Administrative Proceedings

The links below direct you to the docket pages for adjudicatory proceedings – meaning administrative proceedings adjudicated by the Commission, including by its consideration of initial decisions of ALJ and appeals from SRO or PCAOB action. The docket pages contain the Commission opinions and orders as well as significant pleadings for such matters. The links below additionally direct you to the electronic filing system for administrative proceedings and to information for respondents in administrative proceedings.

The list below provides links to orders by the Commission instituting both litigated and settled administrative proceedings and to issuances for the Commission, by the Division of Enforcement, pursuant to delegated authority.

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Date Sort descending	Respondents
March 31, 2015	G-Trade Services LLC, et al. Release No. 34-74614 File Number: 3-15654
March 31, 2015	Leonard Eric Burd Release No. 34-74615 File Number: 3-16465
March 30, 2015	Tilton, Lynn Patriarch Partners, LLC Patriarch Partners VIII, LLC Patriarch Partners XIV, LLC Patriarch Partners XV, LLC Release No. IA-4053, IC-31539, AAER-3644 File Number: 3-16462
March 30, 2015	Comprehensive Capital Management, Inc. Release No. 34-74606 File Number: 3-15393
March 30, 2015	Lorenzo, Gregg C. Lorenzo, Francis V. Charles Vista, LLC Release No. 34-74607 See Also: Proposed Plan of Distribution Comments Due: 30 days from publication of this Notice Comments received are available: https://www.sec.gov/comments/3-15211/3-15211.shtml Submit Comments on: 3-15211 File Number: 3-15211
March 30, 2015	Aegis Capital, LLC Circle One Wealth Management, LLC Lamm, Diane W. Strategic Consulting Advisors, LLC Osunkwo, David I. Release No. 34-74608, IA-4054, IC-31541 File Number: 3-16463
March 27, 2015	Meuse, Joseph Release No. 34-74602 File Number: 3-16287
March 26, 2015	David Boyle Release No. 34-74585 File Number: 3-16459
March 26, 2015	Global Fixed Income, LLC, et al. Release No. 34-74586, IC-31537 File Number: 3-16460
March 25, 2015	Craig S. Lax Release No. 34-74582 File Number: 3-16457
March 25, 2015	Winsonic Digital Media Group, Ltd. Release No. 34-74584 File Number: 3-16458
March 24, 2015	Jeffory D. Shields Release No. 34-74569 File Number: 3-16454
March 24, 2015	Austin Acquisitions, Inc. Juniper Growth Corp. Northeast Island Corp. Thrive World Wide, Inc. Release No. 34-74573 File Number: 3-16455
March 24, 2015	Bama Biotech, Inc. China inSure Holdings, Inc. China Nutrifruit Group, Ltd. Sino Clean Energy, Inc. Release No. 34-74574 File Number: 3-16456
March 23, 2015	Charles L. Rizzo and Gina M. Hornbogen Release No. 34-74566 File Number: 3-14641
March 20, 2015	Inova Technology, Inc. Release No. 34-74545 File Number: 3-16409
March 20, 2015	First China Pharmaceutical Group, Inc. Release No. 34-74547 File Number: 3-16452
March 20, 2015	Longhai Steel Inc. Release No. 34-74549 File Number: 3-16453
March 19, 2015	Dwight D. McGhee Release No. 34-74542 File Number: 3-16450
March 19, 2015	Matthew O. Madison Release No. 34-74543 File Number: 3-16451
March 19, 2015	Agent155 Media Corp. QSound Labs, Inc. STEN Corp. Wind Energy America, Inc. Release No. 34-74530 File Number: 3-16410
March 19, 2015	Keypoint Capital Management, LLC Release No. 34-74539 File Number: 3-16449
March 18, 2015	Lek Securities Corp. Release No. 34-74527 File Number: 3-16424
March 18, 2015	Acamar Global Investments, LLC and Rudolph A. Martin Release No. IA-4050, IC-31508 File Number: 3-16448
March 17, 2015	Agent155 Media Corp. QSound Labs, Inc. STEN Corp. Wind Energy America, Inc. Release No. 34-74515 File Number: 3-16410
March 17, 2015	The AppleTree Companies, Inc. RoomStore, Inc. Saveene Group Corp. Release No. 34-74516 File Number: 3-16445
March 17, 2015	Alternate Energy Solutions, Inc. Butler International, Inc. Cheval Resources Corp. Scorpion Performance, Inc. Release No. 34-74517 File Number: 3-16446
March 17, 2015	Coral Reef Media, LLC and David E. Flake Release No. 33-9738, 34-74520, IC-31505 File Number: 3-16447
March 17, 2015	CIHC, Inc., Conseco Services, LLC, and Conseco Equity Sales, Inc. Release No. 34-74522 File Number: 3-11578
March 16, 2015	Joseph Stilwell and Stilwell Value LLC Release No. IA-4049, IC-31504 File Number: 3-16444
March 13, 2015	Berjaya Lottery Management (H.K.) Ltd. Release No. 34-74498 File Number: 3-16436
March 13, 2015	The Ciabattoni Living Trust Dated August 17, 2000 Release No. 34-74499 File Number: 3-16437
March 13, 2015	Anthony J. Ciabattoni Release No. 34-74500 File Number: 3-16438
March 13, 2015	Jane G. Ciabattoni Release No. 34-74501 File Number: 3-16439
March 13, 2015	SMP Investments I, LLC Release No. 34-74502 File Number: 3-16440
March 13, 2015	Brian Potiker Release No. 34-74503 File Number: 3-16441
March 13, 2015	William A. Houlihan Release No. 34-74504 File Number: 3-16442
March 13, 2015	VCAP Securities, LLC, andGraham, Brett Thomas Release No. 34-74508 File Number: 3-16389
March 13, 2015	Robert J. Andres Release No. 34-74510 File Number: 3-16443
March 13, 2015	Shuipan Lin Release No. 34-74497 File Number: 3-16435
March 12, 2015	Scipione, Albert J. Release No. 34-74495 File Number: 3-16433
March 12, 2015	Cynthia A. Sabol, CPA Release No. 34-74493, AAER-3642 File Number: 3-16431
March 12, 2015	John Gray Release No. 34-74494, IA-4047 File Number: 3-16432
March 11, 2015	Global Leadership Institute, Inc. Release No. 34-74471 File Number: 3-16428
March 11, 2015	Thomas C. Priore Release No. 33-9737, 34-74480, IA-4045 File Number: 3-16429
March 10, 2015	Keith MacDonald Summers Release No. 34-74461 File Number: 3-16014
March 10, 2015	Lunn, Robert J. Release No. 34-74469, IA-4043 File Number: 3-16427
March 10, 2015	Page, Edgar R. PageOne Financial Inc. Release No. IA-4044, IC-31503 File Number: 3-16037
March 9, 2015	Harding Advisory LLC Chau, Wing F. Release No. 33-9736, IA-4041, IC-31500 File Number: 3-15574
March 9, 2015	booktech.com, inc. Cathel Partners, Ltd. Direct Markets Holdings Corp. Laidlaw Energy Group, Inc. Willcox & Gibbs, Inc. Release No. 34-74458 File Number: 3-16425
March 9, 2015	Accelerated Acquisitions XIV, Inc. Alternate Energy Holdings, Inc. BW Acquisition, Inc. (n/k/a Malibu Enterprises, Inc.) MediStaff Corp. Vista Technologies, Inc. VitroTech Corp. Xertech, Inc. Release No. 34-74459 File Number: 3-16426
March 6, 2015	Redonda Lawrence Russell Release No. 34-74457, IA-4040 File Number: 3-16422
March 5, 2015	Aspire International, Inc. Border Management, Inc. EYI Industries, Inc. Landmark Energy Enterprises, Inc. Release No. 34-74445 File Number: 3-16420
March 5, 2015	Black Sea Metals, Inc. GigaBeam Corp. Safe Technologies International, Inc. Whitemark Homes, Inc. Release No. 34-74447 File Number: 3-16421
March 4, 2015	Discovery Oil, Ltd. I/O Magic Corporation Maydao Corporation NX Global, Inc SensiVida Medical Technologies, Inc. Release No. 34-74424 File Number: 3-16417
March 4, 2015	China Valves Technology, Inc. Release No. 34-74425 File Number: 3-16176
March 4, 2015	China Infrastructure Investment Corp. Release No. 34-74427 File Number: 3-16418
March 4, 2015	H.D. Vest Investment Securities, Inc. Release No. 34-74429 File Number: 3-16419
March 4, 2015	Lankford, Joshua Wayne Release No. 34-74442 File Number: 3-16263
March 3, 2015	Thomas Kevin Keough Release No. 34-74413, IA-4036 File Number: 3-16414
March 3, 2015	Keenan R. Hauke Release No. IA-4037 File Number: 3-16415
March 3, 2015	John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. 33-9734, 34-74419, IA-4038, IC-31497 File Number: 3-15255
March 3, 2015	Gary Eugene Patterson, Esq. Release No. 33-9735, 34-74421 File Number: 3-16416
March 2, 2015	Robert W. Elliot Release No. 34-74401, AAER-3641 File Number: 3-16413
Feb. 27, 2015	Agent155 Media Corp. QSound Labs, Inc. STEN Corp. Wind Energy America, Inc. Release No. 34-74391 File Number: 3-16410
Feb. 27, 2015	China Pharmaceuticals, Inc. China Printing & Packaging, Inc. Silvan Industries, Inc. Ziyang Ceramics Corp. Release No. 34-74393 See Also: Chinese version of this Order File Number: 3-16411
Feb. 27, 2015	Hajime Sagawa Release No. 33-9733, 34-74395, IC-31489 File Number: 3-16412
Feb. 27, 2015	Credit Suisse Securities (USA) LLC; DLJ Mortgage Capital, Inc.; Credit Suisse First Boston Mortgage Acceptance Corp.; Credit Suisse First Boston Mortgage Securities Corp.; and Asset Backed Securities Corporation Release No. 34-74397 File Number: 3-15098
Feb. 26, 2015	Diane Glatfelter Release No. 34-74379 File Number: 3-16407
Feb. 26, 2015	Inova Technology, Inc. Release No. 34-74386 File Number: 3-16409
Feb. 26, 2015	Thomas Edward Kent Release No. 34-74385 File Number: 3-16408
Feb. 25, 2015	China Yili Petroleum Company Release No. 34-74369 File Number: 3-16402
Feb. 25, 2015	Defense Industries International, Inc. EvCarCo, Inc. Island Breeze International, Inc. Release No. 34-74372 File Number: 3-16403
Feb. 25, 2015	Dittybase Technologies, Inc. Release No. 34-74374 File Number: 3-16404
Feb. 25, 2015	Charles H. Howard, III Release No. 34-74375, IA-4033 File Number: 3-16406
Feb. 25, 2015	The Billiard Channel, Inc. Boston Chicken, Inc. Bridgeport Capital Corp. Broadway International Development Corp. Release No. 34-74365 File Number: 3-16313
Feb. 25, 2015	Energiz Renewable, Inc. Iron Eagle Group, Inc. MedClean Technologies, Inc. Release No. 34-74366 File Number: 3-16401
Feb. 25, 2015	Bingo.Com, Inc. Biocol, Inc. Biomass Processing Technology, Inc. Biomedtex, Inc. Carnegie International Corp. Release No. 34-74368 File Number: 3-16291
Feb. 25, 2015	Carolyn C. Howard Release No. IA-4032 File Number: 3-16405
Feb. 25, 2015	Cacchione, David Scott Release No. IA-4034 File Number: 3-16165
Feb. 25, 2015	Walters, William L. Release No. 34-74376, IA-4035 File Number: 3-16162
Feb. 24, 2015	The Goodyear Tire & Rubber Company Release No. 34-74356, AAER-3640 File Number: 3-16400
Feb. 24, 2015	North East Capital, LLC and Anthony T. Vicidomine Release No. 34-74355 File Number: 3-15429
Feb. 24, 2015	Lorenzo, Gregg C. Lorenzo, Francis V. Charles Vista, LLC Release No. 33-9732, 34-74364 File Number: 3-15211
Feb. 23, 2015	Halpern & Associates LLC Halpern, Barbara, CPA Release No. 34-74350, AAER-3639 File Number: 3-16399
Feb. 20, 2015	Calypte Biomedical Corporation EC Development, Inc. Information Architects Corporation (n/k/a Dakota Creative Group Corporation) Release No. 34-74325 File Number: 3-16393
Feb. 20, 2015	Innovative Software Technologies, Inc. National Health Partners, Inc. The Laguna Group, Inc. (a/k/a Eco Energy Pumps, Inc.) TYIN Group Holdings Limited Release No. 34-74327 File Number: 3-16394
Feb. 20, 2015	Revonergy Inc. Siberian Energy Group Inc. Tao Minerals Ltd.(n/k/a Canam Gold Corp.) Todays Alternative Energy Corp. Release No. 34-74329 File Number: 3-16395
Feb. 20, 2015	Akesis Pharmaceuticals, Inc. Skye International, Inc. Stellar Resources, Ltd. Thwapr, Inc. Release No. 34-74331 File Number: 3-16396
Feb. 20, 2015	Bingo.Com, Inc. Biocol, Inc. Biomass Processing Technology, Inc. Biomedtex, Inc. Carnegie International Corp. Release No. 34-74332 File Number: 3-16291
Feb. 20, 2015	Blue Moon Investments Boulder Capital Opportunities II Ltd. Cabinet Acquisition Corp. eConnect, Inc. Release No. 34-74333 File Number: 3-16284
Feb. 20, 2015	Sandra Dyche Release No. 33-9729, 34-74347, IC-31463 File Number: 3-16398
Feb. 20, 2015	Juan Jose Alvarez De Lugo Azpurua Release No. 34-74346 File Number: 3-16397
Feb. 19, 2015	Logical Wealth Management, Inc. and Daniel J. Gopen Release No. IA-4027, IC-31460 File Number: 3-16390
Feb. 19, 2015	Williamson, Brian Release No. 34-74315 File Number: 3-15851
Feb. 19, 2015	Holcom, Bradley A. Release No. 34-74316 File Number: 3-16392
Feb. 19, 2015	Saba Software, Inc. Release No. 34-74300 File Number: 3-16161
Feb. 19, 2015	VCAP Securities, LLC, andGraham, Brett Thomas Release No. 34-74305, IA-4026, IC-31459 File Number: 3-16389
Feb. 17, 2015	Alamosa (Delaware), Inc. Amazing Investments, Inc. American Frontiers Marketing Co. American Growth Fund I LP Americas Gaming International, Inc. Mammoth Mining Co. Release No. 34-74280 File Number: 3-16295
Feb. 13, 2015	Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. 33-9725, 34-74273, AAER-3638 File Number: 3-16386

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