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U.S. Securities and Exchange Commission

What's New in the Division of Corporation Finance
November 2017

Compliance and Disclosure Interpretations

  • Securities Act Rules (UPDATED 11/06/17)
    • Section 271. Rule 701 Exemption for Offers and Sales of Securities Pursuant to Certain Compensatory Benefit Plans and Contracts Relating to Compensation

Staff Legal Bulletins

No-Action, Interpretive and Exemptive Letters

Modified: 12/01/2017