	GEL Direct LLC, GEL Direct Trust, Jeffrey K. Galvani, and Stuart A. Jeffery Release No. LR-26092
Aug. 30, 2024	Justin D. Smith and Joshua Constantin Release No. LR-26091 See Also: SEC Complaint
Aug. 30, 2024	Tanner S. Adam, Jonathan L. Adam, Triten Financial Group, LLC and GCZ Global LLC Release No. LR-26090 See Also: SEC Complaint
Aug. 30, 2024	Wisdom Capital Management Group Ltd. Release No. LR-26089 See Also: SEC Complaint
Aug. 30, 2024	Nutra Pharma Corporation, et al. Release No. LR-26088 See Also: Final Judgment
Aug. 30, 2024	Drew Morgan Ciccarelli Release No. LR-26087 See Also: SEC Complaint
Aug. 29, 2024	Mmobuosi Odogwu Banye (a/k/a Dozy Mmobuosi), Tingo Group, Inc., Agri-Fintech Holdings, Inc. (f/k/a Tingo Inc.), and Tingo International Holdings, Inc. Release No. LR-26086 See Also: Final Judgement
Aug. 28, 2024	Bernardo Mendia-Alcaraz and Toltec Capital LLC Release No. LR-26085 See Also: SEC Complaint
Aug. 27, 2024	Austal Limited and Austal USA, LLC Release No. LR-26084 See Also: SEC Complaint
Aug. 27, 2024	QZ Global Ltd., et al. Release No. LR-26083 See Also: SEC Complaint
Aug. 26, 2024	Plutus Lending, LLC d/b/a Abra Release No. LR-26082 See Also: SEC Complaint
Aug. 21, 2024	Wayne H. McLean and Joan E. Powell Release No. LR-26081 See Also: Final Judgment - Wayne H. McLean , Final Judgment - Joan E. Powell
Aug. 21, 2024	FlowPoint Partners, LLC and Peter J. DeCaprio Release No. LR-26080 See Also: SEC Complaint
Aug. 20, 2024	Wells Real Estate Investment, LLC, Janalie C. Joseph a/k/a Janalie C. Bingham, and Jean Joseph, et al. Release No. LR-26079 See Also: SEC Complaint
Aug. 15, 2024	SAExploration Holdings, Inc., et al. Release No. LR-26078, AAER-4513
Aug. 14, 2024	Wilson J. Rondini, III; Falcon Capital Partners Ltd. Release No. LR-26077
Aug. 14, 2024	Drive Planning, LLC and Russell Todd Burkhalter Release No. LR-26076 See Also: SEC Complaint
Aug. 13, 2024	Stephen Durland Release No. LR-26075 See Also: SEC Complaint
Aug. 13, 2024	Rand Heckler and Rand Heckler, Inc. Release No. LR-26074
Aug. 13, 2024	Robert Del Prete Release No. LR-26073
Aug. 12, 2024	NovaTech Ltd., et al. Release No. LR-26072 See Also: SEC Complaint
Aug. 9, 2024	Kevan Casey et al. Release No. LR-26071 See Also: SEC Complaint
Aug. 8, 2024	Steven D. Targum et al. Release No. LR-26070 See Also: SEC Complaint

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