What's New in the Division of Corporation Finance
April 2017

Compliance and Disclosure Interpretations

• Regulation Crowdfunding (UPDATED 04/05/17)
  • Rule 201: Disclosure Requirements
    • New C&DI 201.02
  • Rule 202: Ongoing Reporting Requirements
    • New C&DI 202.01
• Securities Act Rules (UPDATED 04/19/17)
  • Section 141. Rule 147 — Intrastate offers and sales
    • New C&DI 141.06

No-Action, Interpretive and Exemptive Letters

• First Trust Exchange-Traded Fund VIII, April 11, 2017
   
• Mphasis Limited , April 7, 2017
   
• Rhode Island Commerce Corporation, April 3, 2017