Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Sort descending	Letter Type	Commenter Name
Sept. 10, 2021	Public Comment	Kevin B., Technical
Sept. 10, 2021	Public Comment	Kevin Nunn
Sept. 10, 2021	Public Comment	Larry, Retired
Sept. 10, 2021	Public Comment	Lisa G. Boy, CPA
Sept. 10, 2021	Public Comment	Marco Kammerlander
Sept. 10, 2021	Public Comment	Marshall Waters, Retired DOD
Sept. 10, 2021	Public Comment	Matthews Gerald
Sept. 10, 2021	Public Comment	Maura O'Leary
Sept. 10, 2021	Public Comment	Mauro Rojas
Sept. 10, 2021	Public Comment	Michael Schuit
Sept. 10, 2021	Public Comment	Michael, USMC
Sept. 10, 2021	Public Comment	Miguel Quintana
Sept. 10, 2021	Public Comment	Mike M.
Sept. 10, 2021	Public Comment	Nate Rosso
Sept. 10, 2021	Public Comment	Nathan Michaelson
Sept. 10, 2021	Public Comment	Nick
Sept. 10, 2021	Public Comment	Paul Burbank
Sept. 10, 2021	Public Comment	Peterson, New Product Specialist
Sept. 10, 2021	Public Comment	Raphael
Sept. 10, 2021	Public Comment	Robert A. Jakobeit
Sept. 10, 2021	Public Comment	Robert Knight
Sept. 10, 2021	Public Comment	Roger Szelmeczka
Sept. 10, 2021	Public Comment	Ryan, Aircraft Mechanic
Sept. 10, 2021	Public Comment	S. Wee, Economist
Sept. 10, 2021	Public Comment	Salvation
Sept. 10, 2021	Public Comment	San Mark Lira
Sept. 10, 2021	Public Comment	Siddartha
Sept. 10, 2021	Public Comment	Steve Hunter, Department of the Interior
Sept. 10, 2021	Public Comment	Steven Murray, Engineer
Sept. 10, 2021	Public Comment	Tango Bravo

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-10-21

Release Number

34-92766