Comments on Proposed Rule: Amendments to Exemptions from the Proxy Rules for Proxy Voting Advice

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 4
B: 116

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 30, 2020 meeting with representatives of Glass Lewis
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a May 1, 2020 telephone call with AIMA, Saddle Point and Third Point
Public Comment Niels Holch, Executive Director, Shareholder Communications Coalition
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a April 28, 2020 telephone call with the U.S. Department of Justice, Antitrust Division
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 28, 2020, telephone conference with members of the Business Roundtable
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 22, 2020, telephone conference with Damon Silvers
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 22, 2020, telephone conference with Ken Bertsch and Jeff Mahoney
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 16, 2020, meeting with representatives of the Investment Adviser Association
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 16, 2020, telephonic meeting with a representative of the National Association of Manufacturers (NAM)
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a April 9, 2020 telephone call with Representatives of Glass Lewis
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a April 9, 2020 discussion with representatives of Glass Lewis
Public Comment Scott Klarquist, Seven Corners Capital Management, LLC
Public Comment John Tuttle, Vice Chairman Chief Commercial Officer, NYSE Group
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a April 1, 2020 telephone call with representatives from ExxonMobil Corporation
Public Comment Richard B. Zabel, General Counsel & Chief Legal Officer, Elliott Management Corporation
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a March 26, 2020 discussion with representatives of Travelers
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a March 26, 2020 call with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of Chairman Jay Clayton regarding a March 26, 2020, telephone conference with representatives of the CFA Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a March 26, 2020 meeting with representativs of MFA
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 26, 2020 meeting with representativs of MFA
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 26, 2020 meeting with representativs of MFA
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a March 25, 2020 telephone call with representatives of Glass Lewis
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a March 24, 2020 meeting with representatives of Elliott Management
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a March 24, 2020 telephone call with Allison Bennington and Anne Sheehan
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a March 20, 2020 telephone call with representative from the National Association of Manufacturers
Public Comment Saba Capital Management L.P.
Public Comment Bernard Sharfman
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a March 11, 2020 discussion with Anne Sheehan and Allison Bennington
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 3, 2020 meeting with representatives of Glass Lewis
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a March 11, 2020 meeting with representatives of BlackRock

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-22-19
Release Number
34-87457
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