Comments on SEC Policy Statement: Proposed Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies and Request for Comment

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Date Received
Date Letter Type Commenter Name
Public Comment Sam Kana, President/ CEO, First National Bank of Eagle Lake, Texas
Public Comment Susan Rubenstein, General Counsel and Co-Founder, and Tim Taylor, Managing Member, The Center for Diversity in Finance & Industry LLC
Public Comment Cynthia Amador, President & CEO, Azul Management Systems Institute, Inc.
Public Comment Michael A. Ringswald, Senior Vice President & General Counsel, Republic Bank &Trust Company
Public Comment Simon A. Fish, Executive Vice-President & oeneral Counsel, BMO Financial Group
Public Comment David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Public Comment Howard M. Headlee, President & CEO, Utah Bankers Association
Public Comment Ballard W. Cassady, Jr., President & Chief Executive Officer, Kentucky Bankers Association
Public Comment Aaron Palmer, Harvey, Louisiana
Public Comment Thomas Shugrue, President / CEO, Carolina Capital Markets, Inc.
Public Comment Genesis Acquisition Management
Public Comment Gina M. Raimondo, General Treasurer, State of Rhode Island and Providence Plantations
Public Comment Susan Wyderko, President, Mutual Fund Directors Forum, Washington, District of Columbia
Public Comment Karrie McMillan, General Counsel, Investment Company Institute, Washington, District of Columbia
Public Comment Randel K. Johnson, Senior Vice President, Labor, Immigration and Employee Benefits, and Amanda Eversole, Senior Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Public Comment Susan B. Kerley, Chair, Governing Council, Independent Directors Council
Public Comment Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association (SIFMA)
Public Comment Dennis E. Nixon, President, International Bancshares Corporation
Public Comment Ilene H. Lang, President, and Deborah Gillis, Chief Operating Officer, Catalyst
Public Comment Marc H. Morial, President and CEO, National Urban League
Public Comment Mark Whitlock, Orange County Interdenominational Ecumenical Council, et al.
Public Comment Dianne D. Lyday, Administrator, Baltimore Racial Justice Action
Public Comment Chris Barnard, Germany
Public Comment Cheryl Nichols, Associate Professor, Howard University School of Law

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-13
Release Number
34-70731
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