Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
March 18, 1998	City Services Corp. and Joseph Burgio Release No. LR-15675
March 17, 1998	Michael Cardascia Release No. LR-15674
March 17, 1998	Edmund M. Autuori Release No. LR-15673
March 17, 1998	International Heritage Incorporated, International Heritage, Inc.; Stanley H. Van Etten Release No. LR-15672
March 16, 1998	James D. Rocco Release No. LR-15671
March 13, 1998	Capital Acquisitions, Inc. Release No. LR-15670
March 13, 1998	Thomas Cavanagh, U.S. Milestone, George Chachas, William N. Levy, Optimum Fund, Agira Trading, Customer Safety, S.L., Cambiares, S.L. Construcciones Solariegas, S.L., Thomas A. Hantages, Cosimo Tacopino et al. Release No. LR-15669
March 13, 1998	Michael Zaman and Smith, Benton & Hughes Release No. LR-14947
March 12, 1998	Lazar Frederick & Company and Betty Ann Rubin Release No. LR-15668
March 11, 1998	Philip L. Thomas and David V. Simms Release No. LR-15667
March 11, 1998	Roger H. Licht, Steven L. Weston, Robert P. Korda, William J. Barisoff, Lynn Weston, Seymour J. Melnik, andrew K. Licht, D. Mark Sandelson, and Ronald B. Schilling Release No. LR-15666 See Also: Complaint in this matter
March 10, 1998	Patrick L. Antrim, David Hudson III, Loretta Antrim and Michael S. Whitney Release No. LR-15665
March 10, 1998	Sweeney Capital Management Inc., Timothy Capital Sweeney, and Susan Mary Gorski Release No. LR-15664
March 10, 1998	Willie Davis Release No. LR-15663
March 10, 1998	Jerry G. Allison Release No. LR-15662
March 6, 1998	United Avalon Group, Ltd., and Frank M. Naft Release No. LR-15661
March 5, 1998	Robert N.Taylor and the Better Life Club of America, Inc., Wilkins McNair, Jr., and Elizabeth Lawson Release No. LR-15660
March 3, 1998	Kuslima Shogen, Stanislaw Mikulski and Allen Siegel Release No. LR-15658
March 3, 1998	J. M. Levy & Co. , Sol Greenbaum, and David Cohen Release No. LR-15657 File Number: 3-9295
March 3, 1998	Hurst Capital Corp., Janmes F. Hurst and E. William Clifton Release No. LR-15656
Feb. 26, 1998	Robert Tommassello, R.T.& A. Financial Management, Ltd. and Jean M. Tommassello Release No. LR-15655
Feb. 26, 1998	Michael R. Milken and MC Group Release No. LR-15654
Feb. 25, 1998	The Oakford Corporation, et al. Release No. LR-15653
Feb. 24, 1998	James F. Hurst and E. William Clifton Release No. LR-15652
Feb. 24, 1998	David A. Colvin, Job Kjell Hovick, Lamar Ellis, and John Larson Release No. LR-15651
Feb. 23, 1998	Jarco, Inc. Release No. LR-15650 File Number: 94C-5856
Feb. 19, 1998	Inamed Corporation Release No. LR-15647
Feb. 19, 1998	Victor Teicher, Victor Teicher & Co., and Carmel Partners, L.P. Release No. LR-15646
Feb. 18, 1998	Paul Douglas Catchings, Compunomics 139, Inc., and First Zurich National USA, LLC Release No. LR-15645
Feb. 18, 1998	M. Leon Jensen and George Gore, Jr. Release No. LR-15644
Feb. 18, 1998	Curtis A. Younts, Jr. Release No. LR-15643
Feb. 17, 1998	Robert Foisie Release No. LR-15642
Feb. 17, 1998	S. Jim Farha Release No. LR-15641
Feb. 12, 1998	Steven P. Hevell, American Internet Partners, Inc., American Internet Partners San Jose, ConnecTel Communications, Inc., and Jim D. James Release No. LR-15640
Feb. 10, 1998	Paul D. Catchings Release No. LR-15639
Feb. 9, 1998	Nicholas A. Zahareas, Tuschner & Company, Inc. and John M. Tuschner Release No. LR-15638
Feb. 5, 1998	John G. Bennett and Foundation for New Era Philanthropy Release No. LR-15637
Feb. 5, 1998	Thomas F. Goodman Release No. LR-15636
Feb. 5, 1998	Roger E. Turner Release No. LR-15635
Feb. 3, 1998	First Zurich National U.S.A., LLC, and Compunomics 139, Inc. Release No. LR-15634
Jan. 30, 1998	Mark Bailine Release No. LR-15632
Jan. 30, 1998	James Patrick Kittler Release No. LR-15633
Jan. 29, 1998	Miko Leung and Sit Wa Leung Release No. LR-15631
Jan. 29, 1998	James Pannone and Sakura Global Capital, Inc. Release No. LR-15630
Jan. 29, 1998	Donald Ferrarini, Bruno Rumignani, Howard Miller, Mark Bailine, and Frank Palumbo Release No. LR-15629
Jan. 28, 1998	J.W. Korth & Co., James Wilder Korth Release No. LR-15628
Jan. 28, 1998	Sidney W. Sers Release No. LR-15627
Jan. 28, 1998	Patrick Kephart, Scott Mijares Release No. LR-15626
Jan. 22, 1998	William M. Fromm Release No. LR-15625
Jan. 22, 1998	Russell C. Faust Release No. LR-15624
Jan. 22, 1998	Inset World Communications, Inc., et al. Release No. LR-15623
Jan. 22, 1998	Gerald R. Blackie, Jon R. Erickson and Mark S. Tague Release No. LR-14905
Jan. 21, 1998	Daniel E. Schneider, Global American Prosperity Foundation and Financial Sovereign Acquisition Release No. LR-15622
Jan. 20, 1998	Northeast Investment Institution, Inc., Thomas Patrick McGlon, Daniel Watlington, William Muwwakkil and Tyrone P. Jones, III Release No. LR-15621
Jan. 15, 1998	Robert Bogutski Release No. LR-15620
Jan. 15, 1998	Robert C. Wilson Release No. LR-15619
Jan. 14, 1998	J. Scott Eskind Release No. LR-15618
Jan. 14, 1998	Sheldon Kraft Release No. LR-15617
Jan. 13, 1998	Struthers Industries, Inc., and Winco Corp. Release No. LR-15616
Jan. 8, 1998	Rauscher Pierce Refsnes, Inc. and James R. Feltham Release No. LR-15613
Jan. 8, 1998	The Trust Group, Ltd., et al. Release No. LR-15612
Jan. 7, 1998	James Frith and Chicago Partnership Board, Inc., Defendants and Adbot, Inc., Relief Defendant Release No. LR-15611
Jan. 6, 1998	Steven Samblis, et al. Release No. LR-15609
Jan. 6, 1998	International Communications & Technologies Corp., F/ K/ A Mobile Services International Corp., James C. Cobban, James M. Robinson and Jonathan D. Bennett Release No. LR-15608
Jan. 6, 1998	Susan L. Hirsch et al. Release No. LR-15607
Jan. 6, 1998	Kinlaw Securities Corp., et al. Release No. LR-15610
Jan. 5, 1998	M.T.L. International Finance, Inc., Equity Action Partners, Inc., John K. Robinson, Leon Howard, and Harry Walker Release No. LR-15606
Jan. 5, 1998	Millennium Software Solutions, Inc. and Mark Shkolir Release No. LR-15603
Dec. 23, 1997	Emanuel Pinez Release No. LR-15605
Dec. 23, 1997	Gene Block, Individually and d/b/a Block Consulting Services, Renate Haag, Individually and d/b/a Haag + Partner, and Robert T. Riley, Individually and d/b/a The Roberts Group Release No. LR-15604
Dec. 23, 1997	Nicholas A. Zahareas, Tuschner & Company, Inc. and John M. Tuschner, Defendants and Euroamerican Securities S.A. Release No. LR-15602
Dec. 23, 1997	Capital Acquisitions, Inc., The Somerset Group, Inc., Wayne Notwell and Clealon Mann Release No. LR-15601
Dec. 22, 1997	Robert Howard and Robert E. Verrando Release No. LR-15599
Dec. 22, 1997	William Madon Release No. LR-15598
Dec. 22, 1997	Barclay Davis and World Syndicators, Inc. Release No. LR-15600
Dec. 19, 1997	Stephen Desimone, Francis Decabia and Gary Moody Release No. LR-15597
Dec. 18, 1997	Sanjeev "Tony" Sachdeva and Nasim "Nicky" Aziz Release No. LR-15596
Dec. 18, 1997	George Badger, Golf Communities of America, Inc., F.K.A. Golf Ventures, Inc., Duane Mar.ant, Stephen Spencer, Karl Badger, Marion Sherrill, Harmon S. Hardy, La Jolla Capital Corporation, Harold B. Gallison, Jr., Terry Hughes, Marvin Susemihl, David Rosenthal, andrew Sears, and William Slone; andrew Scudiero, Eric Nicholsberg, Dominick Caputo, Dominick Chieco, Craig Marino, Mat Matles, Anthony Selvaduri, Michael Dreitlein, Anthony Giambrone, Ian Hosang, and Frank Hartmann; Leonard Alexander Ruge, Richard Wolff, Mac Beagelman, Michael Scott Symons, Richard Balber, Stephen Evers, Eugene Flaksman, Mark Furman, Alex Grinshpon, Daniel Kolchkov, Jeff Sanders, Alex Solon, Mark Zaborsky, and Jeffery Stone; Joseph Pignatiello, John Fasano, James Manas, Robert Marsik, Mark Pierce, Peter Mazzeo, and Constance Pignatiello; Jeffrey Szur, Bertram Slutsky, First National Equity Corp., F.K.A. J.S. Securities, Inc., Vadim Kaplun, Joseph Epstein, Cary Weinstein, David Gold, Ronald Gray, Alex Levin, Diane Lakin, Elaine Szur, and George Elian Release No. LR-15595
Dec. 17, 1997	Calman H. Rifkin and Eva-Health, USA, Inc. Release No. LR-15594
Dec. 17, 1997	Holly Holdings, Inc. Release No. LR-15593
Dec. 15, 1997	John Gardner Black, Devon Capital Management, Inc., and Financial Management Sciences, Inc. Release No. LR-15591
Dec. 12, 1997	Uniglobe Trading Company, Inc., et.al. Release No. LR-15592
Dec. 11, 1997	Joseph P. Medsker, Unified Financial Services Agency Corp., and Unified Financial Services Advisory Corp. Release No. LR-15590
Dec. 11, 1997	Raejean S. Bonham, World Plus, Inc., and Atlantic Pacific Funding Corporation Release No. LR-15589
Dec. 10, 1997	Trinity Gas Corporation and Sidney W. Sers Release No. LR-15588
Dec. 9, 1997	Karl L. Dahlstrom, et al. Release No. LR-15587
Dec. 9, 1997	Roger D. Wyatt and David L. Holewinski Release No. LR-15586
Dec. 9, 1997	Southwest Income Trust, et al. Release No. LR-15585
Dec. 9, 1997	Viking Resources International, Inc. Release No. LR-15584
Dec. 8, 1997	Millennium Software Solutions, Inc. and Mark Shkolir Release No. LR-15583
Dec. 8, 1997	Trinity Gas Corporation and Sidney W. Sers Release No. LR-15582
Dec. 8, 1997	James R. Frith, Jr. Chicago Partnership Board, Inc., Defendants, and Adbot, Inc Release No. LR-15581
Dec. 4, 1997	Steven R. Jakubowski Release No. LR-15580
Dec. 4, 1997	Joseph A. Bremont, Jimmy B. Sanchez, Comcar International, Ltd., Commercial Capital Resources, Inc., Loomis Ltd., Michael R. Spector, and R.P.S. Financial Group, Inc. Release No. LR-15579
Dec. 4, 1997	Peter T. Caserta, Salvatore T. Marino, and Dana C. Verrill Release No. LR-15578
Dec. 1, 1997	Harold E. Tobin Release No. LR-15577
Dec. 1, 1997	Robert Hunter, Edward R. Dudlik, Jr., Thomas F. Goldman, W. Kenneth Greenwood, Joseph McKeon, Kathy Naumann, Benjamin Paul, Thomas B. Pileggi, John Rose, John Rose, Jr., Raymond F. White, and H. Constance Neff Release No. LR-15576
Nov. 26, 1997	KS Resources et al. Release No. LR-15574
Nov. 26, 1997	Seahawk Deep Ocean Technology, Inc., John C. Morris, Gregory H. Stemm and Daniel S. Bagley Release No. LR-15573
Nov. 25, 1997	HealthTech International, Inc. Release No. LR-15572

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