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Comments on SEC Policy Statement:
Proposed Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies and Request for Comment

[Release No. 34-70731; File No. S7-08-13]

Submitted Comments

(Click here for meetings with SEC officials)
Oct. 16, 2014 Danielle Beavers, Economic Equity Program Manager, The Greenlining Institute
Jul. 1, 2014 Kevin M. Carroll, Managing Director and Associate General Counsel, SIFMA
Mar. 11, 2014 Kathy D. Ireland, Associate General Counsel, Investment Adviser Association
Mar. 6, 2014 Eric A. Dela Pena, San Francisco, California
Feb. 20, 2014 Matthew J. Reardon, Physician, Engineer, US Army Officer Retired, Las Vegas, Nevada
Feb. 7, 2014 Joseph M. Rankin, III, President & CEO, Sage Capital Bank, Gonzales, Texas
Feb. 7, 2014 Beverly A. Byrne, Chief Compliance Officer and Chief Legal Counsel, Financial Services, Great-West Financial
Feb. 7, 2014 A. Scott Anderson, President and CEO, Zions Bank
Feb. 7, 2014 Americans for Financial Reform
Feb. 7, 2014 Ron Busby, President, US Black Chambers, Inc., Washington, District of Columbia
Feb. 7, 2014 Orim Graves, CFA, Executive Director, National Association of Securities Professionals (NASP), Washington, District of Columbia
Feb. 7, 2014 Scott M. Stringer, Comptroller of the City of New York
Feb. 7, 2014 Hilary O. Shelton, Director, Washington Bureau & Senior Vice President for Advocacy and Policy, NAACP
Feb. 7, 2014 Ben Craigie, Director of Compliance and Training, Massachusetts Bankers Association
Feb. 7, 2014 William Michael Cunningham, M.B.A., M.A., Creative Investment Research, Inc., Washington, District of Columbia
Feb. 7, 2014 Michael P. Aitken, Vice President of Government Affairs, Society for Human Resource Management
Feb. 7, 2014 B. Seth Bryant, Managing Partner, Bryant Rabbino LLP
Feb. 7, 2014 Richard Coffman, General Counsel, Institute of International Bankers
Feb. 7, 2014 Brandon Becker, Executive Vice President & Chief Legal Officer, Advocacy & Oversight Group, TIAA-CREF
Feb. 7, 2014 Johhny P. Malecki, Montana
Feb. 7, 2014 Joseph S. Lakis, Jr., President, Equal Employment Advisory Council
Feb. 7, 2014 Nathaniel H. Christian III, General Counsel/Chief Compliance Officer, CastleOak Securities, L.P.
Feb. 7, 2014 American Bankers Association and Independent Community Bankers of America
Feb. 7, 2014 Cheryl Nichols, Associate Professor Howard University School of Law and Ronald L. Crawford, Former Enforcement Manager and Chief Counsel for SEC
Feb. 6, 2014 Harry J. Brooks, Chairman and CEO, Commercial State Bank, El Campo, Texas
Feb. 6, 2014 Danny Skarda, President/ CEO, Herring Bank, Amarillo, Texas
Feb. 6, 2014 Sam Kana, President/ CEO, First National Bank of Eagle Lake, Texas
Feb. 6, 2014 Garland Certain, CEO, and Gary Lovell, President, United Community Bank
Feb. 6, 2014 Richard Foster, Vice President & Senior Counsel for Regulatory and Legal Affairs, Financial Services Roundtable, et al.
Feb. 6, 2014 Anne Yang, Cadwyn Point Partners LLC, Norwalk, Connecticut
Feb. 6, 2014 Susan Rubenstein, General Counsel and Co-Founder, and Tim Taylor, Managing Member, The Center for Diversity in Finance & Industry LLC
Feb. 5, 2014 Cynthia Amador, President & CEO, Azul Management Systems Institute, Inc.
Feb. 5, 2014 Michael A. Ringswald, Senior Vice President & General Counsel, Republic Bank &Trust Company
Feb. 5, 2014 Simon A. Fish, Executive Vice-President & oeneral Counsel, BMO Financial Group
Feb. 4, 2014 Howard M. Headlee, President & CEO, Utah Bankers Association
Feb. 4, 2014 David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Jan. 29, 2014 Ballard W. Cassady, Jr., President & Chief Executive Officer, Kentucky Bankers Association
Jan. 27, 2014 Thomas Shugrue, President / CEO, Carolina Capital Markets, Inc.
Jan. 27, 2014 Aaron Palmer, Harvey, Louisiana
Dec. 24, 2013 Gina M. Raimondo, General Treasurer, State of Rhode Island and Providence Plantations
Dec. 24, 2013 Genesis Acquisition Management
Dec. 23, 2013 Susan Wyderko, President, Mutual Fund Directors Forum, Washington, District of Columbia
Dec. 20, 2013 Randel K. Johnson, Senior Vice President, Labor, Immigration and Employee Benefits, and Amanda Eversole, Senior Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Dec. 20, 2013 Karrie McMillan, General Counsel, Investment Company Institute, Washington, District of Columbia
Dec. 18, 2013 Susan B. Kerley, Chair, Governing Council, Independent Directors Council
Dec. 17, 2013 Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association (SIFMA)
Dec. 16, 2013 Dennis E. Nixon, President, International Bancshares Corporation
Dec. 16, 2013 Ilene H. Lang, President, and Deborah Gillis, Chief Operating Officer, Catalyst
Dec. 5, 2013 Marc H. Morial, President and CEO, National Urban League
Dec. 2, 2013 Mark Whitlock, Orange County Interdenominational Ecumenical Council, et al.
Nov. 30, 2013 Dianne D. Lyday, Administrator, Baltimore Racial Justice Action
Nov. 22, 2013 Chris Barnard, Germany
Nov. 21, 2013 Cheryl Nichols, Associate Professor, Howard University School of Law

Meetings with SEC Officials

(Click here for submitted comments from the public)
Oct. 8, 2014 Memorandum from the Office of Commissioner Luis A. Aguilar regarding an October 8, 2014, meeting with representatives of the Greenlining Coalition

Modified: 10/17/2014