Administrative Proceeding File No. 3-18127

Respondents

Shkreli, Martin
Release Date Release Number Other Release Numbers Name of Document
IA-4895 Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 203(f) of the Investment Advisers Act of 1940
AP-5676 Stay Order
AP-5662 Order Regarding Notice of Deposition and Document Subpoena Directed to Respondent
AP-5654 Order Requesting Response to Request to File Notice of Deposition
AP-5635 Order Setting Hearing Date and Location
AP-5596 Order Ratifying Prior Actions and Denying Motion for Reconsideration
AP-5563 Order Following Prehearing Conference
AP-5457 Order Scheduling Prehearing Conference
AP-5266 Notice to the Parties and Order Postponing Hearing
AP-5243 Order Denying Motion for Stay
AP-5233 Order On Motion for Summary Disposition
AP-5144 Order Setting Hearing Date and Location
AP-5076 Order Following Prehearing Conference
AP-5020 Order Postponing Hearing and Scheduling Prehearing Conference
AP-4991 Order Scheduling Hearing and Designating Presiding Judge
IA-4753 Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent's Answer
Division of Enforcement's Motion for Summary Disposition Against Respondent Martin Shkreli and Mem. of Law in Support
Reply Memorandum of Law in Support of the Division of Enforcement's Motion for Summary Disposition and In Opposition to Respondent's Request for a Stay
Letter dated 1/5/18 from DivisiLetter dated 1/5/18 from Division of Enforcement to ALJ Requesting that He Ratify all Prior Actions made in this Proceeding, won to ALJ requesting that he ratify all prior actions made in this proceeding, with proposed Order
Division of Enforcement's Motion for Reconsideration of Decision on Motion for Summary Disposition against Respondent, Declaration of Eric M. Schmidt in Support, and Exhibits G-L
Letter Dated 3/23/18 from Respondent to ALJ Requesting Acceptance of Letter Submitted in Lieu of a Formal Memo in Opposition to the Division of Enforcement's Request for a Deposition with Exhibit A
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 203(f) of the Investment Advisers Act of 1940
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Setting Hearing Date and Location
Order On Motion for Summary Disposition
Order Denying Motion for Stay
Notice to the Parties and Order Postponing Hearing
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Ratifying Prior Actions and Denying Motion for Reconsideration
Order Setting Hearing Date and Location
Order Requesting Response to Request to File Notice of Deposition
Order Regarding Notice of Deposition and Document Subpoena Directed to Respondent
Stay Order

Documents