Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Sort descending	Letter Type	Commenter Name
Sept. 10, 2021	Public Comment	Chris Taylor
Sept. 10, 2021	Public Comment	David Craig Mastrianni
Sept. 10, 2021	Public Comment	David Gallagher
Sept. 10, 2021	Public Comment	David Potter
Sept. 10, 2021	Public Comment	Davis
Sept. 10, 2021	Public Comment	Elijah
Sept. 10, 2021	Public Comment	Ernesto Vasquez
Sept. 10, 2021	Public Comment	Euen, Research
Sept. 10, 2021	Public Comment	FM
Sept. 10, 2021	Public Comment	Gary
Sept. 10, 2021	Public Comment	Gary R.
Sept. 10, 2021	Public Comment	Gordon Knowlton
Sept. 10, 2021	Public Comment	Henggao Cai
Sept. 10, 2021	Public Comment	James
Sept. 10, 2021	Public Comment	James
Sept. 10, 2021	Public Comment	James Frost
Sept. 10, 2021	Public Comment	James Harvey
Sept. 10, 2021	Public Comment	Jane Brothers
Sept. 10, 2021	Public Comment	Jared
Sept. 10, 2021	Public Comment	JB, Retail Investor
Sept. 10, 2021	Public Comment	Jerry
Sept. 10, 2021	Public Comment	Jesse Ralph
Sept. 10, 2021	Public Comment	JM, Software Trainer
Sept. 10, 2021	Public Comment	Joey Nagtegaal, Bachelor of Sciences
Sept. 10, 2021	Public Comment	John
Sept. 10, 2021	Public Comment	John K.
Sept. 10, 2021	Public Comment	John Rubens, Electrical Engineer
Sept. 10, 2021	Public Comment	Jon Taneski
Sept. 10, 2021	Public Comment	Josh L.
Sept. 10, 2021	Public Comment	Karim H., Sales Executive

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-10-21

Release Number

34-92766