Comments on Proposed Rule Investment Company Advertising: Target Date Retirement Fund Names and Marketing

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 33-9126,34-62300,IC-29301 Mary Beth Rhoden, Secretary and Associate Counsel, Russell Investments
Public Comment 33-9126,34-62300,IC-29301 Michael Isaac, CCO, Stadion Money Management, Inc., Watkinsville, Georgia
Public Comment 33-9126,34-62300,IC-29301 Ryan Alfred, President, BrightScope Inc., San Diego, California
Public Comment 33-9126,34-62300,IC-29301 Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company
Public Comment 33-9126,34-62300,IC-29301 Senators Tom Harkin, Michael Enzi, and Herb Kohl, U.S. Senate
Public Comment 33-9126,34-62300,IC-29301 Tina G. Stavrou, North American Securities Administrators Association, Washington, District of Columbia
Public Comment 33-9126,34-62300,IC-29301 George C.W. Gatch, Chief Executive Officer, IM Americas, J.P. Morgan Asset Management
Public Comment 33-9126,34-62300,IC-29301 Jane White, President, Retirement Solutions, LLC, Madison, New Jersey
Public Comment 33-9126,34-62300,IC-29301 Ronald Surz, President, Target Date Solutions
Public Comment 33-9126,34-62300,IC-29301 Thomas M. Jones, Investment Advisor Representative, Tucson, Arizona
Public Comment 33-9126,34-62300,IC-29301 Jodi DiCenzo, CFA, CPA, Partner, Behavioral Research Associates
Public Comment 33-9126,34-62300,IC-29301 F. William McNabb, III, Chairman and Chief Executive Officer, The Vanguard Group, Inc., Malvern, Pennsylvania
Meeting with SEC Officials 33-9126,34-62300,IC-29301 Memorandum from the Division of Investment Management regarding a July 21, 2010 meeting with representatives of Defined Contribution Institutional Investment Association
Public Comment 33-9126,34-62300,IC-29301 John S. Morgan, Navigator Newsletters
Public Comment 33-9126,34-62300,IC-29301 Mark S. Yamada, President and CEO, PUR Investing Inc., Toronto, Canada
Public Comment 33-9126,34-62300,IC-29301 Robert Sole
Public Comment 33-9126,34-62300,IC-29301 Richard J. Heinz, Lisle, Illinois
Public Comment 33-9126,34-62300,IC-29301 Steffanie H. Burgevin, Senior Vice President, Investment Officer, Wells Fargo Advisors, LLC, Leesburg, Virginia
Public Comment 33-9126,34-62300,IC-29301 James C. Brown, Fairfax, Virginia
Public Comment 33-9126,34-62300,IC-29301 Maurice J. Betts, Alexandria, Virginia
Public Comment 33-9126,34-62300,IC-29301 Concepcion G. Perez
Public Comment 33-9126,34-62300,IC-29301 Edward J. Spall, retired engineer, Manassas, Virginia
Public Comment 33-9126,34-62300,IC-29301 M.G.
Public Comment 33-9126,34-62300,IC-29301 Virginia Blum, Silver Spring, Maryland
Public Comment 33-9126,34-62300,IC-29301 Alan H. Moore, COO, Slavic401k.com, CPA, Masters in Economics, Boca Raton, Florida
Public Comment 33-9126,34-62300,IC-29301 Edward L. Stanton, Retired Engineer, Fountain Valley, California
Public Comment 33-9126,34-62300,IC-29301 John Daisy, Albany, New York
Public Comment 33-9126,34-62300,IC-29301 Keith L. Shadrick, President, Axia Advisory Corporation, Indianapolis, Indiana
Public Comment 33-9126,34-62300,IC-29301 Ron Surz, PPCA Inc.
Public Comment 33-9126,34-62300,IC-29301 Edward K. Watkins, Ledyard, Connecticut

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-12-10
Release Number
33-9309
34-66720
IC-30026
33-9126
34-62300
IC-29301
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