Comments on Concept Release: Definitions Contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets re: Meeting with the Capital Steering Committee of the Securities Industry and Financial Markets Association
Public Comment Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Public Comment Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 27, 2010 phone conference with representatives of Chatham Financial
Meeting with SEC Officials Memorandum from the Office of Commissioner Troy A. Paredes regarding a October 14, 2010 meeting with representatives of UBS
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 13, 2010 meeting with representatives of various Buy-Side Firms
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 8, 2010 meeting with representatives of Bank of America
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 1, 2010, meeting with representatives of the Financial Services Roundtable
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 6, 2010, meeting with representatives of the Financial Services Forum
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding an October 6, 2010 meeting with representatives of PIMCO
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 4, 2010 meeting with representatives of the Association of Institutional Investors
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 5, 2010 meeting with representatives of JP Morgan
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 4, 2010 meeting with Morgan Stanley
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 29, 2010 meeting with representatives of the National Association of Insurance Commissioners
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 28, 2010, meeting with representatives of the Coalition for Derivatives End Users
Public Comment Andrew Baker, Chief Executive Officer, The Alternative Investment Management Association
Public Comment Convexity Capital Management LP
Public Comment Patrick J. Nugent, Executive Director, Texas Pipeline Association
Public Comment Richard A. Miller, Esq., Vice President and Corporate Counsel, Financial Management Law, The Prudential Insurance Company of America
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 21, 2010 meeting with the Financial Services Roundtable
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of Javelin Capital Markets, LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of the Pan-Canadian Investors Committee for Third-Party Structured Asset-Backed Commercial Paper
Public Comment Stuart J. Kaswell, Executive Vice President, Managing Director & General Counsel, Managed Funds Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets re: U.S. Chamber of Commerce, Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an September 22, 2010 meeting with representatives of Assured Guaranty
Public Comment Dan Shackelford and Jonathan D. Siegel, T. Rowe Price Associates, Inc.
Public Comment Edward J. Rosen, Cleary Gottlieb Steen & Hamilton LLP
Public Comment American Benefits Council and the Committee on the Investment of Employee Benefit Assets
Public Comment American Seniors Housing Association, Building Owners and Managers Association International, International Council of Shopping Centers, NAIOP, the Commercial Real Estate Development Association, National Apartment Association, National Association of Real Estate Investment Trusts, National Multi Housing Council, and The Real Estate Roundtable
Public Comment Andrew Baker, Chief Executive Officer, The Alternative Investment Management Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-16-10
Release Number
34-62717
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