Comments on Concept Release: Harmonization of Securities Offering Exemptions

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Date Received
Date Letter Type Commenter Name
Public Comment Stuart M. Rigot, Attorney, Wyrick Robbins Yates Ponton LLP
Public Comment Barry Hicks
Public Comment Brian Davis
Public Comment Nicholas Tommarello, Chief Executive Officer, Wefunder
Public Comment Vinh Nguyen
Public Comment Dante Desiderio, Executive Director, Native American Finance Officers Association
Public Comment Sean R. Walters, Chief Executive Officer, Investments Wealth Institute
Public Comment Cody Snyder
Public Comment Paul Arssov
Public Comment Jonathan Epstein, President and Founder, Defined Contribution Alternatives Association
Public Comment Stephen H. Watkins, Chairman and CEO, Entrex Capital Market
Public Comment Jeff LaBerge
Public Comment John Gerena, Conserve Financial Inc.
Public Comment Nathan Eames
Public Comment Philip A. Feigin, Attorney at Law, PFeiginLaw LLC
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding an August 16, 2019, meeting with representatives of Institutional Limited Partners Association (ILPA)
Public Comment Steven Marshall, Director of Finance and IS
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding an August 12, 2019, meeting with representatives of the North American Securities Administrators Association
Public Comment Brenda L. Hamilton, Hamilton & Associates Law Group, P.A.
Public Comment Anne Sheehan, Chair, IAC
Public Comment Charlie Uchill
Public Comment J.L.
Public Comment Sam M. Yaffa
Public Comment Marc Steinberg, Professor of Law, Southern Methodist University
Public Comment Stephen R. Steciak
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a July 26, 2019, meeting with representatives of the Consumer Federation of America
Public Comment Joseph L. Schocken, President & CEO, Broadmark Capital
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a July 22, 2019, meeting with representatives of Ropes & Gray LLP
Public Comment Anonymous
Public Comment Rick A. Fleming, Investor Advocate of the U.S. Securities and Exchange Commission

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-19
Release Number
33-10649
34-86129
IA-5256
IC-33512
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