SEC Policy Statement: Custody of Digital Asset Securities by Special Purpose Broker-Dealers

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Comment
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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a January 29, 2024 meeting with Robinhood
Public Comment PressPage Entertainment, Inc
Meeting with SEC Officials Memorandum from the Office Of Public Engagement regarding an October 5, 2023 virtual meeting with Committee on Capital Markets Regulation
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an October 5, 2023 meeting with Oasis Pro Markets
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an August 21, 2023 meeting with representatives of Anchorage Digital
Meeting with SEC Officials Memorandum from the Office Of the Chair regarding a June 29, 2023 meeting with representatives of Securitize
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 28, 2023, meeting with representatives of Oasis Pro Markets
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 1, 2023, meeting with representatives of Anchorage
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a May 23, 2023 meeting with representatives of Securitize
Public Comment Ashlynn Antrobus
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 13, 2023 meeting with Anchorage Digital
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a September 14, 2022 meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 10, 2022 teleconference with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a March 23, 2022 meeting with representatives of IEX/FTX
Public Comment Jonathan Asbell
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 28, 2021 meeting with representatives of the Alternative Investment Management Association
Public Comment Nathan McCauley, Co-founder and CEO, Anchorage Digital, and Georgia Quinn, General Counsel, Anchorage Digital
Public Comment Manuel Nieves, Broker Dealer, EU Institution
Public Comment Steven Ang
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 11, 2021 webex meeting with members and representatives of the Chamber of Digital Commerce
Public Comment Elazar Kosman, Inca Digital Manager, Business and Legal Affairs
Public Comment Charles De Simone, Vice President, Technology and Operations, Securities Industry and Financial Markets Association
Public Comment Josephine Wang, President and CEO, Securities Investor Protection Corporation
Public Comment Michelle Bond, Chief Executive Officer, Association for Digital Asset Markets (ADAM)
Public Comment Ron Quaranta, Chairman and Chief Executive Officer, The Wall Street Blockchain Alliance
Public Comment Benjamin S. Kaplan, Co-CEO, Prometheum Inc.
Public Comment Richard Johnson, CEO, Texture Capital Inc.
Public Comment Global Digital Finance
Meeting with SEC Officials Memorandum from Neel Maitra, Senior Special Counsel (Fintech & Crypto Specialist), Division of Trading and Markets regarding an April 13, 2021 meeting with GK8
Public Comment Nicholas Bruno, et al.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-25-20
Release Number
34-90788
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