Administrative Proceedings

The links below direct you to the docket pages for adjudicatory proceedings – meaning administrative proceedings adjudicated by the Commission including by its consideration of initial decisions of ALJ and appeals from SRO or PCAOB action – as well as to docket pages for respondents’ requests to vacate bars under Koch v. SEC or Bartko v. SEC. The docket pages contain the Commission opinions and orders as well as significant pleadings for such matters. The links below additionally direct you to the electronic filing system for administrative proceedings and to information for respondents in administrative proceedings.

The list below provides links to orders by the Commission instituting both litigated and settled administrative proceedings and to issuances for the Commission, by the Division of Enforcement, pursuant to delegated authority.

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Date Sort descending	Respondents
Aug. 15, 2014	China Sky One Medical, Inc. Release No. 34-72852 File Number: 3-15005
Aug. 15, 2014	Lorenzo, Gregg C. Lorenzo, Francis V. Charles Vista, LLC Release No. 34-72856 File Number: 3-15211
Aug. 14, 2014	Black Hawk Exploration Composite Technology Corporation Forza Environmental Building Products, Inc. Hotcloud Mobile, Inc. ImmunoBiotics, Inc. SpatiaLight, Inc. Release No. 34-72843 File Number: 3-16016
Aug. 14, 2014	BDO China Dahua CPA Co., Ltd. Deloitte Touche Tohmatsu Certified Public Accountants Ltd. Ernst & Young Hua Ming, LLP KPMG Huazhen (Special General Partnership) PricewaterhouseCoopers Zhong Tian CPAs Limited Release No. 34-72845, AAER-3575 File Number: 3-15116
Aug. 14, 2014	Linkbrokers Derivatives LLC Release No. 34-72846 File Number: 3-16017
Aug. 14, 2014	Credit Suisse Securities (USA) LLC, DLJ Mortgage Capital, Inc., Credit Suisse First Boston Mortgage Acceptance Corp., Credit Suisse First Boston Mortgage Securities Corp., and Asset Backed Securities Corporation Release No. 34-72850 See Also: Proposed Plan of DistributionBulk Settlement Practice , Exhibit A , Exhibit B Comments Due: (30) days from the date of this Notice Comments received are available: https://www.sec.gov/comments/3-15098/3-15098.shtml Submit Comments on: 3-15098 File Number: 3-15098
Aug. 14, 2014	Credit Suisse Securities (USA) LLC, DLJ Mortgage Capital, Inc., Credit Suisse First Boston Mortgage Acceptance Corp., Credit Suisse First Boston Mortgage Securities Corp., and Asset Backed Securities Corporation Release No. 34-72851 See Also: Proposed Plan of Distribution First Payment Default Practice , Exhibit A , Exhibit B Comments Due: (30) days from the date of this Notice Comments received are available: https://www.sec.gov/comments/3-15098/3-15098.shtml Submit Comments on: 3-15098 File Number: 3-15098
Aug. 13, 2014	Asia Global Holdings Corp. China Electric Motor, Inc. Ikona Gear International, Inc. Imagin Molecular Corp. (n/k/a The Planet Bottle Corporation) Sungold International Holdings Corp. Westergaard.com, Inc. Release No. 34-72829 File Number: 3-15891
Aug. 13, 2014	Skaltsounis, Nicholas D. Release No. 34-72832, IA-3894 File Number: 3-16013
Aug. 13, 2014	Keith MacDonald Summers Release No. 33-9630, 34-72836, IA-3895, IC-31210 File Number: 3-16014
Aug. 13, 2014	Buswell, Richard J. Release No. 34-72838, IA-3896 File Number: 3-15829
Aug. 13, 2014	Walter L. Ross Release No. 34-72840 File Number: 3-16015
Aug. 12, 2014	IPKV Holdings, Inc. Pan Asian Corp. Seven Seas Acquisition Corp. Southern Growth Corp. Superior Growth Corp. Transatlantic Acquisition Corp. Release No. 34-72819 File Number: 3-16011
Aug. 12, 2014	Fred Golt Release No. 34-72827, IC-31208 File Number: 3-16012
Aug. 12, 2014	Bering Growth Corp. Constellation Growth Corp. Emerging Acquisition Corp. Evolution Acquisition Corp. Formative Growth Corp. Global Growth Corp. Release No. 34-72818 File Number: 3-16010
Aug. 11, 2014	The State of Kansas Release No. 33-9629 File Number: 3-16009
Aug. 8, 2014	China Everhealth Corp. Genova Biotherapeutics, Inc. Glacier Enterprises, Inc. Green Asia Resources, Inc. Jesup & Lamont, Inc. Panoshan Marketing Corp. Release No. 34-72792 File Number: 3-15954
Aug. 8, 2014	ErgoBilt, Inc. FPB Bancorp, Inc. Geos Communications, Inc. Integra Bank Corporation Latitude Solutions Inc. Noram Capital Holdings, Inc. Raptor Technology Group, Inc. Subjex Corp. Release No. 34-72793 File Number: 3-15969
Aug. 8, 2014	BioMedical Technology Solutions Holdings, Inc. Chaolei Marketing and Finance Company Clear-Lite Holdings, Inc. Encompass Group Affiliates, Inc. (n/k/a Re-Act Enterprises, Inc.) Hydron Technologies, Inc. Sun American Bancorp XenaCare Holdings, Inc. Release No. 34-72794 File Number: 3-15941
Aug. 8, 2014	Bret A. Grove Release No. 34-72795 File Number: 3-16007
Aug. 8, 2014	Crucible Capital Group, Inc. Moore, Charles Release No. 34-72797, IC-31201 File Number: 3-16008
Aug. 8, 2014	G-Trade Services LLC, et al. Release No. 34-72800 File Number: 3-15654
Aug. 7, 2014	OCTuS, Inc. Pacific Coast National Bancorp Travelstar, Inc. We Save Homes, Inc. ZVUE Corp. Release No. 34-72783 File Number: 3-15884
Aug. 7, 2014	BioMedical Technology Solutions Holdings, Inc. Chaolei Marketing and Finance Company Clear-Lite Holdings, Inc. Encompass Group Affiliates, Inc. (n/k/a Re-Act Enterprises, Inc.) Hydron Technologies, Inc. Sun American Bancorp XenaCare Holdings, Inc. Release No. 34-72781 File Number: 3-15941
Aug. 7, 2014	Crescent Banking Co. Data Storage Consulting Services, Inc. First National Bancshares, Inc. Infosmart Group, Inc. Marco Community Bancorp, Inc. Sun River Energy, Inc. (n/k/aNew River Exploration, Inc.) Release No. 34-72782 File Number: 3-15931
Aug. 6, 2014	Amico Games Corp. Andina Group Inc. Cougar Oil & Gas Canada Inc. Encorium Group, Inc. Waccamaw Bankshares, Inc. Release No. 34-72770 File Number: 3-16003
Aug. 6, 2014	Conquest Petroleum Inc. Nexaira Wireless Inc. Release No. 34-72772 File Number: 3-16002
Aug. 6, 2014	Datascension, Inc. Here Enterprises, Inc. Metaswarm, Inc. Statmon Technologies Corp. Release No. 34-72774 File Number: 3-16004
Aug. 6, 2014	Carbon 612 Corporation EcoGlobal Holdings Corporation Euramerica Holdings Corp. Wilder Filings, Inc. Release No. 34-72775 File Number: 3-15892
Aug. 6, 2014	Global Stevia Corp. Release No. 34-72776 File Number: 3-16005
Aug. 5, 2014	FLM Minerals, Inc. Release No. 34-72757 File Number: 3-15907
Aug. 5, 2014	Kawamura, Keiko Release No. 33-9622, 34-72764, IA-3888, IC-31198 File Number: 3-15826
Aug. 5, 2014	Robert B. Cook, Esq. Release No. 34-72767 File Number: 3-16001
Aug. 4, 2014	Alaska Gold Corp. Blaze Energy Corp. Call Now, Inc. Hunt Global Resources, Inc. Imperial Petroleum Recovery Corporation Metropolitan Mines Corporation, Limited Sulphco, Inc. Release No. 34-72746 File Number: 3-15972
Aug. 4, 2014	Houston American Energy Corp. Terwilliger, John F., Jr. Undiscovered Equities Inc. McKnight, Kevin T. Release No. 33-9621, 34-72749 File Number: 3-16000
Aug. 4, 2014	China Digital Animation Development, Inc. Release No. 34-72745 File Number: 3-15908
Aug. 1, 2014	China Green Lighting Limited China Kangtai Cactus Bio-Tech, Inc. Gemco Minerals, Inc. Perfectenergy International Limited Rodobo International, Inc. Release No. 34-72734 File Number: 3-15878
Aug. 1, 2014	Keith Wellner, Esq. Release No. 34-72735 File Number: 3-15997
Aug. 1, 2014	Derl H. Knarr Release No. 34-72737 File Number: 3-15999
Aug. 1, 2014	The Phoenix Companies, Inc. and PHL Variable Insurance Company Release No. 34-72738 File Number: 3-15810
Aug. 1, 2014	Keith Wellner Release No. IA-3887 File Number: 3-15998
Aug. 1, 2014	Knight Securities L.P. Release No. 34-72744 File Number: 3-11771
July 31, 2014	Neal V. Goyal Release No. IA-3886 File Number: 3-15995
July 31, 2014	David H. Stern Release No. 34-72731 File Number: 3-15996
July 31, 2014	Accredited Business Consolidators Corp. AsherXino Corp. Bakers Footwear Group, Inc. Card Activation Technologies Inc. High Plains Gas, Inc. Pacific Copper Corp. Release No. 34-72726 File Number: 3-15993
July 31, 2014	Horowitz, Michael A. Cohen, Moshe Marc Release No. 33-9620, 34-72729, IA-3884, IC-31195 File Number: 3-15790
July 31, 2014	Jason D. Huntley Release No. IA-3885, IC-31196 File Number: 3-15994
July 30, 2014	Edward L. Cummings, CPA Release No. 34-72722, AAER-3572 File Number: 3-15991
July 30, 2014	Sherman, Marc Release No. 34-72723, AAER-3573 File Number: 3-15992
July 30, 2014	Feathers, Mark Release No. 34-72724 File Number: 3-15755
July 29, 2014	Pro-Tech Industries, Inc. Vida Life International Ltd. Vitavea, Inc. Western Power & Equipment Corp. Westmont Resources, Inc. Release No. 34-72698 File Number: 3-15885
July 29, 2014	Robert G. Pearson Release No. 34-72702 File Number: 3-15988
July 29, 2014	Select Fidelity Transfer Services, Ltd. Release No. 34-72707 File Number: 3-15989
July 28, 2014	Smith & Wesson Holding Corporation Release No. 34-72678, AAER-3571 File Number: 3-15986
July 28, 2014	Dominick & Dominick LLC and Robert X. Reilly Release No. 34-72694, IA-3881, 33-9619 See Also: Release No. 33-9619 File Number: 3-15987
July 25, 2014	LavaFlow, Inc. Release No. 34-72673 File Number: 3-15985
July 24, 2014	Ads in Motion, Inc. Premier Beverage Group Corp. Pulmo BioTech, Inc. TriMedia Entertainment Group, Inc. Zanett, Inc. Release No. 34-72662 File Number: 3-15758
July 24, 2014	BioMedical Technology Solutions Holdings, Inc. Chaolei Marketing and Finance Company Clear-Lite Holdings, Inc. Encompass Group Affiliates, Inc. (n/k/a Re-Act Enterprises, Inc.) Hydron Technologies, Inc. Sun American Bancorp XenaCare Holdings, Inc. Release No. 34-72663 File Number: 3-15941
July 24, 2014	Morgan Stanley and Co. LLC, et al. Release No. 33-9617, 33-9618 See Also: Release No. 33-9618 File Number: 3-15982
July 24, 2014	Charles L. Rizzo and Gina M. Hornbogen Release No. 34-72667 See Also: Amended Plan of Distribution File Number: 3-14641
July 24, 2014	John ("Jack") J. Egan, Jr., CPA Release No. 34-72671, AAER-3569 File Number: 3-15983
July 24, 2014	Debra L. Hobbs, CPA Release No. 34-72672, AAER-3570 File Number: 3-15984
July 23, 2014	International Development and Environmental Holdings Release No. 34-72656 File Number: 3-15883
July 23, 2014	John Vincent Greco Release No. IA-3880 File Number: 3-15981
July 22, 2014	Bernard H. Butts, Jr., Esq. Release No. 34-72653 File Number: 3-15980
July 21, 2014	mBeach Software, Inc. Release No. 34-72648 File Number: 3-15979
July 17, 2014	Lakeside Capital Management, LLC and Dennis H. Daugs, Jr. Release No. 34-72635, IA-3877, IC-31159 File Number: 3-15976
July 17, 2014	Robert C. Trosten, CPA Release No. 34-72637, AAER-3567 File Number: 3-15977
July 16, 2014	Cybermesh International Corp. Golden Harvest Corporation (a/k/a Disability Access Corporation) Mirenco, Inc. Newport Digital Technologies, Inc. Resource Holdings, Inc. SCOLR Pharma, Inc. Tital Global Holdings, Inc. Release No. 34-72613 File Number: 3-15866
July 16, 2014	Cloudeeva, Inc. Release No. 34-72614 File Number: 3-15897
July 16, 2014	Anaya, Toney Release No. 33-9613, 34-72616 File Number: 3-15973
July 16, 2014	Natural Blue Resources, Inc. Cohen, James E. Corazzi, Joseph A Release No. 33-9614, 34-72617 File Number: 3-15974
July 16, 2014	Erik H. Perry Release No. 33-9615, 34-72618 File Number: 3-15975
July 16, 2014	Alaska Gold Corp. Blaze Energy Corp. Call Now, Inc. Hunt Global Resources, Inc. Imperial Petroleum Recovery Corporation Metropolitan Mines Corporation, Limited Sulphco, Inc. Release No. 34-72612 File Number: 3-15972
July 15, 2014	Albert Hallac Release No. 34-72609, IA-3876 File Number: 3-15971
July 15, 2014	Waddell & Reed, Inc., Waddell & Reed Investment Management Company, and Waddell & Reed Services Company Release No. 34-72610 File Number: 3-12372
July 14, 2014	Ernst & Young LLP Release No. 34-72602, AAER-3566 File Number: 3-15970
July 11, 2014	AISystems, Inc. (a/k/a Airline Intelligence Systems, Inc.) Baeta Corp. China Jianye Fuel, Inc. Cordex Pharma, Inc. Diamondhead Casino Corporation Emerald Dairy, Inc. Kentucky Energy, Inc. Release No. 34-72593 File Number: 3-15934
July 11, 2014	Packetport.Com, Inc., Ronald Durando, Microphase Corp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog Release No. 34-72598 See Also: the Final Plan of Distribution File Number: 3-12868
July 11, 2014	Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.;James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA Release No. 34-72599 See Also: Modified Plan of Distribution File Number: 3-13847
July 10, 2014	Assured Equities IV Corp. Beach First National Bancshares, Inc. Norquest Acquisition Corp. SAE Acquisitions, Inc. Unity Holdings, Inc. Valiant Healthcare, Inc. (n/k/a Valiant ACMS, Inc.) Winrock International, Inc. Release No. 34-72578 File Number: 3-15859
July 10, 2014	Crescent Banking Co. Data Storage Consulting Services, Inc. First National Bancshares, Inc. Infosmart Group, Inc. Marco Community Bancorp, Inc. Sun River Energy, Inc. (n/k/aNew River Exploration, Inc.) Release No. 34-72579 File Number: 3-15931
July 10, 2014	ErgoBilt, Inc. FPB Bancorp, Inc. Geos Communications, Inc. Integra Bank Corporation Latitude Solutions Inc. Noram Capital Holdings, Inc. Raptor Technology Group, Inc. Subjex Corp. Release No. 34-72581 File Number: 3-15969
July 9, 2014	Amcore Financial, Inc. China Sure Water (USA), Inc. EuroBancshares, Inc. InterAmerican Acquisition Group, Inc. Link Scaffold Products North America Stone Tan China Acquisition Corp. Vanholt Group, Ltd. Release No. 34-72568 File Number: 3-15841
July 9, 2014	Cheryl L. Robinson Release No. 34-72577 File Number: 3-15968
July 8, 2014	Labine, Lawrence M. Release No. 33-9611, 34-72562, IA-3873, IC-31151 File Number: 3-15967
July 8, 2014	ATS Corporation Clear Skies Solar, Inc. Debut Broadcasting Corporation, Inc. Physicians Healthcare Management Group, Inc. Technipower Systems, Inc. (a/k/a Solomon Technologies, Inc.) Theater Xtreme Entertainment Group, Inc. WorldGate Communications, Inc. YTB International, Inc. (a/k/a 1803 International, Inc.) Release No. 34-72552 File Number: 3-15863
July 8, 2014	Child, Van Wagoner & Bradshaw, PLLC Anderson, Russell E., CPA Van Wagoner, Marty, CPA Release No. 34-72557, AAER-3565 File Number: 3-15965
July 8, 2014	Kings Canyon Joint Unified School District Release No. 33-9610 File Number: 3-15966
July 3, 2014	Radient Pharmaceuticals Corporation Release No. 34-72529 File Number: 3-15962
July 3, 2014	Thomas D. Renison Release No. IA-3871 File Number: 3-15963
July 3, 2014	Chariot Advisors, LLC Shifman, Elliott L. Release No. 34-72541, IA-3872, IC-31149 File Number: 3-15433
July 2, 2014	Signalpoint Asset Management, LLC, et al. Release No. 34-72515, IA-3868 File Number: 3-15955
July 2, 2014	W. Mark Miller, CPA Release No. 34-72516, AAER-3563 File Number: 3-15956
July 2, 2014	Davian, Anthony J. Release No. IA-3869 File Number: 3-15835
July 2, 2014	Steven J. Niemis Release No. 34-72520 File Number: 3-15960
July 2, 2014	William W. Vowell Release No. 34-72521 File Number: 3-15961
July 2, 2014	Derek W. Bakarich Release No. 34-72517 File Number: 3-15957
July 2, 2014	Carmela Brocco Release No. 34-72518 File Number: 3-15958
July 2, 2014	Tina M. Lizzio Release No. 34-72519 File Number: 3-15959

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