Comments on Concept Release: Harmonization of Securities Offering Exemptions

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Date Received
Date Letter Type Commenter Name
Public Comment Dagan Bora, Leyline Corporation
Public Comment Gail C. Bernstein, General Counsel, Investment Adviser Association
Public Comment Tram Nguyen, Chair, Committee on Securities Regulation, et al., New York State Bar Association
Public Comment Robert Buckholz, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association
Public Comment Alfonso Ceja
Public Comment Crowdfunding Professional Association
Public Comment Patrick McHenry, Ranking Member, U.S. House of Representatives Committee on Financial Services
Public Comment Jason Coombs
Public Comment Jason Coombs
Public Comment Christopher Gerold, President, North American Securities Administrators Association, Inc. (NASAA)
Public Comment Michael J. Friedman, Head of Trading, LEX Markets
Public Comment Kamal Jafarnia, Artivest Holdings, Inc.
Public Comment Robert R. Champion, President, MarketPlus Capital Company
Public Comment Greg L. Hansen, CEO, Hans and Company
Public Comment Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding an October 1, 2019, meeting with representatives of Invesco
Public Comment Barbara Roper, Director of Investor Protection, and Micah Hauptman, Financial Services Counsel; Consumer Federation of America
Public Comment Robert Rutkowski
Public Comment Rutheford B. Campbell, Professor of Law, University of Kentucky
Public Comment Americans for Financial Reform Education Fund and AFL-CIO
Public Comment Atish Davda, Co-Founder & CEO, et al., EquityZen, Inc.
Public Comment Christian Bilger, Chief Operating Officer, Honeycomb Credit Inc. and Honeycomb Portal LLC (Funding Portal)
Public Comment John A. Zecca, Senior Vice President, General Counsel North Ameri, Nasdaq, Inc.
Public Comment Tyler Gellasch, Executive Director, Healthy Markets Association
Public Comment Joseph Bonvouloir, ALTI LLC
Public Comment Georgia Quinn, General Counsel, CoinList
Public Comment Brett Palmer, President, Small Business Investor Alliance
Public Comment Erik Syvertsen, General Counsel, AngelList
Public Comment Rahsan Boykin, Esquire
Public Comment William J. Williams

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-19
Release Number
33-10649
34-86129
IA-5256
IC-33512
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