Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed
Date Respondents
Mary Ann Shank, Kenneth R. Roop, Donald M. Schwartz, and Mildred Shank
Release No. LR-15750
Richard Carlos Powelson, PBS Trust, Roger Frederick Kline, and Bryan Paul Shortsleeve
Release No. LR-15749
RCS Financial Services, Inc., Et Al.
Release No. LR-15748
Carlos Roman, et al.
Release No. LR-15747
Quadratech, Inc.
Release No. LR-15745
LR-G Restaurant Group, Inc.
Release No. LR-15744
Oakford Corporation, Edward J. Mueger, Inc., R.M. Carucci Corp., Touchdown Securities, Inc., MFS Securities Corp., Oakwood Securities Corp., D'Alessio Securities, Inc., William S. Killeen, Thomas W. Bock, Thomas J. Cavallino, Edward J. Mueger, Robert J. Carucci, Christine A. Beyer, Michael A. Frayler, Mark R. Savarese, John J. Savarese and John R. D'Alessio
Release No. LR-15743
Roger E. Turner
Release No. LR-15746
Phebe W. Erdman, Hans L. Erdman and David M. Lemon (defendants) and Rebecca W. Erdman and Leslie Chekin (relief defendants)
Release No. LR-15742
Mitchell Y. Sher
Release No. LR-15741
Nichi Capital, Ltd., Olawande A.Agunloye, Wise Choice Discount Brokerage, Inc., Ralph Anteby, and Brian Walfish,and Strategic Risk Management as relief defendant
Release No. LR-15740
Paul J. Montle, LS Capital Corporation, Paul V. Culotta, Carol C. Martino, CMA Noel, Ltd., Mario J. Iacoviello, Ilan Arbel, and Europe American Capital Corporation
Release No. LR-15739
Paul R. Safronchik, Jerome A. Adamo, and Douglas A. Roy
Release No. LR-15738
The Better Life Club Of America, Inc., and Robert N. Taylor, Michael Missal, Receiver, James E. Washington Et Al.
Release No. LR-15737
Brad E. Hollinger
Release No. LR-15736
Golden Eagle International, Inc., Ronald A. Knittle, Mary A. Erickson, Gregory G. Vernon, Timberline Consultants, Inc., and Paul B. Vernon
Release No. LR-15733
First Americans Bank Ltd. et al.
Release No. LR-15734
Edward J. Paradis, Jr. and Walter R. Snyder, Jr.
Release No. LR-15732
Arthur L. Toll, Bruce B. Edmondson, Gerald Levinson and Elliot S. Fisher
Release No. LR-15731
Timothy J. Brannon, Jr.
Release No. LR-15730
File Number: 3-9597
Austria Trust Company, Ltd., Bobby Lee Rodgers, and Glen Moyer, and City (U.K.), Ltd.
Release No. LR-15728
Joel Steinger and Leslie Steinger
Release No. LR-15729
Atlantic Capital Corporation, Wall Street Marketing, Inc., Pullman Publications, Inc., Stephen Decesare, Mark Missler, Patrick Kephart, Howard Jenkins, Scott Mijares, Robert Thomas Beatty, Vincent St. Clair Beatty, Michael Cardascia, David Scott Rossman, Adrian Wilson, Timothy B. Daley, and David M. Connochie
Release No. LR-15727
John Gardner Black, Devon Capital Management, Inc., and Financial Management Sciences, Inc.
Release No. LR-15725
Theodore Mong
Release No. LR-15724
Technigen Corporation, et al.
Release No. LR-15723
Roy Matlock and Alan Root
Release No. LR-15722
Greg E. Skudlarick
Release No. LR-15721
Jeffrey A. Lobel
Release No. LR-15720
Marc A. Osheroff, Barry Gesser, Robert S. Mitchell, Glen T. Vittor and Sheldon Maschler
Release No. LR-15719
New Era Technologies International, Inc. and Brent A. Jones
Release No. LR-15718
Mark T. Fukuhara
Release No. LR-15717
Michael W. Crow
Release No. LR-15716
Electro-Optical Systems, Corp.
Release No. LR-15715
Michael Cardascia
Release No. LR-15714
Jamie B. Seigel
Release No. LR-15713
United Energy Partners, Inc., Richard A. Quinn and Scott W. Tucker
Release No. LR-15711
Precision Trust, Automotive Concepts (Trust), Academy Equities Trust, Hermes Leasing Trust and Fulfillment Center Trust
Release No. LR-15709
Liberty Bell Association, Inc. and Mckenzie Matthew, Inc.
Release No. LR-15712
Jerome M. Wenger
Release No. LR-15707
Edward J. Paradis, Jr. and Walter R. Snyder, Jr.
Release No. LR-15706
George Wallace Stewart, Patrick J. Madden, Allen B. Gottlieb, Kenneth R. Lagonia, Salim El Hage, H.D. Inc., St. Barth Limited, Eastland American Bank Limited, Mecis Insurance and Reinsurance Company, Cornel Plebani, Law offices of Allen B. Gottlieb and Associates, P.C., Americredit Commercial Corporation. Finanzurich Ltd
Release No. LR-15705
Michael E. Lopuszynski, C. Scott Courtney, Jonathan Shoucair, Michael W. Englehardt, Joseph Widmer, Kent Bollenbach, Timothy Graysonbrent Morris and James Perez
Release No. LR-15704
Marvin G. Pursinger and Machlene E. Soderquist
Release No. LR-15703
Benjamin Bush
Release No. LR-15710
Leonard A. Fiessel, Robert L. Shull, Terry L. Shull and Patrick A. Collins
Release No. LR-15702
John P. Brink
Release No. LR-15699
Interactive Products and Services, Inc., and Matthew P. Bowin
Release No. LR-15700
William E. Shell
Release No. LR-15701
Fidelity Transfer Company and Linda Kener
Release No. LR-15698
Guoping Wu, Jing Xian and Ding Sang
Release No. LR-15697
Rosamond S. Brown
Release No. LR-15696
Julia Peck Mobley
Release No. LR-15695
Investors Dynamiccs Corporation and Steven L. Down
Release No. LR-15694
Mark Eames, Robert Eames and Garth Potts
Release No. LR-15693
Eva Health, USA, Inc.
Release No. LR-15692
Arjun Sekhri, Mahendar Sekhri, Sharda Sekhri, Amolak Sehgal, Pratima Rajan, Fuad Dow, Gordon W. Cochrane and Martin L. Thifault
Release No. LR-15691
Surendra Gupta, Bhasker Rho, Ramana Penumarty
Release No. LR-15690
Lloyd R. Winburn, Swiss Trade & Commerce Trust Ltd. and Eddie R. Blackwell
Release No. LR-15689
Nichi Capital, Ltd., Wise Choice Discount Brokerage, Inc., Olawande A. Agunloye, Ralph Anteby and Brian Walfish
Release No. LR-15688
Joseph Burgio
Release No. LR-15687
Geoffrey P. Benson, Susan L. Benson and Lindsey K. Springer
Release No. LR-15686
Charles R. Rietz, Robert R. Parrish, Robert J. Sturth and Stephen Edgel
Release No. LR-15685
Christian Schindler, a/k/a "Rudolph Gerner" a/k/a "Rudy Gerner, Inter Capital Brokerage, Inc., Intercap Forex Brokerage, Inc., Inter-Capital Brokerage U.S.A. Inc.
Release No. LR-15684
David A. Colvin, Job Kjell Hovik; Intellinet Publishing, Inc.Intellinet Holding Group, Inc.; Medical Advantage, Inc.; Lamelli, Inc. a/k/a Lamelli Medical Technology, Inc.,Wall Street Research Company, Inc. and John Larson a/k/a John St. John
Release No. LR-15683
Albert L. Fried and Matthew C. Ferry
Release No. LR-15682
Robert E. Brennan
Release No. LR-15681
Sensormatic Electronics Corporation
Release No. LR-15680
File Number: 3-9563
Jamie Charles Spangler
Release No. LR-15679
Benjamin Goldfield and Joseph Valentine
Release No. LR-15678
Raymond F. Simmons
Release No. LR-15677
David L. Holewinski
Release No. LR-15676
City Services Corp. and Joseph Burgio
Release No. LR-15675
Michael Cardascia
Release No. LR-15674
Edmund M. Autuori
Release No. LR-15673
International Heritage Incorporated, International Heritage, Inc.; Stanley H. Van Etten
Release No. LR-15672
James D. Rocco
Release No. LR-15671
Capital Acquisitions, Inc.
Release No. LR-15670
Thomas Cavanagh, U.S. Milestone, George Chachas, William N. Levy, Optimum Fund, Agira Trading, Customer Safety, S.L., Cambiares, S.L. Construcciones Solariegas, S.L., Thomas A. Hantages, Cosimo Tacopino et al.
Release No. LR-15669
Michael Zaman and Smith, Benton & Hughes
Release No. LR-14947
Lazar Frederick & Company and Betty Ann Rubin
Release No. LR-15668
Philip L. Thomas and David V. Simms
Release No. LR-15667
Roger H. Licht, Steven L. Weston, Robert P. Korda, William J. Barisoff, Lynn Weston, Seymour J. Melnik, andrew K. Licht, D. Mark Sandelson, and Ronald B. Schilling
Release No. LR-15666
See Also: Complaint in this matter
Patrick L. Antrim, David Hudson III, Loretta Antrim and Michael S. Whitney
Release No. LR-15665
Sweeney Capital Management Inc., Timothy Capital Sweeney, and Susan Mary Gorski
Release No. LR-15664
Willie Davis
Release No. LR-15663
Jerry G. Allison
Release No. LR-15662
United Avalon Group, Ltd., and Frank M. Naft
Release No. LR-15661
Robert N.Taylor and the Better Life Club of America, Inc., Wilkins McNair, Jr., and Elizabeth Lawson
Release No. LR-15660
Hurst Capital Corp., Janmes F. Hurst and E. William Clifton
Release No. LR-15656
Kuslima Shogen, Stanislaw Mikulski and Allen Siegel
Release No. LR-15658
J. M. Levy & Co. , Sol Greenbaum, and David Cohen
Release No. LR-15657
File Number: 3-9295
Robert Tommassello, R.T.& A. Financial Management, Ltd. and Jean M. Tommassello
Release No. LR-15655
Michael R. Milken and MC Group
Release No. LR-15654
The Oakford Corporation, et al.
Release No. LR-15653
James F. Hurst and E. William Clifton
Release No. LR-15652
David A. Colvin, Job Kjell Hovick, Lamar Ellis, and John Larson
Release No. LR-15651
Jarco, Inc.
Release No. LR-15650
File Number: 94C-5856
Inamed Corporation
Release No. LR-15647
Victor Teicher, Victor Teicher & Co., and Carmel Partners, L.P.
Release No. LR-15646
10601 to 10700 of 11692 items