Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders

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Date Sort descending Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding an April 27, 2023 meeting with representatives of IEX
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 25, 2023 meeting with representatives of the American Securities Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 20, 2023 meeting with BlackRock, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 20, 2023 meeting with the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 24, 2023 meeting with representatives of Citigroup, Inc.
Public Comment J.B. Heaton, J.D., M.B.A., Ph.D., Managing Member, One Hat Research LLC
Public Comment Jiri Krol, Deputy CEO, Global Head of Government Affairs, AIMA
Public Comment William O'Brien, Former CEO, Direct Edge
Public Comment Kelvin To, Founder & President, Data Boiler Technologies, LLC
Public Comment Jonathan Kanter, Assistant Attorney General, Antitrust Division, U.S. Department of Justice
Public Comment Boston Partners Global Investors, Inc., Calamos Advisors LLC, Glenmede Investment Management, and Janus Henderson Investors, US LLC
Public Comment Ritchie Torres, Member of Congress
Public Comment United States Senators, Thom Tillis, Bill Hagerty, Mike Crapo, Cynthia Lummis, and Kevin Cramer
Public Comment Derrick Chan, Head of Equities, Fidelity Capital Markets
Public Comment James Toes, President & CEO, STA
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 3, 2023 meeting with representatives of Investors Exchange LLC
Public Comment Carlo Passeri
Public Comment Amanda Kappes
Public Comment Anonymous
Public Comment Charles S, Scientist
Public Comment Chris Miller
Public Comment Clarissa West
Public Comment Elliot Siu
Public Comment Ian Rohel
Public Comment Keith Noble
Public Comment Kristen Palmer
Public Comment Larry Douglas
Public Comment Loc Vo
Public Comment Luke Petersen
Public Comment Matt Kelleher

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-30-22
Release Number
34-96494