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U.S. Securities and Exchange Commission

What's New in the Division of Corporation Finance
May 2007

Compliance and Disclosure Interpretations

No-Action, Interpretive and Exemptive Letters


Division Speeches and Public Statements

Frequently Requested Materials

  • Release No. 33-4790   Employee Stock Purchase Plans (Interpretive Release; July 13, 1965)
  • Release No. 33-5515   Interpretation of the Division of Corporation Finance Relating to Dividend Reinvestment and Similar Plans (Interpretive Release; July 22, 1974)
  • Release No. 33-6188   Employee Benefit Plans; Interpretations of Statute (Interpretive Release; February 1, 1980)
  • Release No. 33-6281   Employee Benefit Plans (Interpretive Release; January 15, 1981)

Modified: 05/31/2007