Comments on Proposed Rule: Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles; Accredited Investors in Certain Private Investment Vehicles

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2
B: 11

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Date Received
Date Letter Type Commenter Name
Public Comment Neal Sullivan, Bingham McCutchen LLP, Washington, District of Columbia
Public Comment Niall H. O'Malley, Blue Point Investment Management, LLC
Public Comment Patricia A. Poglinco and Robert B. Van Grover, Seward & Kissel LLP
Public Comment Rafael E. Castilla, South Salem, New York
Public Comment Sean M. Caplice, Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
Public Comment Alberto J. Garcia, The University of Chicago, Graduate School of Business, MBA, Class of 2007
Public Comment Ayal Rosenthal, New Jersey
Public Comment Benjamin W., Advanced Currency Trader
Public Comment Bruce C. Corwin, Hedge Fund Manager, Beverly, Massachusetts
Public Comment Carrie Kauzlarich, Investor, New York, New York
Public Comment David R. Doyle, AngelNet Director, Indiana Venture Center
Public Comment Henry Babcock
Public Comment Igor Djuris
Public Comment Jennifer Dowling, Vice President, Federal Policy, National Venture Capital Association, Arlington, Virginia
Public Comment John Sothras, Private Investor
Public Comment Kelly D. Kaeser, Esquire, General Counsel, Santa Barbara Alpha Strategies, Santa Barbara, California
Public Comment Kevin Marder, Principal, Marder Investment Advisors Corp.
Public Comment Michelle Shaughnessy, Private Investor
Public Comment Mike P. Darraugh, Lake Bluff, Illinois
Public Comment Roger D. Lorence, JD, LLM, Lorence Schrier, P.L.L.C., White Plains, New York
Public Comment Roy L. Komack, CFP, Family Financial Architects, Inc., Natick, Massachusetts
Public Comment Shane Farren
Public Comment Stephen A. Bruhn, Orland Park, Illinois
Public Comment Tim McCormack, Registered Investment Advisor, Santa Barbara, California
Public Comment William A. Wavak, Jr., Retired, retail hardware, Westmont, Kansas
Public Comment Benjamin W., Advancing Currency Trader, California
Public Comment Giles K. Almond, CPA/PFS, CFP, CIMA, President, Matrix Wealth Advisors, Inc., Charlotte, North Carolina
Public Comment Gregory S. Curran, Maynard, Cooper & Gale, P.C., on behalf of an investment adviser client
Public Comment John D. Seitzer, CFP, CFA, CPA, Leawood, Kansas
Public Comment John E. Schooler, CFP, ChFC, CFS, President, WFP Securities

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-25-06
Release Number
33-8766
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