Comments on Concept Release: Harmonization of Securities Offering Exemptions

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Date Received
Date Letter Type Commenter Name
Public Comment Greg Mausz, President, Alternative & Direct Investment Securities Association
Public Comment Gregory L. Wright, President and Head of Banking, Zanbato Securities LLC
Public Comment Henry S. Ward, CEO, et al., eShares, Inc. d/b/a Carta, Inc.
Public Comment Herwig Konings, Founding Partner, Security Token Group, et al.
Public Comment Jade Barker, Silicon Prairie Portal and Exchange
Public Comment James Allen, Head, Capital Markets Policy, and Matt Orsagh, Director, Capital Markets Policy, CFA Institute
Public Comment James E. Bowlus, Vice President and Assistant General Counsel, Wilmington Trust, National Association
Public Comment James P. Dowd, CEO, North Capital Investment Technology, Inc.
Public Comment Jason Mulvihill, Chief Operating Officer & General Counsel, American Investment Council
Public Comment Jeff Thomas, Chair of Entrepreneurship, Associate Professor, Central Michigan University.
Public Comment Joseph J. Cecala, Founder and CEO, Dream Exchange LLC and Ioannis (Yianni) V. Floros, Ph.D., Associate Professor of Finance, University of Wisconsin-Milwaukee
Public Comment Joseph L. Schocken
Public Comment Ken McGuire, President, Aditum Alternatives & Aditum Asset Management
Public Comment Kendrick Nguyen, Founder and CEO, Republic
Public Comment Kenneth J. Berman, Debevoise & Plimpton LLP (on behalf of Private Investor Coalition)
Public Comment Kirk McGregor and Samarth Sandeep
Public Comment Lawrence Calcano, CEO, iCapital Network
Public Comment Luke Carriere
Public Comment Maria Wolvin, Vice President & Sr. Counsel, Public Policy, Association for Corporate Growth
Public Comment Mark Berman, Founder and CEO, CompliGlobe Ltd.
Public Comment Mark D. Epley, Executive Vice-President & Managing Director, Managed Fund Association, and Jirí Król, Deputy CEO, Global Head of Government Affairs, Alternative Investment Management Association
Public Comment Mark Schoenfeld, Goodwin Procter LLP
Public Comment Matthew L. Clark, State Investment Officer, South Dakota Investment Council
Public Comment Nicholas Mathews, Co-Founder and CEO, and Benjamin Blieden, CFA, Co-Founder and CFO; MainVest, Inc.
Public Comment Parth Bhatt, Chief Investment Officer, San Bernardino County, California
Public Comment Phoebe A. Papageorgiou, Vice President & Counsel, Trust Policy, American Bankers Association
Public Comment Rashad Kurbanov, CEO, Iownit Capital and Markets, Inc.
Public Comment Robert Anderson, Professor of Law, Pepperdine School of Law, et al.
Public Comment Robert F. Licopoli, CEO, 360 Sports, Inc.
Public Comment Ropes & Gray LLP

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-19
Release Number
33-10649
34-86129
IA-5256
IC-33512
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