Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comments on Proposed Rule: Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps

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Date Sort descending Letter Type Release Number Commenter Name
Public Comment 34-93784 Cory
Meeting with SEC Officials 34-93784 Memorandum from the Office Of the Chair regarding a September 19, 2023 meeting with representatives of BlackRock
Public Comment 33-11030, 34-94211, 34-93784 Richard B. Zabel, General Counsel & Chief Legal Officer, Elliott Investment Management L.P.
Public Comment 34-93784 David L.
Public Comment 34-93784 Michael
Public Comment 34-93784 Jan Pokorny
Public Comment 34-93784 Soeking, Wedd & Phani, Solicitors
Public Comment 34-93784 Michal Dudek
Meeting with SEC Officials 34-93784 Memorandum from the Office Of Commissioner Mark T. Uyeda regarding a August 25, 2023 meeting with representatives of the Alternative Investment Management Association
Public Comment 34-93784 Colin Riordan
Public Comment 34-93784 Anonymous
Public Comment 34-93784 Anonymous
Public Comment 34-93784 Austin
Public Comment 34-93784 Ben W
Public Comment 34-93784 Boyan
Public Comment 34-93784 Curtis H, Inventor
Public Comment 34-93784 James Kohagen
Public Comment 34-93784 John Hinckley
Public Comment 34-93784 Ola Persson, Professor of Economics
Public Comment 34-93784 Reflex Entertainment
Public Comment 34-93784 Roscoe Linstadt
Public Comment 34-93784 Russell Glover
Public Comment 34-93784 Simon Brien
Public Comment 34-93784 ACP
Public Comment 34-93784 Adam Fouts
Public Comment 34-93784 Andrew Sanford
Public Comment 34-93784 Anonymous
Public Comment 34-93784 Anonymous
Public Comment 34-93784 Anonymous
Public Comment 34-93784 Anonymous

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-32-10
Release Number
34-93784
34-69491
34-63236