Administrative Proceeding File No. 3-21202

Respondents

Schwarz, Jason


Release Date	Release Number	Name of Document
Feb. 1, 2024	IA-6539	Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 203(f) of the Investmest Advisers Act of 1940
Dec. 18, 2023	IA-6505	Order Regarding Status Reports
Oct. 11, 2023	IA-6458	Order Directing Status Report
July 26, 2023	IA-6356	Order Granting Extension of Time
July 6, 2023	IA-6340	Order Regarding Prehearing Conference
Nov. 18, 2022	IA-6187	Order Granting an Extension of Time


Release Date	Release Number	Other Release Numbers	Name of Document
Jan. 24, 2023			Respondent Schwarz's Answer
Oct. 6, 2022			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Nov. 18, 2022			Order Granting an Extension of Time
July 6, 2023			Order Regarding Prehearing Conference
July 26, 2023			Order Granting Extension of Time
Oct. 19, 2023			Division of Enforcement’s Status Report Re Settlement Discussions
Dec. 8, 2023			Division of Enforcement’s Status Report
Jan. 26, 2024			Division of Enforcement’s Status Report