Regulation Best Execution

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-29-22 form letter E; S7-30-22 form letter G; S7-31-22 form letter I; S7-32-22 form letter F): 652
(S7-30-22 form letter F; S7-32-22 form letter D): 1,703
A: 16
B: 47
C: 42
E: 13
G: 11
H: 51
I: 4

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 19, 2023 meeting with Vanguard
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a October 19, 2023 meeting with the the Board of Directors of the Insured Retirement Institute (IRI)
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 19, 2023 meeting with Better Markets
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 17, 2023 meeting with Cboe
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a October 6, 2023 meeting with Members Exchange (MEMX)
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a October 6, 2023 meeting with New York Stock Exchange (NYSE) and Intercontinental Exchange (ICE)
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 12, 2023 meeting with New York Stock Exchange
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 12, 2023 meeting with representatives of IEX
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 10, 2023 meeting with representatives of the Charles Schwab & Co.
Meeting with SEC Officials Memorandum from the Office Of Public Engagement regarding a October 5, 2023 virtual meeting with Committee on Capital Markets Regulation
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 28, 2023 meeting with representatives of Cboe
Public Comment Members of the U.S. House of Representatives, Patrick McHenry, Frank Lucas, French Hill, Pete Sessions, Bill Posey, Blaine Luetkemeyer, Bill Huizenga, Ann Wagner, Andy Barr, Roger Williams, Tom Emmer, Barry Loudermilk, Alexander X. Mooney, Warren Davidson, John Rose, Bryan Steil, William Timmons, Ralph Norman, Dan Meuser, Scott Fitzgerald, Andrew R. Garbarino, Young Kim, Byron Donalds, Mike Flood, Michael V. Lawler, Zach Nunn, Monica De La Cruz, Erin Houchin, Andy Ogles
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a September 21, 2023 meeting with Christopher Schwarz, Philippe Jorion, and Xing Huang
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a September 19, 2023 meeting with We the Investors
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 18, 2023 meeting with representatives of Virtu Financial
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 15, 2023 videoconference with representatives of Cboe
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 15, 2023, meeting with representatives of Cboe
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 14, 2023 meeting with representatives of Urvin Finance
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a September 14, 2023 meeting with Vanguard
Public Comment John Regino
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 13, 2023 meeting with representatives of Citadel
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 13, 2023 meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding September 13, 2023 meeting with representatives of Citadel Securities
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 31, 2023, meeting with representatives of Charles Schwab, Cornerstone Research, and Professor Brogaard
Meeting with SEC Officials Memorandum from the Office of Commissioner Jamie Lizárraga regarding a August 31, 2023 meeting with representatives of Virtu
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 29, 2023 meeting with representatives of Virtu
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a August 28, 2023 videoconference with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 28, 2023 meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an August 28, 2023 meeting with SIFMA
Public Comment Tom M. Merritt, Deputy General Counsel, Virtu Financial, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-32-22
Release Number
34-96496
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