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Comments on Interim Final Temporary Rule: Retail Foreign Exchange Transactions

[Release No. 34-64874; File No. S7-30-11]


Submitted Comments

(Click here for meetings with SEC officials)
Apr. 17, 2013 Brad Georges, Managing Director, Greeneye
Feb. 28, 2013 Brad Georges, Managing Director, Greeneye
Dec. 19, 2012 Brad Georges, Managing Director, Greeneye
Nov. 16, 2012 Ernest J. Guevara III, San Pedro, California
Jul. 10, 2012 Kenneth E. Bentsen, Jr. Executive Vice President, Public Policy and Advocacy, SIFMA
Apr. 18, 2012 Phoebe A. Papageorgiou, Senior Counsel, American Bankers Association and James Kemp, Managing Director, Global Foreign Exchange Division
Feb. 23, 2012 Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA, and Robert Pickel, Executive Vice Chairman, ISDA
Oct. 23, 2011 Ronald Covington
Oct. 17, 2011 Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA, and Robert Pickel, Executive Vice Chairman, ISDA
Sep. 12, 2011 Dennis Kelleher, President and CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc., Washington, District of Columbia
Aug. 2, 2011 Justin Hughes, CFA, Managing Member, Philadelphia Financial Management of San Francisco
Jul. 28, 2011 P. Georgia Bullitt, Michael A. Piracci, and F. Mindy Lo, Morgan Lewis & Bockius LLP
Jul. 27, 2011 John Baur
Jul. 23, 2011 Mark Smith, Phoenix, Arizona
Jul. 21, 2011 Mark A. McDonnell, Plano, Texas
Jul. 17, 2011 Angela Li, Montreal, Quebec
Jul. 17, 2011 James M. Beatty, Lafayette, Louisiana
Jul. 17, 2011 Bob Flowers, Birmingham, Alabama
Jul. 17, 2011 James Peck, Fremont, California
Jul. 17, 2011 Raul Gonzalez, Miami, Florida

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Jan. 14, 2013 Memorandum from the Division of Trading and Markets regarding a January 14, 2013, telephone call with Mr. Brad Georges
Jun. 13, 2012 Memorandum from the Division of Trading and Markets regarding a April 30, 2012, meeting with representatives of of federal regulators and the American Bankers Association, the Global Financial Markets Association, BONY-Mellon, and JP Morgan
Feb. 14, 2012 Memorandum from the Division of Trading and Markets regarding a meeting with representatives of Morgan Lewis and Bockius, LLP

 

http://www.sec.gov/comments/s7-30-11/s73011.shtml

Modified: 10/16/2014