Comments on Concept Release: Harmonization of Securities Offering Exemptions

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Date Received
Date Letter Type Commenter Name
Public Comment Alison Borland, Executive Vice President, Wealth and Wellbeing Solutions, Alight Solutions
Public Comment Amber McDonald, CEO, Indemnis, et al.
Public Comment Andrew A. Schwartz, Professor of Law, University of Colorado
Public Comment Andrew Vollmer, Senior Affiliated Scholar, Mercatus Center, George Mason University
Public Comment Anthony Chereso, President & CEO, Institute for Portfolio Alternatives
Public Comment Aron Szapiro, Director of Policy Research, Morningstar, Inc.
Public Comment Aseel M. Rabie, Managing Director and Associate General Counsel, and Lindsey Weber Keljo, Managing Director and Associate General Counsel, Asset Management Group; SIFMA
Public Comment Barbara Novick, Vice Chairman, and Joanne Medero, Managing Director, BlackRock, Inc.
Public Comment Barbara Roper, Director of Investor Protection, Consumer Federation of America
Public Comment Brian Beckon, Principal, Cutting Edge Counsel Inc.
Public Comment Campbell Pryde, President and CEO, XBRL US
Public Comment Charles Nelson, Chief Executive Officer, Retirement, Voya Financial, Inc.
Public Comment Chris Rabalais, CEO, Crystal World Holdings, Inc. / Managing Director, New Sports Economy Institute
Public Comment Christine Lazaro, President, and Samuel Edwards, Executive Vice President/President-Elect, Public Investors Advocate Bar Association (PIABA)
Public Comment Christopher Rohrbacher, Managing Director, Associate General Counsel, Teachers Insurance and Annuity Association of America (TIAA)
Public Comment Clifford E. Kirsch, Eversheds Sutherland, on behalf of the Coalition of Collective Investment Trusts
Public Comment Craig S. Tyle, Executive Vice President and General Counsel, Franklin Resources, Inc.
Public Comment Cynthia Lo Bessette, SVP, Deputy General Counsel, Fidelity Investments
Public Comment Daniel A. Teplin, Forum for U.S. Securities Lawyers in London
Public Comment Daniel B. Ravicher, Director, et al., Startup Practicum, University of Miami School of Law
Public Comment Daniel Zinn, General Counsel, and Cass Sanford, Associate General Counsel; OTC Markets Group Inc.
Public Comment David Burton, Senior Fellow, Economic Policy, Institute for Economic Freedom, The Heritage Foundation
Public Comment David V. Duccini, Founder and CEO, Silicon Prairie Portal & Exchange, LLC
Public Comment Davis Polk & Wardwell LLP
Public Comment Davis Polk & Wardwell LLP, Investment Management Group
Public Comment Dechert LLP
Public Comment Dennis M. Kelleher, President & CEO, and Lev Bagramian, Senior Securities Policy Advisor, Better Markets, Inc.
Public Comment Erik Gerding, Professor of Law and Wolf-Nichol Fellow, University of Colorado Law School, et al.
Public Comment G. Philip Rutledge, Partner, Bybel Rutledge LLP
Public Comment George Humm

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-19
Release Number
33-10649
34-86129
IA-5256
IC-33512
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