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What's New in the Division of Corporation Finance
December 2016

Compliance and Disclosure Interpretations

Exchange Act Forms (UPDATED 12/8/2016)
- Section 110. Form 20-F
Exchange Act Rules (UPDATED 12/8/2016)
- Sections 110 to 119. Definitions: Rules 3a11-1 to 3b-19
- Sections 150 to 159. Extensions and Temporary Exemptions; Definitions: Rules 12g-1 to 12h-6
  Section 150. Rule 12g-3
  - New C&DI 150.02
  - New C&DI 155.01
Securities Act Rules (UPDATED 12/8/2016)
- Section 138. Rule 144A - Private Resales of Securities to Institutions
- Section 203. Rule 405 - Definition of Terms
- Section 276. Rule 902 - Definitions
  - New C&DI 276.01
- Section 277. Rule 903 - Offers or Sales of Securities by the Issuer, a Distributor, Any of their Respective Affiliates, or Any Person Acting on Behalf of Any of the Foregoing; Conditions Relating to Specific Securities
Securities Act Forms (UPDATED 12/8/2016)
- Section 102. F-Series Forms Generally
  - New C&DI 102.03
  - New C&DI 102.04

http://www.sec.gov/divisions/corpfin/cfnew/cfnew1216.shtml