Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act; Comments on Proposed Rule: Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-63346 David G. Downey, CEO, OneChicago, LLC, Chicago, Illinois
Meeting with SEC Officials 34-63346, 34-63347 Memorandum from the Division of Trading and Markets regarding a January 20, 2011 telephone meeting with representatives of Trade Information Warehouse
Public Comment 34-63346, 34-63347 Jeff Gooch, Chief Executive Officer, MarkitSERV
Public Comment 34-63346, 34-63347 Kevin Gould, President, Markit North America, Inc.
Public Comment 34-63346 Naphtali M. Hamlet, Investor, Seattle, Washington
Public Comment IC-29497, 33-9143, 34-62932, 34-63236, 34-63346, 34-63347, IA-3110 Beckwith B. Miller, CEO, Ethics Metrics LLC
Public Comment 34-63346 Craig Donohue, CEO, CME Group Inc.
Public Comment 34-63346 Dennis M. Kelleher, President & CEO; Wallace C. Turbeville, Derivatives Specialist; and Stephen W. Hall, Securities Specialist; Better Markets, Inc.
Public Comment 34-63346 Gus Sauter, Managing Director and Chief Investment Officer, and John Hollyer, Principal and Head of Risk Management and Strategy Analysis, Vanguard, Malvern, Pennsylvania
Public Comment 34-63346 Julian Harding, Chairman, Wholesale Markets Brokers' Association, Americas, Hartford, Connecticut
Public Comment 34-63346 Karrie McMillan, General Counsel, Investment Company Institute
Public Comment 34-63346 Larry E. Thompson, General Counsel, The Depository Trust and Clearing Corporation, New York, New York
Public Comment 34-63346 Lee H. Olesky, Chief Executive Officer, and Douglas Friedman, General Counsel, Tradeweb Markets LLC, New York, New York
Public Comment 34-63346 Martin Chavez, Managing Director, Goldman, Sachs & Co., New York, New York
Meeting with SEC Officials 34-63346, 34-63347 Memorandum from the Division of Trading and Markets regarding a January 13, 2011 meeting with representatives of Markit
Public Comment 34-63346 R. Glenn Hubbard, Co-Chair; John L. Thornton, Co-Chair; and Hal S. Scott, Director; Committee on Capital Markets Regulation
Public Comment 34-63346 Robert Pickel, Executive Vice Chairman, International Swaps and Derivatives Association, Inc., and Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Public Comment 34-63346 Roger Liddell, Chief Executive Officer, LCH.Clearnet Group Limited
Public Comment 34-63346 Stuart J. Kaswell, Executive Vice President, Managing Director & General Counsel, Managed Funds Association
Public Comment 34-63346 Timothy W. Cameron, Esq., Managing Director, Asset Management Group, Securities Industry and Financial Markets Association
Public Comment 34-63346 Adam Litke, Bloomberg L.P.
Meeting with SEC Officials 34-63346, 34-63452, 34-63557 Memorandum from the Division of Trading and Markets regarding a January 14, 2011 meeting with foreign bank representatives
Meeting with SEC Officials 34-63346 Memorandum from the Division of Trading and Markets regarding a January 14, 2011 meeting with representatives of Barclays
Public Comment 34-63346 Laurel Leitner, Senior Analyst, Council of Institutional Investors
Public Comment 34-63346 Memorandum on Block Trades Analysis from the Division of Risk, Strategy and Financial Innovation
Public Comment 34-63346 Jeremy Barnum, Managing Director, and Don Thompson, Managing Director and Associate General Counsel, J.P.Morgan
Meeting with SEC Officials 34-63346 Memorandum from the Division of Trading and Markets regarding a December 10, 2010, telephone meeting with Cleary Gottlieb Steen & Hamilton LLP, et al.
Public Comment 34-63346, 34-63452, 34-63557 Davis Polk & Wardwell LLP, on behalf of Barclays Bank PLC, BNP Paribas S.A., Deutsche Bank AG, Royal Bank of Canada, The Royal Bank of Scotland Group plc, Socit Gnrale and UBS AG
Meeting with SEC Officials 34-63346 Memorandum from the Division of Trading and Markets regarding a January 11, 2011, telephone meeting with representatives of Trade Information Warehouse
Meeting with SEC Officials 34-63346 Memorandum from the Office of the Chairman regarding a January 10, 2011 meeting with representatives of Credit Suisse

Last Reviewed or Updated: Jan. 7, 2026

File Number
S7-34-10
Release Number
34-69491
34-63346
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