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Comments on Interim Final Temporary Rule: Retail Foreign Exchange Transactions
[Release No. 34-64874; File No. S7-30-11]
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(Click here for meetings with SEC officials)
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| Apr. 17, 2013 | Brad Georges, Managing Director, Greeneye |
| Feb. 28, 2013 | Brad Georges, Managing Director, Greeneye |
| Dec. 19, 2012 | Brad Georges, Managing Director, Greeneye |
| Nov. 16, 2012 | Ernest J. Guevara III, San Pedro, California |
| Jul. 10, 2012 | Kenneth E. Bentsen, Jr. Executive Vice President, Public Policy and Advocacy, SIFMA |
| Apr. 18, 2012 | Phoebe A. Papageorgiou, Senior Counsel, American Bankers Association and James Kemp, Managing Director, Global Foreign Exchange Division |
| Feb. 23, 2012 | Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA, and Robert Pickel, Executive Vice Chairman, ISDA |
| Oct. 23, 2011 | Ronald Covington |
| Oct. 17, 2011 | Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA, and Robert Pickel, Executive Vice Chairman, ISDA |
| Sep. 12, 2011 | Dennis Kelleher, President and CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc., Washington, District of Columbia |
| Aug. 2, 2011 | Justin Hughes, CFA, Managing Member, Philadelphia Financial Management of San Francisco |
| Jul. 28, 2011 | P. Georgia Bullitt, Michael A. Piracci, and F. Mindy Lo, Morgan Lewis & Bockius LLP |
| Jul. 27, 2011 | John Baur |
| Jul. 23, 2011 | Mark Smith, Phoenix, Arizona |
| Jul. 21, 2011 | Mark A. McDonnell, Plano, Texas |
| Jul. 17, 2011 | Angela Li, Montreal, Quebec |
| Jul. 17, 2011 | James M. Beatty, Lafayette, Louisiana |
| Jul. 17, 2011 | Bob Flowers, Birmingham, Alabama |
| Jul. 17, 2011 | James Peck, Fremont, California |
| Jul. 17, 2011 | Raul Gonzalez, Miami, Florida |
Meetings with SEC Officials
(Click here for submitted comments from the public) |
| Jan. 14, 2013 | Memorandum from the Division of Trading and Markets regarding a January 14, 2013, telephone call with Mr. Brad Georges |
| Jun. 13, 2012 | Memorandum from the Division of Trading and Markets regarding a April 30, 2012, meeting with representatives of of federal regulators and the American Bankers Association, the Global Financial Markets Association, BONY-Mellon, and JP Morgan |
| Feb. 14, 2012 | Memorandum from the Division of Trading and Markets regarding a meeting with representatives of Morgan Lewis and Bockius, LLP |
http://www.sec.gov/comments/s7-30-11/s73011.shtml
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