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Comments on Proposed Rules for Nationally Recognized Statistical Rating Organizations
[Release No. 34-64514; File No. S7-18-11]
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(Click here for meetings with SEC officials)
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| Aug. 19, 2014 | Jules Kroll, Chief Executive Officer, and James Nadler, President, Kroll Bond Rating Agency, Inc. |
| Aug. 13, 2014 | Micah Hauptman,
Financial Services Counsel, and Barbara Roper, Director of Investor Protection, Consumer Federation of America |
| May 29, 2014 | William J. Harrington, Experts Board, Wikirating.org, Key Expert, Structured Finance Topics |
| Apr. 15, 2014 | Daniel Curry, Chief Executive Officer, and Mary Keogh, Managing Director, Global Regulatory Affairs, DBRS |
| Apr. 1, 2014 | Americans for Financial Reform |
| Mar. 3, 2014 | Micah Hauptman, Financial Services Counsel, and Barbara Roper, Director of Investor Protection, Consumer Federation of America |
| Dec. 5, 2013 | Daniel Curry, Chief Executive Officer, and Mary Keogh, Managing Director, Global Regulatory Affairs, DBRS |
| Mar. 23, 2012 | Rep. Robert E. Andrews, U.S. House of Representatives |
| Nov. 1, 2011 | David Gaus |
| Sep. 29, 2011 | Nancy Campbell, Kansas City, Missouri |
| Aug. 19, 2011 | Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, New York, New York |
| Aug. 12, 2011 | Craig R. Mills, CraigRMills LLC, New York, New York |
| Aug. 10, 2011 | Darrel R. Schubert, Chair, Auditing Standards Board, American Institute of Certified Public Accountants |
| Aug. 8, 2011 | KPMG LLP |
| Aug. 8, 2011 | Ernst & Young LLP |
| Aug. 8, 2011 | Ann Rutledge, President, Trade Metrics Corporation |
| Aug. 8, 2011 | Barbara Roper, Director of Investor Protection, Consumer Federation of America and Marcus Stanley, Policy Director, Americans for Financial Reform |
| Aug. 8, 2011 | Michel Madelain, President and Chief Operating Officer, Moody's Investors Service |
| Aug. 8, 2011 | PricewaterhouseCoopers, LLP |
| Aug. 8, 2011 | Tom Deutsch, Executive Director, American Securitization Forum |
| Aug. 8, 2011 | Gregory W. Smith, Chief Operating Officer, General Counsel, Colorado Public Employees Retirement Association |
| Aug. 8, 2011 | Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc. |
| Aug. 8, 2011 | Stephen M. Renna, Chief Executive Officer, CRE Finance Council |
| Aug. 8, 2011 | Robert Dobilas, President, Morningstar Credit Ratings, LLC |
| Aug. 8, 2011 | Laurel Leitner, Senior Analyst, Council of Institutional Investors |
| Aug. 8, 2011 | Bruce E. Stern, Chairman, Association of Financial Guaranty Insurers |
| Aug. 8, 2011 | Larry G. Mayewski, Executive Vice President, A.M. Best Company |
| Aug. 8, 2011 | Daniel Curry, President, and Mary Keogh, Managing Director, Regulatory Affairs, DBRS |
| Aug. 8, 2011 | Anne S. McCulloch, Senior Vice President and Deputy General Counsel, Federal National Mortgage Association ("Fannie Mae") |
| Aug. 8, 2011 | Jules B. Kroll, Chairman and CEO, Kroll Bond Rating Agency, Inc., New York, New York |
| Aug. 8, 2011 | Francis Lambert |
| Aug. 8, 2011 | Karrie McMillan, General Counsel, Investment Company Institute, Washington, District of Columbia |
| Aug. 8, 2011 | William J. Harrington |
| Aug. 8, 2011 | Deven Sharma, President, Standard and Poor's Ratings Services, New York, New York |
| Aug. 8, 2011 | Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, Washington, District of Columbia |
| Aug. 8, 2011 | Deloitte & Touche LLP |
| Aug. 8, 2011 | Joel Barton |
| Aug. 8, 2011 | Steven Cohen, Senior Vice President and General Counsel, Clayton Holdings LLC |
| Aug. 8, 2011 | Senator Carl Levin, Chairman, U.S. Senate Permanent Subcommittee on Investigations |
| Aug. 5, 2011 | Sean J. Egan, Egan-Jones Ratings Company |
| Aug. 5, 2011 | Gerald W. McEntee, President, AFSCME |
| Aug. 5, 2011 | Charles D. Brown, General Counsel, Fitch, Inc. |
| Jul. 29, 2011 | Maneesh Pangasa, Yuma, Arizona |
| Jul. 28, 2011 | Gary D. Cristofani, banker, San Diego, California |
| Jul. 4, 2011 | William Michael Cunningham, Creative Investment Research, Inc., Washington, District of Columbia |
| Jun. 30, 2011 | Chris Barnard, Germany |
| Jun. 17, 2011 | Susan R. Clark, Juneau, Alaska |
| Jun. 17, 2011 | Roberta Y. Ely, Anchorage, Alaska |
| Jun. 17, 2011 | Ray Lynch |
| Jun. 17, 2011 | LaVonne L. Rhyneer, Anchorage, Alaska |
| Jun. 16, 2011 | Theresa Day, Anchorage, Alaska |
| Jun. 16, 2011 | Marianne Freebury, Plainwell, Michigan |
| Jun. 16, 2011 | Marie Benson, Dallas, Texas |
| Jun. 16, 2011 | Bonnie Davis, Fayetteville, Arkansas |
| Jun. 16, 2011 | William E. Reno, Wasilla, Alaska |
| Jun. 15, 2011 | John J. Cadigan, Captain, USCG (Retired) General Partner, CECO LLC, Juneau, Alaska |
| Jun. 15, 2011 | Dee Longenbaugh, Owner, Observatory Book and Map Shop, Juneau, Alaska |
| Jun. 14, 2011 | Kevin Overholt, Philadelphia |
| Jun. 14, 2011 | Corrine M. Garza, Juneau, Alaska |
| Jun. 14, 2011 | Myrna D. Gardner, Anchorage, Alaska |
| Jun. 13, 2011 | Andrew M. Siff, Esq., Siff & Associates, PLLC |
| Jun. 8, 2011 | Robert M. Chandler |
| May 23, 2011 | Dave Cowen, Mortgage Broker, San Diego, California |
| May 21, 2011 | Zenia Brown, Corona Del Mar, California |
| May 19, 2011 | Kashif Latif, ISACA , IIA , Long Island City, New York |
| Nov. 4, 2010 | Markus Krebsz, Author, Consultant and Subject matter expert, London, United Kingdom |
| May 23, 2005 | William Michael Cunningham, Social Investing Adviser, Creative Investment Research, Inc., Washington, District of Columbia
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Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Aug. 12, 2014 | Memorandum from the Office of Credit Ratings regarding an August 12, 2014, meeting with representatives of Kroll Bond Rating Agency |
| Aug. 6, 2014 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding an August 6, 2014, teleconference with a representative of Consumer Federation of America (CFA) |
| Jun. 30, 2014 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a June 30, 2014, teleconference with William J. Harrington |
| Apr. 2, 2014 | Memorandum from the Office of Credit Ratings regarding an April 2, 2014, meeting with representatives of the Consumer Federation of America |
| Mar. 20, 2014 | Memorandum from the Office of Commissioner Kara Stein regarding a March 10, 2014, meeting with representatives of Kroll Bond Rating Agency |
| Mar. 13, 2014 | Memorandum from the Office of Commissioner Kara Stein regarding a March 10, 2014, meeting with representatives of Kroll Bond Rating Agency |
| Nov. 12, 2013 | Memorandum from the Division of Trading and Markets regarding a November 12, 2013, meeting with William J. Harrington |
| Sep. 18, 2013 | Memorandum from the Office of Commissioner Kara Stein regarding a September 16, 2013, meeting with representatives of Americans for Financial Reform |
| Sep. 13, 2013 | Memorandum from the Office of Commissioner Kara Stein regarding a September 13, 2013, meeting with representatives of Better Markets |
| Oct. 16, 2012 | Memorandum from the Division of Trading and Markets regarding an October 16, 2012, meeting with representatives of Moody's Investors Services |
| Apr. 18, 2012 | Memorandum from the Division of Trading and Markets regarding an April 18, 2012, meeting with representatives of Assured Guaranty |
| Feb. 28, 2012 | Memorandum from the Division of Trading and Markets regarding a February 28, 2012, meeting with representatives of Moody’s Investors Services |
| Feb. 28, 2012 | Memorandum from the Division of Trading and Markets regarding a February 28, 2012, meeting with representatives of DBRS |
| Jan. 24, 2012 | Memorandum from the Office of the Chairman regarding a January 18, 2012, meeting with representatives of the Dubai Financial Services Authority |
| Dec. 5, 2011 | Memorandum from the Division of Trading and Markets regarding a November 30, 2011, meeting with representatives of Moody's Investors Services |
| Nov. 4, 2011 | Memorandum from the Office of the Chairman regarding a November 3, 2011, meeting with representatives of Standard & Poor's |
| Nov. 3, 2011 | Memorandum from the Office of Commissioner Walter regarding a November 3, 2011, meeting with representatives of Standard & Poor's Ratings Services |
| Nov. 2, 2011 | Memorandum from the Division of Trading and Markets regarding a November 2, 2011, meeting with representatives of the Securities Industry and Financial Markets Association, the Association for Financial Markets in Europe, and Allen & Overy LLP |
| Oct. 26, 2011 | Memorandum from the Division of Trading and Markets regarding an October 26, 2011, meeting with representatives of the Government Finance Officers Association |
| Sep. 26, 2011 | Memorandum from the Division of Trading and Markets regarding a September 26, 2011, meeting with representatives of Standard & Poor's Ratings Services |
| Aug. 9, 2011 | Memorandum from the Division of Trading and Markets regarding a July 21, 2011, telephone call with representatives of Moody’s Investors Service |
http://www.sec.gov/comments/s7-18-11/s71811.shtml
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