Outsourcing by Investment Adviser

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(4-811 form letter A; S7-04-22 form letter A; S7-04-23 form letter D; S7-05-23 form letter B; S7-25-22 form letter B): 85
A: 2

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 3, 2022 meeting with representatives of the Investment Adviser Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 14, 2022 meeting with representatives of Garcia Hamilton
Public Comment Douglas C. Standerfer, Cornell Law School Graduate Student
Public Comment Jonathan Rogers, Principal of a Registered Investment Adviser
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 2, 2022 meeting with representatives of the Index Industry Association
Public Comment U.S. Senator Thom Tillis
Public Comment Anonymous
Public Comment Justin Struble, CFP, Retirement Planner at BSG Advisers
Public Comment Alejandro Rangel
Public Comment Kathy Barsky
Public Comment Ben Passlow
Public Comment Brian
Public Comment Jack Pieper
Public Comment Josh Sweetland
Public Comment Anonymous
Public Comment Generation Code 202210041250
Public Comment Jack Pieper
Public Comment MD
Public Comment Anonymous
Public Comment Daniel H. Kolber, CEO, Intellivest Securities, Inc.
Public Comment Ivan Manuel Illan, Chief Investment Officer, Aligne Wealth Advisors Investment Managemen
Public Comment James Hartsock, Registered Investment Advisor
Public Comment Scott Pollan, Professional Trader
Public Comment Laird Hepburn, CCO, Business-owner Strategies Group, LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-25-22
Release Number
IA-6176
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