Comments on Short Position and Short Activity Reporting by Institutional Investment Managers; Notice of Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-related Data Collection

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Date Received
Date Letter Type Commenter Name
Public Comment Lenaldo Hampton
Public Comment Mark MItton
Public Comment Mark Nauman
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 25, 2022 meeting with representatives of the Investment Company Institute
Public Comment Nathan Dudden
Public Comment Retail Investor
Public Comment Sarah Gangi
Public Comment Attorneys General of the states of Montana, Louisiana, Alabama, Mississippi, Alaska, Ohio, Arizona, Oklahoma, Arkansas, South Carolina, Georgia, South Dakota, Indiana, Texas, Kansas, Utah, Kentucky, and West Virginia
Public Comment Günter B.
Public Comment Bert Dobberstein
Public Comment Frank Anlauf
Public Comment Holger Freitag
Public Comment Jens-Christian Schulze
Public Comment Sebastian Schulz
Public Comment A. Jäger
Public Comment Andrew Affrunti
Public Comment Anonymous
Public Comment Chad Fergeson
Public Comment Daniel Weiskopf
Public Comment Stephen Justus
Public Comment William Bloxham
Public Comment Anonymous
Public Comment Bernd Duesmann
Public Comment Cathy Piccione
Public Comment Celeste Stretton-Knowles
Public Comment Chris Kern
Public Comment Devin Dority
Public Comment Dirk Scheffe
Public Comment Dream
Public Comment Erik Eller

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-22
Release Number
34-94313
34-94314
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