Comments on Concept Release: Harmonization of Securities Offering Exemptions

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Ropes & Gray LLP
Public Comment Ryan M. Feit, CEO & Co-Founder, SeedInvest
Public Comment Shartsis Friese LLP
Public Comment Sherwood Neiss, Principal, Crowdfund Capital Advisors, LLC
Public Comment Simpson Thacher & Bartlett LLP
Public Comment Stephen M. Richards
Public Comment Steve Nelson, Chief Executive Officer, Institutional Limited Partners Association (ILPA)
Public Comment Susan M. Olson, General Counsel, Investment Company Institute
Public Comment Terrie Brockie, CEO, Island Mountain Development Group
Public Comment Theodore M. Grannatt, et al., McCarter & English LLP
Public Comment Todd J. May, President, The Securities Transfer Association, Inc.
Public Comment Tom Quaadman, Executive Vice President, US Chamber of Commerce, Center for Capital Markets Competitiveness
Public Comment Tyler Gellasch, Executive Director, Healthy Markets Association
Public Comment William F. Galvin, Secretary of the Commonwealth, Commonwealth of Massachusetts
Public Comment Wizipan Little Elk, CEO, Rosebud Economic Development Corporation
Public Comment Xavier Becerra, California Attorney General, et al.
Public Comment Joe Wallin, et al.
Public Comment Ken McGuire, President, Aditum Alternatives & Aditum Asset Management
Public Comment Matthew Digesti, Vice President, Government Affairs and Strategic, Blockchains, LLC
Public Comment Mitch Ackles, President, Hedge Fund Association
Public Comment Nathaniel L. Hoopes, Executive Director, Marketplace Lending Association
Public Comment Patrick Gouhin, CEO, et al., Angel Capital Association
Public Comment Ryan Metcalf, Head of U.S. Regulatory Affairs, Funding Circle
Public Comment Dr. Gavin Clarkson, Esq., Managing Director, Native American Capital
Public Comment Michael S. Finke, Frank M. Engle Professor of Economic Security, The American College of Financial Services
Public Comment Christopher Nero, CEO, Bridgeport Financial Technology
Public Comment Thomas Metz, Chair, Legislative Committee, California Municipal Treasurers Association
Public Comment John L. Thornton, Co-Chair, Committee on Capital Markets Regulation; Hal S. Scott, President, Committee on Capital Markets Regulation; and R. Glenn Hubbard, Co-Chair, Committee on Capital Markets Regulation
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 13, 2019, meeting with representatives of Drinker Biddle & Reath LLP
Public Comment Richard H. Kreger, Advisory Group Equity Services, Ltd. RHK Capital

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-19
Release Number
33-10649
34-86129
IA-5256
IC-33512
Related Materials
How to submit comments