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What's New in the Division of Corporation Finance

This page contains the latest in events, developments, and updates concerning the Division of Corporation Finance — check back here often. Bookmark this page to keep up with the latest in the Division of Corporation Finance!

For proposed and final Commission rulemakings, see the Regulatory Actions page.

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Week of November 6, 2017

Compliance and Disclosure Interpretations

  • Securities Act Rules (UPDATED 11/06/17)
    • Section 271. Rule 701 Exemption for Offers and Sales of Securities Pursuant to Certain Compensatory Benefit Plans and Contracts Relating to Compensation

For prior developments, presented by month posted, please click on the links below:

2017

2016

2015

2014

2013

2012

2011

2010

2009

2008

2007

 

http://www.sec.gov/divisions/corpfin/cfnew.shtml

Modified: 11/06/2017