Comments on Proposed Rule: Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles; Accredited Investors in Certain Private Investment Vehicles

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2
B: 11

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Date Received
Date Letter Type Commenter Name
Public Comment Katten Muchin Rosenman LLP, Financial Services Group
Public Comment Kurt N. Schacht, Managing Director, and Linda L. Rittenhouse, Senior Policy Analyst, CFA Centre for Financial Market Integrity
Public Comment Mary Richardson, Director, Regulatory Department, The Alternative Investment Management Association Limited (AIMA), London, United Kingdom
Public Comment Mitchell D. Smith, Independent investor, finance instructor, San Francisco, California
Public Comment Nora M. Jordan, Yukako Kawata, Leor Landa, and Danforth Townley, Davis Polk & Wardwell
Public Comment Richard F. Shaffner, Boxlock Capital, LLC, Charlotte, North Carolina
Public Comment Samuel E. Whitley, Attorney, Whitley Law Group, P.C., Houston, Texas
Public Comment Sarah A. Miller, Director, Center for Securities, Trust and Investments, American Bankers Association
Public Comment Schulte Roth & Zabel LLP
Public Comment Scott A. Moehrke, Kirkland & Ellis LLP
Public Comment Steven W. Smith, Esquire, Buchanan Ingersoll & Rooney, PC, Philadelphia, Pennsylvania
Public Comment Sullivan & Cromwell LLP
Public Comment Terrance J. O'Malley, Partner, and Jessica Forbes, Partner, Fried, Frank, Harris, Shriver & Jacobson LLP
Public Comment Theodore C. Caldwell, President and CEO, Lookout Mountain Capital, Inc.
Public Comment W. Lawson McWhorter, Wilton, Connecticut
Public Comment William F. Galvin, Secretary of the Commonwealth of Massachusetts
Public Comment William F. Quinn, Chairman, Committee on Investment of Employee Benefit Assets
Public Comment Albert J. Wirth, Chicago, Illinois
Public Comment Ayal Rosenthal, New Jersey
Public Comment David G. Bullock, CIO, Arque Co., Incorporated, Rye, New York
Public Comment George J. Mazin, Chair, Committee on Private Investment Funds, The Association of the Bar of the City of New York, New York, New York
Public Comment Howard F. Pitkin, Banking Commissioner, State of Connecticut
Public Comment Jeremie Bacon, President and CEO, Backstop Solutions Group, LLC, Chicago, Illinois
Public Comment Joel H. Jastromb, Chairman/Chief Investment Officer, Cedar Hill Associates, Inc., Highland Park, Illinois
Public Comment John W. Ueleke, President, Legacy Wealth Management, Inc., Memphis, Tennessee
Public Comment Kleinberg, Kaplan, Wolff & Cohen, P.C.
Public Comment Lee W. Mercer, President, National Association of Small Business Investment Companies
Public Comment M. H.
Public Comment Michael Pace, CFP, Fee-only Registered Investment Advisor, Seattle, Washington
Public Comment Nancy Schaaf, Lisle, Illinois

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-25-06
Release Number
33-8766
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