Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed
Date Respondents
Louis G. Karabochos, Kathy D. Karabochos, Kenneth E. Ratto, and Stephen L. Boyd
Release No. LR-15908
Mohamed Khairy Mohamed Zayed, II, Michael W. Rehtorik, and Herbert Woll, C.P.A.
Release No. LR-15907
Charles O. Huttoe, et al.
Release No. LR-15906
David Morgenstern, Fred Morgenstern, Bernadette Stevens, and Amquest International, Ltd.
Release No. LR-15902
Michael Hall, et al.
Release No. LR-15901
Omnigene Development, Inc., f/k/a Omnigene Diagnostics, Inc., Dominic Scacci and Jerome M. Wenger
Release No. LR-15899
International Automated Systems, Inc. et al.
Release No. LR-15898
Waldron & Co., Inc.; Cery B. Perle
Release No. LR-15897
Rangarao Panguluri, et al.
Release No. LR-15905
VII Visionary Investments, Inc. d/b/a Historic Hotel Holdings, Inc., Ronald Obsgarten, M&M Holding Group, Inc., Leandro Javier Obenauer, and Brian Lynch
Release No. LR-15904
James T. Staples, Joseph A. Monaco, Jeno K. Koch, David E. Trotter and Robert L. Heintz
Release No. LR-15903
One or more unknown purchasers of call options and common stock of USCS International, Inc.
Release No. LR-15895
Barnard Sackett, John H. Schriek and Enviroland, Ltd.
Release No. LR-15894
Halton Technologies, Ltd.
Release No. LR-15893
Terry V. Koontz, Zone Productions, Inc., Jeffrey A. Deville, Mykael Deville, Private Pool, LLC, Richard Fulcher, Thomas Dolan, Lawrence E. Seppanen, Walter Lapp and Kurt Fox and as relief defendants Jeffrey A. Deville, as acting trustee for Purr Trust, Marilyn Koontz, Dorothy M. Gerodemos, Nancy Chamich, Stewart A. Koral, and Emanon II, Inc.
Release No. LR-15892
Innovative Consulting Services, Inc. et al.
Release No. LR-15891
Sanjay Saxena and Mumtaz Saxena
Release No. LR-15889
Michelle Sotnikow
Release No. LR-15888
Safetech Industries, Inc.
Release No. LR-15887
Commercial Express, LLC et al.
Release No. LR-15890
Steven Schaefer, AMPG, Inc., et. al.
Release No. LR-15886
Robert Falbo, Theresa Billings Falbo, Lorre Meade, Anthony Capricuso, Michael Nardino, Mark Muenster and Eric Muenster
Release No. LR-15885
Thomas F. Casey
Release No. LR-15884
Teddy Wayne Solomon and Lisa Debra Stevens
Release No. LR-15883
Marshall Neil Craig Ronald, Rudolf Alexander Victor Linschoten a/k/a Rudolf Van Lin or Dr. Rudolf Van Lin, and Frieda G. Freitas
Release No. LR-15882
Jerald F. Albin, et al.
Release No. LR-15881
Teddy Wayne Solomon and Lisa Stevens, individually and d/b/a Platinum International, and Quantum Group a/k/a Quantum Trading, LTD.
Release No. LR-15880
Appalachian Investment Corporation, Dennis G. Cerilli, Frank A. Debone, Robert C. Walters, Dennis J. Oslosky and John W. Hinton
Release No. LR-15879
Fernando Cruz
Release No. LR-15878
Sunbelt Development Corporation, Wendell Rogers, Donald Hammond and Willie Davis
Release No. LR-15877
Green Oasis Environmental, Inc.
Release No. LR-15876
One or more unknown purchasers of Call Options and Common Stock of USCS International, Inc.
Release No. LR-15875
Steven M. Scarano
Release No. LR-15873
American Automation, Inc., et al.
Release No. LR-15872
James Michael Cogley and The Ohio Estate Group, Defendants
Release No. LR-15871
Kellin Investment Corp. and Orlando R. Landa
Release No. LR-15866
Jui-teng Lin and Yuchin Lin
Release No. LR-15869
Capital Acquisitions, Inc, Clealon B. Mann, Wayne C. Notwell, The Somerset Group, Inc., Laser Leasing, Inc., and Pete J. Buffo, Defendants; Surety Underwriters and Control Corp., Capitol Investment Partners, Inc., Spectrim International, Inc., Ute Cal Auto Sales, Inc., Best Rate Rent-A-Car, Inc., High-Line Medical Instruments, Inc., Genie Total Products, Inc., and Fund Line International, Inc., Relief Defendants
Release No. LR-15868
Chimneyville Investments Group, Incorporated and Joseph Randolph Belew
Release No. LR-15867
Douglas G. McCaskey
Release No. LR-15865
Green Oasis Environmental, Inc., William D. Carraway, Raymond C. O'Brien and Ronald V. Reece
Release No. LR-15864
American Automation, Inc., et al.
Release No. LR-15863
Paul B. Vernon
Release No. LR-15862
The Nikko Securities Co. International, Inc., Masao Ebina, Tadao Osada, and Toshiyuki Sagiuchi
Release No. LR-15861
File Number: 3-9687
Myles R. Wren
Release No. LR-15860
David Bednarsh, M.D.
Release No. LR-15859
Larry K. O'Dell
Release No. LR-15858
See Also: Complaint in this matter
Hugh F. Rollins
Release No. LR-15857
David L. Chandler
Release No. LR-15854
Comparator Systems Corporation, Robert Reed Rogers, Scott Hitt and Gregory Armijo
Release No. LR-15855
Clarence Wayne Cook, Brian E. Causey, Haven Quest and Cayman South International, Inc.
Release No. LR-15853
Roy Handojo
Release No. LR-15852
James Michael Cogley and The Ohio Estate Group, Defendants
Release No. LR-15851
Certain Unit Investment Trusts, et.al.
Release No. LR-15850
Marshall E. Melton, Asset Management & Research, Inc., Westview Capital, L.C., Trading Partners, L.C., and Trading Partners II, L.C.
Release No. LR-15849
First Zurich National U.S.A., LLC, et al.
Release No. LR-15848
Robert Hunter, Edward R. Dudlik, Jr., Thomas F. Goldman, W. Kenneth Greenwood, Joseph Mckeon, Kathy Naumann, Benjamin Paul, Thomas B. Pileggi, John Rose, John Rose, Jr.,Raymond F. White, and H. Constance Neff as Relief Defendant
Release No. LR-15847
Losordo, Medical Diagnostic Products, Inc. (f/k/a Novatek International, Inc., New England Diagnostics, Inc., Diane M. Trainor, Daniel J. Trainor, Geraldine Trainor and Mary N. Celentano
Release No. LR-15844
Alejandro C. Zaffaroni, Eugene Farber, Nicolas Vida, Alba Rosa Arzate, Yolanda Rocco, Ines Romero, and Pedro Zaffaroni
Release No. LR-15843a
Chan Desaigoudar and Steven J. Henke
Release No. LR-15846
Internet Casino Sports Gaming, LLC, Internet Casino Sports Gaming, Inc., Robert Matias a/k/a Robert Duvall and Alan Lenchner a/k/a Alan Lane
Release No. LR-15845
Alejandro C. Zaffaroni, Eugene Farber, Nicolas Vida, Alba Rosa Arzate, Yolanda Rocco, Ines Romero, and Pedro Zaffaroni
Release No. LR-15843
Correction: Timothy J. Lyonsons
Release No. LR-15842a
Timothy J. Lyons
Release No. LR-15842
Michael D. Jenkins, Lawrence A. Petersen, Jamie T.Tsutsui and Michael L. Kinney
Release No. LR-15841
Cosmas Anastassiou, Othon Anastassiou and Richard Panzer
Release No. LR-15840
Autocorp Equities, Inc. Fka Chariot Entertainment, Inc. et al.
Release No. LR-15839
Rynell & Associates, Inc., Lengurnal, Inc., First Paragon, Inc., Movie Management Services, Inc., David L. Burnell, J. Eric Rymland and Daniel B. Rung
Release No. LR-15838
Michael A. Todd, Kim J. Brown, Jerry L. Aubrey, Gary Jason McCrory, Gary L. Cleverly, Calvin J. Calvin, and Todd J. Taylor
Release No. LR-15837
Clarence Wayne Cook, Brian E. Causey, Haven Quest and Cayman South International, Inc.
Release No. LR-15836
Edward Snyder et al.
Release No. LR-15835
Anindya N. Bakrie
Release No. LR-15834
Paul R. Safronchik, Jerome A. Adamo, and Douglas A. Roy
Release No. LR-15833
Sony Corporation and Sumio Sano
Release No. LR-15832
Chancellor Group, Inc.
Release No. LR-15831
Gary Moss
Release No. LR-15830
Dain Rauscher, Inc., Kenneth D. Ough, and Virginia O. Horler
Release No. LR-15829
Calvin Douglas Brace, et al.
Release No. LR-15828
Rafi M. Khan and Timothy J. Tyrrell
Release No. LR-15827
Ronald J. Hottovy, Jimmy Duckworth, Joseph I. Morris and Eugene A. Breitenbach
Release No. LR-15824
James R. Beers
Release No. LR-15823
Sam D. Schwartz, Broad Capital Associates, Inc., Murray A. Huberfeld, and David B. Bodner
Release No. LR-15826
Frank A. M. Luca, Rudy Crosswell and Paula G. Den Boer
Release No. LR-15825
Environmental Energy, Inc., Environmental Operating, Inc., Irvine Securities, Inc., Larry R. Crowder, John R. Powell, Christian R. Higgins, Charles L. Powell, James P. Gallaher, Dale J. Engelhardt, and Trey L. Friedmann
Release No. LR-15822
Francis X. Wazeter, III, John W. Howell, Maria M. Wenner and Stanley M. Blanshei
Release No. LR-15821
First National Entertainment Corp., Milton J. Verret, Ricky D. Busby, Michael D. Swingler, Richard C. Maestre, Auburn R. Busby, and Michael B. Byrd
Release No. LR-15820
Stewart, et al.
Release No. LR-15819
Bond Dellapp Fletcher and Mediajet, Inc.
Release No. LR-15818
Solv-Ex Corporation, et al.
Release No. LR-15817
Charles L. Brumfield et al.
Release No. LR-15816
Norman Greg Cornelius, et al.
Release No. LR-15815
Sam M. Antar, et al.
Release No. LR-15814
Michael D. Richmond, Individually, Michael D. Richmond D/B/A Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust
Release No. LR-15813
John W. Gillette, Jr.
Release No. LR-15812
Carlos Roman, Karla Dorsch and William E. Dorsch; J
Release No. LR-15811
James Russell Cleveland
Release No. LR-15810
Insnet World Communications, et al.
Release No. LR-15809
B.M.C. Enterprises, Inc., et al.
Release No. LR-15808
Derryl W. Peden
Release No. LR-15807
Glenn A. Schuster, et al.
Release No. LR-15806
10501 to 10600 of 11742 items