Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort ascending	Respondents
July 15, 2024	Eliyahu Weinstein, Aryeh L. Bromberg, Joel L. Wittels, Richard M. Curry, Christopher J. Anderson, Alaa Mohamed Hattab, and Shlomo Erez Release No. LR-26049 See Also: SEC Complaint
July 9, 2024	George Iakovou, et. al Release No. LR-26048 See Also: SEC Complaint
July 8, 2024	Evarist C. Amah Release No. LR-26047 See Also: Final Judgment
July 8, 2024	Neil S. Chandran, et al. Release No. LR-26046 See Also: Judgment - Garry J. Davidson , Judgment - Linda C. Knott
July 8, 2024	Gene Daniel Levoff Release No. LR-26045 See Also: Opinion
July 2, 2024	Silvergate Capital Corporation, Alan J. Lane, Kathleen Fraher, and Antonio Martino Release No. LR-26044 See Also: SEC Complaint
July 2, 2024	John J. Kralik V, JKV Capital, LLC, and JKV LLC Release No. LR-26043 See Also: SEC Complaint
July 2, 2024	George Lewis Parsons II Release No. LR-26042 See Also: SEC Complaint
July 2, 2024	Hedonova Fund LLC Hedonova Advisors LLC Release No. LR-26041 See Also: SEC Complaint
July 1, 2024	Adrian J. Kawuba Release No. LR-26040 See Also: Final Judgment
July 1, 2024	Consensys Software Inc. Release No. LR-26039 See Also: SEC Complaint
June 27, 2024	BorrowMoney.com, Inc. and Aldo Piscitello Release No. LR-26038 See Also: SEC Complaint
June 26, 2024	Mike K. Veldhuis, Paul Sexton, Jackson T. Friesen, Zhiying Yvonne Gasarch, and Courtney Kelln Release No. LR-26037 See Also: Judgment - Jackson T. Friesen , Judgment - Yvonne Gasarch , Judgment - Courtney Kelln , Judgment - Paul Sexton , Judgment - Mike K. Veldhuis
June 25, 2024	Lufkin Advisors, LLC and Chauncey Forbush Lufkin, III Release No. LR-26036
June 25, 2024	John Brda and Georgios Palikaras Release No. LR-26035 See Also: SEC Complaint
June 20, 2024	Ross McLellan Release No. LR-26034 See Also: SEC Complaint
June 18, 2024	Yanni Tassev Release No. LR-26033 See Also: SEC Complaint
June 18, 2024	Western Sierra Resource Corporation, Roger Johnson, and Dennis Atkins Release No. LR-26032 See Also: SEC Complaint
June 17, 2024	Matthew Brown and Matthew Brown Companies, LLC Release No. LR-26031 See Also: SEC Complaint
June 14, 2024	Karen Rosenberger et al. Release No. LR-26030
June 14, 2024	PixarBio Corp. et al. Release No. LR-26029
June 14, 2024	Joshua Charles Avikzer Goltry and JAG Capital Advisors, LLC Release No. LR-26028 See Also: SEC Complaint
June 13, 2024	Bhardwaj et al. Release No. LR-26027
June 13, 2024	Brian C. Jensen Release No. LR-26026
June 13, 2024	Christopher R. Bentley, et al. Release No. LR-26025
June 13, 2024	Giguiere et al. Release No. LR-26024
June 12, 2024	Zhou Min Ni and Jian Ming "Jonathan" Ni, CPA Release No. LR-26023 See Also: Final Judgment - Jian Ming "Jonathan" Ni, CPA , Final Judgment - Zhou Min Ni
June 12, 2024	James L. Koutoulas Release No. LR-26022
June 12, 2024	Mario Gogliormella, Steven Lacaj, and Karim Ibrahim a/k/a/ Chris Hayes Release No. LR-26021 See Also: SEC Complaint
June 11, 2024	Ilit Raz Release No. LR-26020 See Also: SEC Complaint
June 11, 2024	Marc Henry Menard; Laesha Jean-Louis Release No. LR-26019 See Also: SEC Complaint
June 7, 2024	Jared Mitchell Release No. LR26018 See Also: Final Judgment
June 6, 2024	Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert Release No. LR-26017
June 4, 2024	Andre Wong Release No. LR-26016 See Also: SEC Complaint
June 4, 2024	Zhou Min Ni and Jian Ming “Jonathan” Ni, CPA Release No. LR-26015 See Also: SEC Complaint
June 3, 2024	Andreas Bechtolsheim Release No. LR-26014 See Also: SEC Complaint , Final Judgment
May 31, 2024	Tyler Loudon Release No. LR-26013
May 30, 2024	Frank Lynold Mercado; Tiger Wolf Capital, LLC Release No. LR-26012 See Also: SEC Complaint
May 23, 2024	Ian Balina Release No. LR-26011 See Also: Judgment
May 23, 2024	John D. Fierro and JDF Capital, Inc. Release No. LR-26010 See Also: Opinion - John D. Fierro , Final Judgment - John D. Fierro
May 22, 2024	Ganesh H. Betanabhatla Release No. LR-26009
May 20, 2024	Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc., and SLIG High-Interest Liquid Savings Company Release No. LR-26008
May 15, 2024	Nutra Pharma Corp. et al Release No. LR-26007
May 14, 2024	St. Julien et al. Release No. LR-26006
May 14, 2024	Jerry D. Guess Release No. LR-26005 See Also: SEC Complaint
May 13, 2024	Tyrone Johnny Lacy, Jr. Release No. LR-26004 See Also: SEC Complaint
May 13, 2024	Michael M. Beck and Helen Robinson Release No. LR-26003
May 10, 2024	Frank T. Poerio, Jr. Release No. LR-26002 See Also: SEC Complaint
May 10, 2024	FAT Brands, Inc., Andrew Wiederhorn, Ron Roe, Rebecca Hershinger Release No. LR-26001 See Also: SEC Complaint
May 10, 2024	Robert Tye Cournoyer; Green Equity Group, LLC; RS Group Holdings, LLC Release No. LR-26000 See Also: SEC Complaint
May 8, 2024	Pison Stream Solutions, Inc. and Joseph James, Jr., et al. Release No. LR-25999 See Also: SEC Complaint
May 8, 2024	Eric M. Cobb Release No. LR-25998
May 7, 2024	Magna Group, LLC; Magna Equities II, LLC; MG Partners, Ltd; Joshua Sason; Marc Manuel Release No. LR-25997
May 7, 2024	Red Rock Secured LLC, Sean Kelly, Anthony Spencer, and Jeffrey Ward Release No. LR-25996
May 7, 2024	Power Up Lending Ltd., et al. Release No. LR-25995 See Also: SEC Complaint
May 6, 2024	Petroteq Energy, Inc., Aleksandr Blyumkin, and Mark Korb Release No. LR-25994 See Also: Final Judgment - Mark Korb
May 3, 2024	Ahmed Alomari and MCM Consulting Release No. LR-25993 See Also: SEC Complaint
May 3, 2024	Robert M. Thompson; Financial Freedom Foundation d/b/a F3 Mastermind; Brandon Stucki Release No. LR-25992 See Also: SEC Complaint
May 1, 2024	Daniel E. Levin Release No. LR-25991
April 30, 2024	Jack B. Blount Release No. LR-25990 See Also: SEC Complaint
April 30, 2024	Sanjay Bhandari, Vinod Singhi, Rakesh Jain Release No. LR-25989 See Also: SEC Complaint
April 30, 2024	Martin Sumichrast Release No. LR-25988 See Also: Final Judgment
April 29, 2024	Tri-Bridge Ventures, LLC and John Francis Forsythe, III Release No. LR-25987 See Also: SEC Complaint
April 29, 2024	Mario E. Rivero Release No. LR-25986
April 26, 2024	Kevin Crotty Release No. LR-25985 See Also: SEC Complaint
April 24, 2024	Craig Allen Release No. LR-25984 See Also: SEC Complaint
April 24, 2024	Geosyn Mining, LLC, Caleb Joseph Ward, and Jeremy George McNutt Release No. LR-25983 See Also: SEC Complaint
April 22, 2024	Choice Advisors, LLC and Matthias O’Meara Release No. LR-25982 See Also: Order
April 22, 2024	City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC, Richard Ganci, and Richard Tortora Release No. LR-25981
April 19, 2024	Michael Brackett Release No. LR-25980 See Also: SEC Complaint
April 17, 2024	Icaro Media Group, Inc., et al. Release No. LR-25979 See Also: SEC Complaint
April 15, 2024	George Stubos, et al. Release No. LR-25978 See Also: Final Judgment - Dori-Ann Stubos
April 15, 2024	Scott Lindell Release No. LR-25977
April 15, 2024	Gil Friedman Release No. LR-25976
April 12, 2024	Lixin Azarmehr, JL Real Estate Development Corporation, Nevada Skilled Nursing Lender, LLC, and Nevada Skilled Nursing Development Release No. LR-25975 See Also: SEC Complaint
April 11, 2024	Justin Robert King Release No. LR-25974
April 11, 2024	Zachary J. Horwitz Release No. LR-25973
April 9, 2024	Rosenberger et al. Release No. LR-25972, AAER-4496
April 9, 2024	Mark Borden Release No. LR-25971 See Also: SEC Complaint
April 8, 2024	Matthew Panuwat Release No. LR-25970
April 5, 2024	Volkswagen Aktiengesellschaft, et al. Release No. LR-25969
April 4, 2024	Commonwealth Equity Services, LLC d/b/a Commonwealth Financial Network Release No. LR-25968
April 4, 2024	Eduardo Hernandez et al. Release No. LR-25967 See Also: SEC Complaint
April 3, 2024	ClearPath Wealth Management, LLC; Patrick Churchville Release No. LR-25966
April 3, 2024	Ronald Heineman Release No. LR-25965
April 3, 2024	Jason Nielsen Release No. LR-25964 See Also: Final Judgment
April 2, 2024	GA Investors Release No. LR-25963 See Also: Final Judgment
April 2, 2024	Travis Treusch Release No. LR-25962 See Also: SEC Complaint
March 29, 2024	FLiK et al. Release No. LR-25961
March 29, 2024	Christopher E. Galvin Release No. LR-25960
March 28, 2024	Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard Release No. LR-25959 See Also: Final Judgment
March 27, 2024	Jonathan William Mikula, et al. Release No. LR-25957
March 27, 2024	William Shupe and Daniel Cattlin Release No. LR-25958 See Also: Judgment
March 26, 2024	Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert Release No. LR-25956 See Also: SEC Complaint
March 26, 2024	Andreas Bechtolsheim Release No. LR-25955 See Also: SEC Complaint
March 22, 2024	Stephen Scott Burns Release No. LR-25954 See Also: SEC Complaint
March 22, 2024	Steven J. Jacobson and Advisor Resource Council Release No. LR-25953
March 20, 2024	Joseph Padilla, et al. Release No. LR-25952
March 20, 2024	Bernard Findley and Halitron, Inc. Release No. LR-25951 See Also: Final Judgment , SEC Complaint
March 15, 2024	Evoqua Water Technologies Corp. and Imran Parekh Release No. LR-25950, AAER-4493 See Also: Final Judgment - Evoqua Water Technologies , Final Judgment - Imran Parekh , Partial Judgment - Imran Parekh

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