Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act

Comments on Proposed Rule: Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 24

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-63107 Chris Barnard, Germany
Public Comment 34-63107 Greg Donohoe
Public Comment 34-63107 Mike Hisler, Swaps and Derivatives Market Association (SDMA), New York, New York
Public Comment 34-63107 Jonathan Feigelson, General Counsel, Teachers Insurance and Annuity Association of America
Meeting with SEC Officials 34-61358, 34-63825, 34-60997, 34-63107, 34-63347 Memorandum from the Office of Commissioner Walter regarding a February 24, 2011, meeting with representatives of Goldman Sachs
Meeting with SEC Officials 34-63825, 34-63107 Memorandum from the Division of Trading and Markets regarding a February 16, 2011, meeting with representatives of Bloomberg LLP
Meeting with SEC Officials 34-63825, 34-63107, 34-63346 Memorandum from the Office of Commissioner Troy A. Paredes regarding a February 4, 2011, meeting with representatives of Barclays
Public Comment 34-63107 Kenneth A. Monahan, Principal, Vizier Ltd. , New York, New York
Meeting with SEC Officials 34-63825, 34-63107, 34-63347 Memorandum from the Office of the Chairman regarding a February 4, 2011, meeting with representatives of Barclays Capital, Inc.
Meeting with SEC Officials 34-63107, 34-63452, 34-63556, 34-63557 Memorandum from the Division of Trading and Markets regarding a January 20, 2011 meeting with representatives of Citadel LLC
Meeting with SEC Officials 34-63107 Memorandum from the Division of Trading and Markets regarding a December 22, 2010, telephone call with staff from the U.S. Department of Justice
Public Comment 34-63107 ABA Securities Association, The Clearing House Association L.L.C., Financial Services Roundtable, Futures Industry Association, International Swaps and Derivatives Association, Securities Industry and Financial Markets Association
Public Comment 34-63107 U.S. Department of Justice, Antitrust Division
Public Comment 34-63107 Senator Carl Levin, U.S. Senate
Public Comment 34-63107 H. Garten
Meeting with SEC Officials 34-63107, 34-63346 Memorandum from the Office of Commissioner Paredes regarding a November 10, 2010, meeting with representatives of ISDA and Kalorama Partners
Meeting with SEC Officials 34-63107 Memorandum from the Office of Commissioner Paredes regarding a November 10, 2010, meeting with representatives of LCH.Clearnet and Rich Feuer Group
Meeting with SEC Officials 34-63107 Memorandum from the Division of Trading and Markets regarding a November 23, 2010, meeting with representatives of Sidley Austin LLP
Public Comment 34-63107 Thomas Book, Member of Executive Board, Eurex Clearing, Eschborn, Germany
Public Comment 34-63107 Arthur B. Reinstein, Deputy General Counsel, Chicago Board Options Exchange, Inc.
Public Comment 34-63107 Dennis M. Kelleher, President & CEO, and Wallace C. Turbeville, Derivatives Specialist, Better Markets, Inc.
Public Comment 34-63107 Larry E. Thompson, General Counsel, The Depository Trust and Clearing Corporation, New York, New York
Public Comment 34-63107 Mark Scanlan, Vice President, Agriculture and Rural Policy, Independent Community Bankers of America
Public Comment 34-63107 Mike Hisler, Co-Founder, Swaps Derivatives Market Association
Public Comment 34-63107 Roger Liddell, Chief Executive, LCH.Clearnet Limited
Public Comment 34-63107 Stuart J. Kaswell, Executive Vice President, Managing Director & General Counsel, Managed Funds Association
Public Comment 34-63107 Ben Macdonald, Global Head Fixed Income, Bloomberg LP, New York, New York
Public Comment 34-63107 Douglas L. Friedman, General Counsel, Tradeweb Markets LLC, New York, New York
Public Comment 34-63107 Kathleen M. Cronin, CME Group Inc., Chicago, Illinois
Public Comment 34-63107 Nancy C. Gardner, Executive Vice President & General Counsel, Thomson Reuters Markets

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-27-10
Release Number
34-69491
34-63107
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