Comments on Request for Comment on the Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from Division of Investment Management regarding a June 9, 2022 videoconference with representatives of BNY Mellon
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a March 2, 2022 videoconference with representatives of Investment Company Institute
Meeting with SEC Officials Memorandum from the Division of Investment Management: regarding a May 10, 2022 meeting with representatives of J.P. Morgan
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 3, 2022 meeting with representatives of State Street
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester Peirce regarding a March 14, 2022 meeting with representatives of the Investment Company Institute (ICI)
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a February 8, 2022, virtual meeting with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a January 13, 2022, teleconference with representatives of Morningstar
Public Comment Patrick McHenry, Ranking Member, House Committee on Financial Services, and Pat Toomey, Ranking Member, Senate Committee on Banking, Housing, and Urban Affairs
Public Comment Sean Collins, Chief Economist, Investment Company Institute
Public Comment Nicholas Benes, CEO, The Board Director Training Institute of Japan
Public Comment Amy M. O'Brien, Executive Vice President, Head of Responsible Investment Division, Teachers Insurance and Annuities Association of America and Yves P. Denizé, Senior Managing Director, Division General Counsel, Teachers Insurance and Annuities Association of America
Public Comment Anne Kruczek, EVP, Head of Responsible Investing Office, Federated Hermes, Inc. and Jonathan Haymon, VP, Director of Proxy Voting, Federated Hermes, Inc.
Public Comment Boris Khentov, Head of Sustainable Investing, Betterment LLC
Public Comment Brian Privor, Chief Regulatory Officer, Ultimus Fund Solutions
Public Comment Campbell Pryde, President and CEO, XBRL US, Inc.
Public Comment Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc.
Public Comment David B. Smith, Jr., General Counsel, Mutual Fund Directors Forum
Public Comment Douglas B. Sieg, Managing Partner, Lord Abbett
Public Comment Dylan H. Bruce, Financial Services Counsel, Consumer Federation of America
Public Comment Francis Garritt, RMA Director Securities Lending and Mark Whipple, RMA Chair Securities Lending
Public Comment Gail C. Bernstein, General Counsel, Investment Adviser Association
Public Comment Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P.
Public Comment James McRitchie, Shareholder Advocate and Publisher, Corporate Goverance
Public Comment Jennifer W. Han, Executive Vice President, Chief Counsel& Head of Regulatory Affairs, Managed Funds Association
Public Comment Jessica Burt, Managing Director, BlackRock Investment Stewardship and Elizabeth Kent, Managing Director, Global Public Policy Group
Public Comment Jiøí Król, Deputy CEO, Global Head of Government Affairs, AIMA
Public Comment John Galloway, Principal and Investment Stewardship Officer, The Vanguard Group, Inc.
Public Comment Lorraine Kelly, Head of Governance Solutions, Institutional Shareholder Services Inc.
Public Comment Melissa Walton, Executive Compensation & Say on Climate Associate, As You Sow
Public Comment Nichol Garzon. SVP, General Counsel, Glass Lewis and John Wieck, Chief Operating Officer, Glass Lewis

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-11-21
Release Number
34-93169
IC-34389
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