Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Sort descending	Letter Type	Commenter Name
Sept. 10, 2021	Public Comment	Tim
Sept. 10, 2021	Public Comment	Tom
Sept. 10, 2021	Public Comment	Toni W., Software Developer
Sept. 10, 2021	Public Comment	Tony
Sept. 10, 2021	Public Comment	Trinidad Valencia
Sept. 10, 2021	Public Comment	Vincent L.
Sept. 10, 2021	Public Comment	Wayne Wang, Retiree
Sept. 10, 2021	Public Comment	Wendy Ashley, Quality Control
Sept. 10, 2021	Public Comment	William
Sept. 10, 2021	Public Comment	Willie Watkins, CEO
Sept. 10, 2021	Public Comment	Zachery Dean Wolfe
Sept. 9, 2021	Public Comment	Travis C. Studdard, Law Student University of Nevada, Las Vegas - William S. Boyd School of Law
Sept. 8, 2021	Public Comment	Ahmir, Texas AM university
Sept. 7, 2021	Public Comment	Anonymous
Sept. 7, 2021	Public Comment	C. Iglehart
Sept. 7, 2021	Public Comment	HS
Sept. 7, 2021	Public Comment	Kevin Carroll, Managing Director and Associate General Counsel, SIFMA
Sept. 7, 2021	Public Comment	Mitchell Ballinger, Head of RPA Engineering
Sept. 6, 2021	Public Comment	Anonymous
Sept. 6, 2021	Public Comment	Bogart
Sept. 6, 2021	Public Comment	Daniel Wickstrom, Amazon Associate Ph.D of Buddhist Studies
Sept. 6, 2021	Public Comment	Kitsten Anderson
Sept. 6, 2021	Public Comment	Max Provencher
Sept. 6, 2021	Public Comment	Mikie
Sept. 6, 2021	Public Comment	Tim
Sept. 6, 2021	Public Comment	TW
Sept. 5, 2021	Public Comment	Carl Gaul
Sept. 4, 2021	Public Comment	Anonymous
Sept. 4, 2021	Public Comment	Anonymous
Sept. 4, 2021	Public Comment	Gaetano

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-10-21

Release Number

34-92766