Accounting and Auditing Enforcement

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Date Sort descending Respondents
Release No. 34-74827, IA-4072, IC-31585, AAER-3654
Release No. LR-23247, AAER-3653
Release No. 34-74816, AAER-3652
Release No. 33-9744, 34-74691, AAER-3650
Release No. 33-9745, 34-74698, AAER-3651
Release No. 34-74624, AAER-3647
Release No. 34-74625, AAER-3648
Release No. 34-74626, AAER-3649
Release No. LR-23225, AAER-3646
See Also: SEC Complaint
Release No. 34-74613, AAER-3645
Release No. IA-4053, IC-31539, AAER-3644
Release No. 34-74552, AAER-3643
Release No. 34-74493, AAER-3642
Release No. 34-74401, AAER-3641
Release No. 34-74356, AAER-3640
Release No. 34-74350, AAER-3639
Release No. 33-9725, 34-74273, AAER-3638
Release No. 34-74262, AAER-3637
Release No. 34-74240, AAER-3636
Release No. 34-74235, AAER-3635
Release No. 34-74233, AAER-3633
Release No. 34-74234, AAER-3634
Release No. LR-23191, AAER-3629
See Also: SEC Complaint
Release No. LR-23190, AAER-3628
Release No. LR-23192, AAER-3630
Release No. 34-74217, AAER-3627
Release No. 34-74229, AAER-3631
Release No. 34-74230, AAER-3632
Release No. 34-74208, AAER-3626
Release No. 33-9719, 34-74183, AAER-3625
Release No. LR-23181, AAER-3623
Release No. 34-74177, AAER-3624
Release No. 33-9714, 34-74161, AAER-3622
Release No. 33-9711, AAER-3621, 34-74141
Release No. 34-74112, AAER-3620
Release No. 34-74039, AAER-3619
Release No. 34-73931, AAER-3618
Release No. LR-23165, AAER-3617
Release No. LR-23159, AAER-3616
See Also: SEC Complaint
Release No. 34-73862, AAER-3615
Release No. 33-9691, 34-73852, AAER-3614
Release No. 34-73838, AAER-3612
Release No. 34-73835, AAER-3611
Release No. 34-73839, AAER-3613
Release No. 34-73775, AAER-3610
Release No. 34-73773, AAER-3608
Release No. 34-73771, AAER-3606
Release No. 34-73769, AAER-3604
Release No. 34-73774, AAER-3609
Release No. 34-73772, AAER-3607
Release No. 34-73770, AAER-3605
Release No. 34-73768, AAER-3603
Release No. 34-73751, AAER-3601
Release No. 34-73750, AAER-3600
Release No. 34-73763, AAER-3602
Release No. 34-73603, AAER-3597
Release No. 34-73610, AAER-3599
Release No. 34-73609, AAER-3598
Release No. 34-73582, AAER-3596
Release No. 34-73532, AAER-3595
Release No. 34-73496, AAER-3594
Release No. 34-73434, AAER-3593
Release No. 34-73427, AAER-3592
Release No. 34-73421, AAER-3591
Release No. 34-73408, AAER-3590
Release No. 34-73294, AAER-3589
Release No. 34-73243, AAER-3588
Release No. 34-73224, AAER-3587
Release No. 34-73209, AAER-3585
Release No. 34-73222, AAER-3586
Release No. 33-9654, 34-73200, AAER-3583
Release No. 34-73201, AAER-3584
Release No. 33-9646, 34-73076, AAER-3582
Release No. 33-9637, 34-72976, AAER-3580
Release No. 34-72997, AAER-3581
Release No. 34-72938A, AAER-3578A
Release No. 33-9634, 34-72904, AAER-3576
Release No. 34-72845, AAER-3575
Release No. 34-72753, AAER-3574
Release No. 34-72723, AAER-3573
Release No. 34-72722, AAER-3572
Release No. 34-72678, AAER-3571
Release No. LR-23051, AAER-3569 and AAER-3570, AAER-3569
Release No. 34-72671, AAER-3569
Release No. 34-72672, AAER-3570
Release No. 34-72637, AAER-3567
Release No. 34-72639, AAER-3568
Release No. 34-72602, AAER-3566
Release No. 34-72557, AAER-3565
Release No. LR-23038, AAER-3564
Release No. 34-72516, AAER-3563
Release No. 33-9608, 34-72503, AAER-3562
Release No. 34-72494, AAER-3561
Release No. 33-9605, 34-72470, AAER-3559
Release No. 33-9606, 34-72471, AAER-3560
Release No. 34-72427, AAER-3558
Release No. 34-72363, AAER-3557
Release No. 34-72296, AAER-3556
Release No. 34-72199, AAER-3555
Release No. 34-72198, AAER-3554